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Bank of New York Mellon Corp (BNY), a reporting person, amended its ownership disclosure for Hartford Schroders Tax-Aware Bond ETF. It reports 47,180 shares, or 0.4%, with sole voting power over 47,180 shares, sole dispositive power over 884 shares, and shared dispositive power over 46,296 shares. BNY Mellon N.A. reports 46,296 shares, or 0.4%, with sole voting and shared dispositive power over 46,296 shares. The parent states that the filing is not an admission that it or its direct or indirect subsidiaries are beneficial owners of the securities.
Key Figures
Beneficial ownership:47,180 sharesClass ownership:0.4%Sole voting power:47,180 shares+4 more
7 metrics
Beneficial ownership47,180 sharesBank of New York Mellon Corp reporting-person amount
Class ownership0.4%Bank of New York Mellon Corp reporting-person amount
Sole voting power47,180 sharesBank of New York Mellon Corp reporting-person amount
Sole dispositive power884 sharesBank of New York Mellon Corp reporting-person amount
Shared dispositive power46,296 sharesBank of New York Mellon Corp reporting-person amount
Class ownership0.4%BNY Mellon N.A. reporting-person amount
Key Terms
beneficial ownership, Sole Voting Power, Shared Dispositive Power
3 terms
beneficial ownershipfinancial
"Amount beneficially owned"
Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.
Sole Voting Powerfinancial
"Sole Voting Power 47,180.00"
Sole voting power is the exclusive right to cast votes attached to a shareholder’s stock without needing approval from anyone else. Like holding the only remote control for a TV, it lets that holder decide corporate matters such as board members, mergers, and policy changes, making it important to investors because it concentrates control and can strongly influence a company’s strategy and the value of its shares.
Shared Dispositive Powerfinancial
"Shared Dispositive Power 46,296.00"
FAQ
AI-generated questions and answers. How Rhea-AI works. Not financial advice.
How many shares does BNY report for the Hartford Schroders Tax-Aware Bond ETF?
Bank of New York Mellon Corp reports beneficial ownership of 47,180 shares, or 0.4% of the class. BNY Mellon N.A. reports 46,296 shares, or 0.4%.
What voting and dispositive power does BNY report?
Bank of New York Mellon Corp reports sole voting power over 47,180 shares, sole dispositive power over 884 shares, and shared dispositive power over 46,296 shares. BNY Mellon N.A. reports sole voting and shared dispositive power over 46,296 shares.
Does Bank of New York Mellon admit beneficial ownership of the ETF shares?
The parent states that the filing is not an admission that it or its direct or indirect subsidiaries are beneficial owners of the securities.
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(Amendment No. 26)
Hartford Funds Exchange-Traded Trust
(Name of Issuer)
Hartford Schroders Tax-Aware Bond ETF
(Title of Class of Securities)
41653L404
(CUSIP Number)
09/30/2026
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
Rule 13d-1(b)
Rule 13d-1(c)
Rule 13d-1(d)
schemaVersion:
SCHEDULE 13G
CUSIP Number(s):
41653L404
1
Names of Reporting Persons
Bank of New York Mellon Corp
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
NEW YORK
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
47,180.00
6
Shared Voting Power
0.00
7
Sole Dispositive Power
884.00
8
Shared Dispositive Power
46,296.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
47,180.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
0.4 %
12
Type of Reporting Person (See Instructions)
HC
SCHEDULE 13G
CUSIP Number(s):
41653L404
1
Names of Reporting Persons
BNY MELLON N.A.
2
Check the appropriate box if a member of a Group (see instructions)
(a)
(b)
3
Sec Use Only
4
Citizenship or Place of Organization
NEW YORK
Number of Shares Beneficially Owned by Each Reporting Person With:
5
Sole Voting Power
46,296.00
6
Shared Voting Power
0.00
7
Sole Dispositive Power
0.00
8
Shared Dispositive Power
46,296.00
9
Aggregate Amount Beneficially Owned by Each Reporting Person
46,296.00
10
Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)
11
Percent of class represented by amount in row (9)
0.4 %
12
Type of Reporting Person (See Instructions)
BK
SCHEDULE 13G
Item 1.
(a)
Name of issuer:
Hartford Funds Exchange-Traded Trust
(b)
Address of issuer's principal executive offices:
690 LEE ROAD, WAYNE, PENNSYLVANIA, 19087.
Item 2.
(a)
Name of person filing:
The Bank of New York Mellon Corporation
(b)
Address or principal business office or, if none, residence:
240 Greenwich Street
New York, New York 10286
(c)
Citizenship:
See cover page
(d)
Title of class of securities:
Hartford Schroders Tax-Aware Bond ETF
(e)
CUSIP No.:
41653L404
Item 3.
If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)
Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)
Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)
Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)
Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)
An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)
An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)
A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)
A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)
A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)
A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J),
please specify the type of institution:
(k)
Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.
Ownership
(a)
Amount beneficially owned:
See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
The filing of this Schedule 13G shall not be construed as an admission that The Bank of New York Mellon Corporation, or its direct or indirect subsidiaries, including The Bank of New York Mellon and BNY Mellon, National Association, are for the purposes of Section 13(d) or 13(g) of the Act, the beneficial owners of any securities covered by this Schedule 13G.
(b)
Percent of class:
See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
(c)
Number of shares as to which the person has:
(i) Sole power to vote or to direct the vote:
See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
(ii) Shared power to vote or to direct the vote:
See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
(iii) Sole power to dispose or to direct the disposition of:
See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
(iv) Shared power to dispose or to direct the disposition of:
See Item 5 through 9 and 11 of cover page(s) as to each reporting person.
Item 5.
Ownership of 5 Percent or Less of a Class.
Ownership of 5 percent or less of a class
Item 6.
Ownership of more than 5 Percent on Behalf of Another Person.
Not Applicable
Item 7.
Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary.
See Exhibit I.
Item 8.
Identification and Classification of Members of the Group.
Not Applicable
Item 9.
Notice of Dissolution of Group.
Not Applicable
Item 10.
Certifications:
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under § 240.14a-11.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
