Broadridge Finl Solutions Inc SEC Filings

Annette L. Nazareth, a Director of Broadridge Financial Solutions, Inc. (BR), reported two grants of Deferred Stock Units on 10/02/2025 under the company’s 2018 Omnibus Award Plan tied to the regular quarterly dividend. The filings show awards of 8,519 and 8,528 Deferred Stock Units, each representing a like number of common shares and recorded with a $0.0000 per-share price. The Deferred Stock Units vest in full upon grant and are payable in shares when the director separates from service. The form was signed under power of attorney on 10/03/2025.

Eileen K. Murray, a director of Broadridge Financial Solutions, Inc. (BR), was awarded additional Deferred Stock Units on 10/02/2025 tied to the company’s regular quarterly dividend. The filing reports 3,705 and 3,712 additional Deferred Stock Units, each representing the same number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director’s separation from service. One award is linked to previously issued Deferred Stock Units and the other is linked to Deferred Stock Units issued in lieu of cash under the Director Deferred Compensation Program. The form indicates the report was filed by one reporting person and notes Director as the reporting relationship.

Markus Maura A., a Director of Broadridge Financial Solutions, Inc. (BR), reported two awards of additional Deferred Stock Units on 10/02/2025. The Form 4 shows an award of 57 Deferred Stock Units under the company's 2018 Omnibus Award Plan tied to the regular quarterly dividend and an award of 19 Deferred Stock Units tied to dividends on Deferred Stock Units issued in lieu of director cash compensation (DCUs). Both awards were recorded at a price of $0.0000, vest in full upon grant, and will settle in shares of Broadridge common stock upon the director's separation from service. The report lists beneficial ownership following the transactions as 31,302.102 and 31,321.102 shares (direct), and the Form 4 was signed by a power of attorney on 10/03/2025.

Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), reported on a Form 4 that on 10/02/2025 he was awarded additional Deferred Stock Units (DSUs) tied to Broadridge common stock as dividend equivalents. The filing shows two non‑cash acquisitions: 35 DSUs under the 2018 Omnibus Award Plan (regular quarterly dividend on underlying DSUs) and 16 DSUs in lieu of cash compensation under the Director Deferred Compensation Program (DCUs). Both awards vest in full upon grant and will settle into Broadridge common stock when the director separates from service.

After these transactions Mr. Keller beneficially owned 16,057 shares in total. The reported price per acquired unit is $0.0000, reflecting issuance as dividend equivalents rather than cash purchases. The Form 4 was signed via power of attorney on 10/03/2025.

Broadridge Financial Solutions (BR) director Melvin L. Flowers received additional Deferred Stock Units on 10/02/2025 equal to the company's regular quarterly dividend on underlying common stock. The Form 4 reports an acquisition coded V and shows 2,190 shares beneficially owned following the transaction. The units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.

Robert N. Duelks, a director of Broadridge Financial Solutions, Inc. (BR), was awarded 85 Deferred Stock Units on 10/02/2025. The award reflects additional units granted under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend paid on the common stock underlying previously issued Deferred Stock Units. The Deferred Stock Units vest in full immediately and will settle in shares of Broadridge common stock when the director separates from service. Following the transaction, Mr. Duelks beneficially owns 20,518 shares directly and indirectly through entities and trusts, including 4,960 shares via BOMAR II LLC, 17,000 via the Mary E. Duelks 2007 Revocable Trust, and 8,853 via the Robert N. Duelks 2007 Revocable Trust.

Broadridge Financial Solutions, Inc. (BR) director Pamela L. Carter received an award of 21 Deferred Stock Units on 10/02/2025 under the company's 2018 Omnibus Award Plan in connection with the payment of the regular quarterly dividend on underlying common stock. The report shows the DSUs vest in full upon grant and will settle into shares of Broadridge common stock when the director separates from service. Following the reported grant, Ms. Carter beneficially owned 7,282 shares or share-equivalents. The transaction was reported on Form 4 and signed by a power of attorney on 10/03/2025.

Broadridge Financial Solutions filed its 2025 definitive proxy stating stockholders of record as of September 18, 2025 may vote at the virtual annual meeting on November 13, 2025. The Board supports retaining Deloitte & Touche LLP as independent auditors for fiscal 2026. Directors attended 100% of Board meetings and 99% of committee meetings in 2025. Executive pay is largely performance-based, using metrics including Compensation Adjusted Fee-Based Revenue, Adjusted EBT, Closed Sales, Client Onboarding, Client Satisfaction, and Strategic/Leadership goals; long-term awards rely on Adjusted EPS and PRSU metrics. The CEO pay ratio was approximately 216:1 (CEO total comp $17,212,066; median employee $79,503). Governance features include stock ownership guidelines, clawback policy, insider trading windows and a Change in Control severance plan providing 150% of current total annual compensation and accelerated vesting. A Form 4 filing related to dividend DSUs was late and subsequently filed on January 10, 2025.

Markus Maura A., a director of Broadridge Financial Solutions, Inc. (BR), received a grant of Deferred Stock Units (DCUs) on 09/17/2025 under the company's 2018 Omnibus Award Plan in connection with deferral of cash compensation. The filing reports the DCUs vest in full upon grant and will settle into shares of Broadridge common stock beginning when the director separates from service. Following the reported transaction the filing shows 31,245.102 shares as the amount of common stock beneficially owned by the reporting person. The transaction was reported on Form 4 and executed by power of attorney on 09/19/2025.