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BNY Mellon (NYSE: BNY) sells $2.5B callable fixed/floating notes due 2030-2034

(Moderate)
(Neutral)
Form Type
8-K

Rhea-AI Filing Summary

The Bank of New York Mellon Corporation issued three tranches of senior notes on August 12, 2026. These include $300,000,000 of Floating Rate Callable Senior Medium-Term Notes Series J due 2030, $1,200,000,000 of 4.755% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030, and $1,000,000,000 of 5.182% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2034. The notes were issued under an effective Form S-3 registration statement. A legal opinion and related consent from Sullivan & Cromwell LLP were filed as exhibits and incorporated by reference into that registration.

Positive

  • None.

Negative

  • None.
Item 8.01 Other Events Other
Voluntary disclosure of events the company deems important to shareholders but not covered by other items.
Item 9.01 Financial Statements and Exhibits Exhibits
Financial statements, pro forma financial information, and exhibit attachments filed with this report.
2030 Floating Rate Notes $300,000,000 aggregate principal amount Floating Rate Callable Senior Medium-Term Notes Series J due 2030
2030 Fixed/Floating Notes $1,200,000,000 aggregate principal amount 4.755% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030
2034 Fixed/Floating Notes $1,000,000,000 aggregate principal amount 5.182% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2034
Coupon Rate 2030 Fixed/Floating 4.755% Fixed rate on Series J Fixed Rate / Floating Rate Notes due 2030
Coupon Rate 2034 Fixed/Floating 5.182% Fixed rate on Series J Fixed Rate / Floating Rate Notes due 2034
Common Stock Par Value $0.01 par value Common Stock listed on the New York Stock Exchange
Floating Rate Callable Senior Medium-Term Notes financial
"its Floating Rate Callable Senior Medium-Term Notes Series J due 2030"
Fixed Rate / Floating Rate Callable Senior Medium-Term Notes financial
"its 4.755% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J"
registration statement on Form S-3 regulatory
"registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3"
A registration statement on Form S‑3 is a short, standardized filing a qualified public company uses to register new securities with regulators so they can be sold to investors; think of it as a pre-approved, reusable permission slip that speeds up future offerings. It matters to investors because it lets the company raise money more quickly and cheaply — which can fund growth or pay debt — but may also lead to share dilution or change in ownership, so it affects value and liquidity.
Depositary Shares financial
"Depositary Shares, each representing a 1/4,000th interest in a share of Series K"
Depositary shares are tradable certificates that represent a fractional piece of a larger security held by a third-party bank, like owning a slice of a single big pie instead of the whole pie. They let companies issue and investors buy smaller, more affordable portions of preferred stock or other instruments; holders usually receive proportional dividends and market pricing similar to ordinary shares, but may have limited voting rights and different liquidity or tax implications, which can affect income and resale value.
Inline XBRL technical
"Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document"
Inline XBRL is a file format for financial filings that embeds machine-readable data tags directly inside the human-readable report, so the same document can be read by people and parsed by software. For investors it makes extracting, comparing and verifying financial numbers faster and more reliable—like a grocery list where each item also has a barcode—reducing manual errors and speeding up analysis.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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FAQ

What new notes did The Bank of New York Mellon Corporation (BNY) issue on August 12, 2026?

The Bank of New York Mellon Corporation issued $300M floating rate notes due 2030, $1.2B 4.755% fixed/floating notes due 2030, and $1.0B 5.182% fixed/floating notes due 2034 as senior medium-term notes.

What is the total principal amount of notes issued by BNY on this 8-K date?

The total aggregate principal amount of notes issued is $2.5 billion. This consists of $300 million floating rate notes, $1.2 billion 4.755% fixed/floating notes, and $1.0 billion 5.182% fixed/floating notes, all under the Series J medium-term note program.

What interest rates apply to BNY’s new fixed/floating notes due 2030 and 2034?

The Series J notes due 2030 carry a 4.755% fixed rate before switching to a floating rate, while the Series J notes due 2034 carry a 5.182% fixed rate before their floating component, both structured as fixed rate / floating rate callable senior notes.

Under what registration did BNY issue these Series J senior notes?

The notes were issued under a registration statement on Form S-3 (File No. 333-282710). That shelf registration, as amended, provided Securities Act coverage for the senior medium-term notes now being issued.

What types of securities does BNY list on the New York Stock Exchange?

BNY lists its common stock, 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV, and depositary shares representing Series K Noncumulative Perpetual Preferred Stock, all traded on the New York Stock Exchange.
Bank of New York Mellon Corp 6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York false 0001390777 0001390777 2026-08-12 2026-08-12 0001390777 us-gaap:CommonStockMember 2026-08-12 2026-08-12 0001390777 bk:M6.244FixedToFloatingRateNormalPreferredCapitalSecuritiesOfMellonCapitalIvFullyAndUnconditionallyGuaranteedByTheBankOfNewYorkMellonCorporationMember 2026-08-12 2026-08-12 0001390777 bk:DepositarySharesEachRepresentingA14000thInterestInAShareOfSeriesKNoncumulativePerpetualPreferredStockMember 2026-08-12 2026-08-12
 
 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-K

 

 

CURRENT REPORT

Pursuant to Section 13 or 15(d)

of the Securities Exchange Act of 1934

Date of Report (Date of earliest event reported): August 12, 2026

 

 

THE BANK OF NEW YORK MELLON CORPORATION

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   001-35651   13-2614959

(State or other Jurisdiction

of Incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

 

240 Greenwich Street

New York, New York

  10286
(Address of Principal Executive Offices)   (Zip Code)

Registrant’s telephone number, including area code: (212) 495-1784

Not Applicable

(Former name or former address if changed since last report.)

 

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

 

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

 

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

 

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

 

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

 

Title of each class

 

Trading

Symbol(s)

 

Name of each exchange

on which registered

Common Stock, $0.01 par value   BNY   New York Stock Exchange
6.244% Fixed-to-Floating Rate Normal Preferred Capital Securities of Mellon Capital IV (fully and unconditionally guaranteed by The Bank of New York Mellon Corporation)   BNY/P   New York Stock Exchange
Depositary Shares, each representing a 1/4,000th interest in a share of Series K Noncumulative Perpetual Preferred Stock   BNY PRK   New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐

 

 
 


ITEM 8.01.

OTHER EVENTS.

On August 12, 2026, The Bank of New York Mellon Corporation issued $300,000,000 aggregate principal amount of its Floating Rate Callable Senior Medium-Term Notes Series J due 2030 (the “2030 Floating Rate Notes”), $1,200,000,000 aggregate principal amount of its 4.755% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2030 (the “2030 Fixed Rate / Floating Rate Notes”) and $1,000,000,000 aggregate principal amount of its 5.182% Fixed Rate / Floating Rate Callable Senior Medium-Term Notes Series J due 2034 (the “2034 Fixed Rate / Floating Rate Notes” and, together with the 2030 Floating Rate Notes and the 2030 Fixed Rate / Floating Rate Notes, the “Notes”). The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on Form S-3 (File No. 333-282710) (as amended, the “Registration Statement”). In connection with this issuance, Exhibits 5.1 and 23.1 are filed as part of this Current Report on Form 8-K and are incorporated by reference into the Registration Statement.

 

ITEM 9.01.

FINANCIAL STATEMENTS AND EXHIBITS.

(d) EXHIBITS

 

Exhibit
Number

  

Description

5.1    Opinion of Sullivan & Cromwell LLP
23.1    Consent of Sullivan & Cromwell LLP (included in Exhibit 5.1)
104    Cover Page Interactive Data File – the cover page XBRL tags are embedded within the Inline XBRL document

 

 

2


SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

 

   

The Bank of New York Mellon Corporation

(Registrant)

Date: August 12, 2026     By:  

/s/ Jean Weng

    Name:   Jean Weng
    Title:   Secretary

 

3

Filing Exhibits & Attachments

5 documents