Bank of New York Mellon (NYSE: BNY) CEO moves 24,833 shares into family trust

Rhea-AI Filing Summary

Bank of New York Mellon Corp Chairman & CEO Robin A. Vince reported an internal restructuring of 24,833 common shares on 2026-07-16, moving them from direct ownership into a family trust. The exchange was for assets of equal value, and the filing states there is no change in his Section 16 beneficial ownership, leaving him with 625,794.01 shares held directly and 24,833 held indirectly through the trust.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Vince Robin A.

Role Chairman & CEO

Type	Security	Shares	Price	Value
Other	Common Stock F1	24,833	$161.075	$4.00M
Other	Common Stock F1	24,833	$161.075	$4.00M

Holdings After Transaction: Common Stock — 625,794.01 shares (Direct); Common Stock — 24,833 shares (Indirect, By Family Trust)

Footnotes (1)

1. F1. The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change to the number of shares beneficially owned by the Reporting Person for purposes of Section 16.

Key Figures

Shares moved to family trust: 24,833 shares Reported transaction price: $161.075 per share Direct holdings after transaction: 625,794.01 shares +2 more

5 metrics

Shares moved to family trust 24,833 shares Common Stock contributed to family trust on 2026-07-16

Reported transaction price $161.075 per share Valuation reference for the July 16, 2026 restructuring

Direct holdings after transaction 625,794.01 shares Common Stock held directly by Robin A. Vince after restructuring

Indirect holdings after transaction 24,833 shares Common Stock held indirectly through a family trust after restructuring

Total shares in restructuring 49,666 shares Aggregate shares in J-code restructuring (acquire and dispose legs)

Key Terms

family trust, beneficially owned, Section 16, Other acquisition or disposition

4 terms

family trust financial

"The Reporting Person contributed shares of Common Stock to a family trust"

beneficially owned financial

"There is no change to the number of shares beneficially owned"

Beneficially owned describes securities or assets where a person has the economic rights and control—such as the right to receive dividends and to direct voting—even if legal title is held in another name. Think of it like having the keys and using a car that’s registered to someone else: you get the benefits and make decisions. Investors care because beneficial ownership reveals who truly controls value and voting power, affecting corporate decisions and takeover dynamics.

Section 16 regulatory

"beneficially owned by the Reporting Person for purposes of Section 16"

Section 16 is a U.S. securities law rule that governs the trading and disclosure obligations of company insiders — typically officers, directors and large shareholders — to promote transparency and deter unfair profit-taking. It requires insiders to publicly report their stock trades and allows companies or the issuer to reclaim quick, short-term profits from certain insider trades, like a scoreboard and a refund policy that help investors see and limit possible insider advantage.

Other acquisition or disposition financial

"transaction code description: Other acquisition or disposition"

AI-generated analysis. How Rhea-AI works. Not financial advice.

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/17/2026 - 04:17 PM Accepted by SEC EDGAR 07/17/2026 - 04:16 PM Learn about SEC filing dates

FAQ

What insider transaction did BNY CEO Robin A. Vince report?

Robin A. Vince reported an internal restructuring involving 24,833 BNY common shares. The shares were moved from his direct ownership into a family trust in exchange for assets of equal value, with no change to his Section 16 beneficial ownership.

How many Bank of New York Mellon (BNY) shares were moved to the family trust?

A total of 24,833 BNY common shares were contributed to a family trust. The transfer was recorded at a reported price of $161.075 per share and classified as an “Other acquisition or disposition” (transaction code J).

Did Robin A. Vince’s total beneficial ownership in BNY change after this transaction?

No. The footnote states there is no change to the number of shares beneficially owned by Robin A. Vince for Section 16 purposes. The move simply shifted shares from direct ownership into a family trust.

What are Robin A. Vince’s BNY shareholdings after the restructuring?

After the restructuring, Robin A. Vince holds 625,794.01 BNY common shares directly and 24,833 shares indirectly through a family trust. These post-transaction amounts are reported as his holdings following the July 16, 2026 transactions.

What price per share was reported for the BNY restructuring transaction?

The restructuring used a reported transaction price of $161.075 per BNY common share. This price reflects the valuation reference used for the exchange of shares for assets of equal value with the family trust.

Was the BNY CEO’s restructuring done under a Rule 10b5-1 trading plan?

No. The Rule 10b5-1 checkbox for this filing was not marked as affirmatively adopted. The transaction is described as a contribution of shares to a family trust, not as trading under a pre-arranged 10b5-1 plan.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Vince Robin A.

(Last) (First) (Middle)

240 GREENWICH STREET

(Street)

NEW YORK NEW YORK 10286

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
Bank of New York Mellon Corp [ BNY ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Chairman & CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/16/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/16/2026		J(1)		24,833	D	$161.075	625,794.01	D
Common Stock	07/16/2026		J(1)		24,833	A	$161.075	24,833	I	By Family Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The Reporting Person contributed shares of Common Stock to a family trust in exchange for assets of equal value. There is no change to the number of shares beneficially owned by the Reporting Person for purposes of Section 16.

	Jean Weng, Attorney-in-Fact	07/17/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)