BNY Mellon director granted 72.7640 phantom shares

Bank of New York Mellon Corp director Elizabeth Robinson received a grant of 72.7640 shares of common stock-equivalent phantom stock valued at $146.0200 per share.

Rhea-AI Filing Summary

Bank of New York Mellon Corp director Elizabeth Robinson received a grant of 72.7640 shares of common stock-equivalent phantom stock valued at $146.0200 per share. The award was made under the company’s Deferred Compensation Plan for Directors and will be payable in common shares at a specified future date.

Following this compensation-related acquisition, Robinson’s direct holdings reported in this filing total 5414.6635 shares. This is a routine non-cash director compensation grant rather than an open-market purchase.

Insider Trade Summary

Grant/Award: 72.764 shares

Grant/Award 1 txn

Insider Robinson Elizabeth

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	72.764	$146.02	$11K

Holdings After Transaction: Common Stock — 5,414.6635 shares (Direct)

Footnotes (1)

1. F1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

Key Figures

Phantom stock units granted: 72.7640 shares Grant valuation price: $146.0200 per share Total shares after transaction: 5414.6635 shares

3 metrics

Phantom stock units granted 72.7640 shares Director award under Deferred Compensation Plan for Directors

Grant valuation price $146.0200 per share Value used to determine size of phantom stock award

Total shares after transaction 5414.6635 shares Direct holdings reported following the award

Key Terms

phantom stock, Deferred Compensation Plan for Directors, grant, award, or other acquisition

3 terms

phantom stock financial

"Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A phantom stock is a form of compensation that gives employees or executives the benefits of stock ownership, such as the increase in stock value, without actually giving them real shares. It acts like a promise to pay the employee the equivalent value of company stock later, often as a bonus or incentive. This allows companies to motivate and reward staff without diluting ownership or transferring actual shares.

Deferred Compensation Plan for Directors financial

"pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors"

A deferred compensation plan for directors is an arrangement that lets board members postpone receiving part of their pay until a later date—often retirement or a set future time—so the money can grow or be paid under specified conditions. Think of it like directing a portion of your paycheck into a locked savings account that pays out later; investors care because it creates future cash or stock obligations, signals how the company motivates and retains leadership, and can affect shareholder value through timing of payouts or potential dilution.

grant, award, or other acquisition financial

"transaction code description: Grant, award, or other acquisition"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did BNY (Bank of New York Mellon) director Elizabeth Robinson report in this Form 4?

Elizabeth Robinson reported receiving 72.7640 shares of common stock-equivalent phantom stock as director compensation at $146.0200 per share. This award is part of a deferred compensation plan and is not an open-market stock purchase.

Is Elizabeth Robinson’s BNY Form 4 transaction a stock purchase or a compensation grant?

The transaction is a compensation grant, not a market purchase. Robinson acquired 72.7640 phantom stock units under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors, payable later in common shares rather than bought on the open market.

How many Bank of New York Mellon shares does Elizabeth Robinson hold after this Form 4 transaction?

After the reported grant, Elizabeth Robinson holds 5414.6635 shares reported as direct ownership. This total includes the newly awarded 72.7640 phantom stock units that are payable in common stock at a specified future date under the director plan.

What is phantom stock in the context of BNY’s director deferred compensation plan?

Phantom stock is a bookkeeping unit that tracks the value of common shares without immediate share delivery. Under BNY’s Deferred Compensation Plan for Directors, these units are later settled in actual common stock, aligning director compensation with shareholder interests over time.

At what price was Elizabeth Robinson’s BNY phantom stock award valued?

The 72.7640 phantom stock units were valued at $146.0200 per share. This value determines the size of the award under the deferred compensation plan and helps translate the grant into a specific number of share-equivalent units for future settlement.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 07/06/2026 - 04:35 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Robinson Elizabeth

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/01/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/01/2026		A		72.764(1)	A	$146.02	5,414.6635	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. Phantom stock acquired pursuant to prior election under The Bank of New York Mellon Corporation Deferred Compensation Plan for Directors payable at a specified date in shares of The Bank of New York Mellon Corporation common stock.

	/s/ Jean Weng, Attorney-in-Fact	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)