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Goldstein Jeffrey A reported acquisition or exercise transactions in this Form 4 filing.
Bank of New York Mellon Corp director Jeffrey A. Goldstein reported receiving an award of 282.4955 phantom stock units of common stock on July 1, 2026 under the company’s Deferred Compensation Plan for Directors. The award was valued at $146.02 per share at grant.
These phantom stock units are payable in Bank of New York Mellon common shares at a specified future date rather than representing an open-market purchase. Following this compensation-related grant, Goldstein’s directly held position associated with this line item increased to 42,762.7336 shares of common stock.
Bank of New York Mellon Corp director Joseph Echevarria acquired 616.3539 phantom stock units tied to common stock as a compensation grant. The grant was valued at $146.02 per unit and was made under the company’s Deferred Compensation Plan for Directors.
The phantom stock will be paid at a specified future date in shares of Bank of New York Mellon common stock. Following this award, Echevarria’s directly held position reported in this filing is 66,683.069 shares, indicating this is a relatively small, routine compensation-related addition to his holdings.
The Bank of New York Mellon Corporation plans to raise its quarterly cash dividend on common shares by 19%, increasing it from $0.53 to $0.63 per share, beginning as early as the third quarter of 2026, subject to Board approval.
The Federal Reserve’s 2026 bank stress test left the Company’s Stress Capital Buffer requirement at the 2.5% floor, where it has remained since 2020 and is expected to continue until 2027 under current rules. The Company also remains authorized to repurchase common shares under its existing Board-approved share repurchase program, with buybacks potentially executed through open market, privately negotiated, Rule 10b5-1 plans, derivative and accelerated share repurchase transactions.
The Bank of New York Mellon Corporation has formalized the removal of a retired preferred stock series from its charter. On June 23, 2026, the company filed a Certificate of Elimination to its Restated Certificate of Incorporation in Delaware, eliminating provisions for its Series H Noncumulative Perpetual Preferred Stock.
All outstanding shares of the Series H preferred stock had already been fully redeemed on June 20, 2026. The Certificate of Elimination, dated June 23, 2026, is included as an exhibit and reflects that this preferred series is no longer part of the company’s authorized preferred stock designations.
The Bank of New York Mellon Corporation will redeem all outstanding shares of its Series H Noncumulative Perpetual Preferred Stock and the related depositary shares. There are 5,825 preferred shares and 582,500 Depositary Shares outstanding.
The redemption date will be June 20, 2026, with cash payment of the $1,000 per Depositary Share redemption price made on June 22, 2026. After the redemption date, these securities will no longer be outstanding and dividends on the Series H Preferred Stock represented by the Depositary Shares will stop accruing.