BNY Mellon exec sells 3,520 shares via 10b5-1 plan

Rhea-AI Filing Summary

Bank of New York Mellon Corp (BNY) reported that Senior Executive VP Jose Minaya sold a total of 3,520 shares of common stock on August 27, 2026 in open-market transactions pursuant to a Rule 10b5-1 trading plan adopted May 20, 2026. The sales were executed in two tranches at weighted average prices within disclosed price ranges.

Insider Trade Summary 10b5-1

Net Seller: 3,520 shares

Net Sell 2 txns

Insider Minaya Jose

Role Senior Executive VP

Sold 3,520 shs ($572K)

Type	Security	Shares	Price	Value
Sale	Common Stock F1, F2	2,590	$162.4486	$421K
Sale	Common Stock F1, F3	930	$163.1691	$152K

Holdings After Transaction: Common Stock — 180,344 shares (Direct)

Footnotes (3)

1. F1. Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026.
2. F2. Represents the weighted average price of shares sold with actual prices ranging from $161.93 to $162.925. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.
3. F3. Represents the weighted average price of shares sold with actual prices ranging from $162.93 to $163.90.

Key Figures

Shares sold (first transaction): 2,590 shares Weighted average price (first transaction): $162.4486 per share Shares sold (second transaction): 930 shares +3 more

6 metrics

Shares sold (first transaction) 2,590 shares Common Stock sold on August 27, 2026

Weighted average price (first transaction) $162.4486 per share Common Stock sale; actual prices from $161.93 to $162.925

Shares sold (second transaction) 930 shares Common Stock sold on August 27, 2026

Weighted average price (second transaction) $163.1691 per share Common Stock sale; actual prices from $162.93 to $163.90

Total shares sold 3,520 shares Net shares sold across both transactions on August 27, 2026

Rule 10b5-1 plan adoption date May 20, 2026 Plan under which the reported sales were executed

Key Terms

Rule 10b5-1 plan, weighted average price, open market or private transaction

3 terms

Rule 10b5-1 plan regulatory

"Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026"

A Rule 10b5-1 plan is a prearranged, written schedule that lets corporate insiders buy or sell company stock at set times or amounts, even if they later learn material nonpublic information. Think of it like setting an automatic thermostat for trades: it creates a clear record that trades were planned in advance, reducing the risk of insider-trading accusations and helping investors trust that insider transactions are routine rather than based on secret information.

weighted average price financial

"Represents the weighted average price of shares sold with actual prices"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

open market or private transaction market

"Sale in open market or private transaction"

FAQ

What insider transactions did BNY report for Jose Minaya on this Form 4?

The filing reports that Senior Executive VP Jose Minaya sold 3,520 shares of Bank of New York Mellon Corp common stock in two open-market transactions on August 27, 2026 under a pre-arranged Rule 10b5-1 plan.

At what prices were Jose Minaya’s BNY shares sold?

One sale of 2,590 shares had a weighted average price of $162.4486, with actual prices from $161.93 to $162.925. The second sale of 930 shares had a weighted average price of $163.1691, with actual prices from $162.93 to $163.90.

Were Jose Minaya’s BNY stock sales made under a Rule 10b5-1 plan?

Yes. The filing states the sales were made pursuant to a Rule 10b5-1 plan adopted on May 20, 2026, and the document-level 10b5-1 checkbox is marked true.

How many BNY shares did Jose Minaya sell in each transaction?

Jose Minaya sold 2,590 shares of Bank of New York Mellon Corp common stock in one transaction and 930 shares in a second transaction, both dated August 27, 2026.

Does the Form 4 disclose Jose Minaya’s BNY share ownership after these sales?

No post-transaction ownership figure is provided in the non-derivative tables for these sales; the total_shares_following_transaction field is blank for both transactions in the structured data.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/31/2026 - 04:15 PM Accepted by SEC EDGAR 08/31/2026 - 04:14 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

X

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Minaya Jose

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Senior Executive VP

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/27/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/27/2026		S(1)		2,590	D	$162.4486(2)	181,274	D
Common Stock	08/27/2026		S(1)		930	D	$163.1691(3)	180,344	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Sale pursuant to Rule 10b5-1 plan adopted May 20, 2026.

2. Represents the weighted average price of shares sold with actual prices ranging from $161.93 to $162.925. Upon request by the SEC staff, the issuer, or any security holder of the issuer, the reporting person will provide full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) through (3) to this Form 4.

3. Represents the weighted average price of shares sold with actual prices ranging from $162.93 to $163.90.

	/s/ Jean Weng, Attorney-in-Fact	08/31/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)