Broadridge (BR) director granted dividend deferred stock unit awards

Rhea-AI Filing Summary

Broadridge Financial Solutions director reports small equity awards. A company director received two awards of additional deferred stock units on 01/05/2026 under Broadridge's 2018 Omnibus Award Plan. One award covered 11 deferred stock units tied to regular quarterly dividends on previously granted deferred stock units, bringing the director's beneficial ownership in that line to 4,853 shares of common stock. A second award covered 9 deferred stock units related to dividend equivalents on units previously issued in lieu of cash compensation under the Director Deferred Compensation Program, increasing beneficial ownership in that line to 4,862 shares. All these deferred stock units vest in full upon grant and will be settled in Broadridge common stock when the director separates from service.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

MURRAY EILEEN K

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
01/05/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	01/05/2026		A		11(1)	A	$0.0000	4,853	D
Common Stock	01/05/2026		A		9(2)	A	$0.0000	4,862	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

2. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs"). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	01/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
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FAQ

What insider transaction was reported for Broadridge (BR)?

A Broadridge director reported receiving small awards of additional deferred stock units on 01/05/2026, tied to regular quarterly dividend equivalents on previously granted units.

How many Broadridge deferred stock units were granted in this Form 4?

The director was granted 11 deferred stock units in one award and 9 deferred stock units in a second award, both relating to dividend equivalents on earlier grants.

What is the resulting Broadridge (BR) stock ownership reported after these awards?

Following the reported transactions, the director beneficially owns 4,853 shares of Broadridge common stock in one award line and 4,862 shares in the second award line.

Do the Broadridge deferred stock units reported here have a purchase price?

The reported deferred stock units were awarded at a price of $0.0000 per unit, reflecting that they were granted as equity compensation rather than purchased for cash.

When do these Broadridge deferred stock units vest and settle?

The deferred stock units vest in full upon grant and will settle in shares of Broadridge common stock when the director separates from service with the company.

What plan governs these Broadridge director equity awards?

The awards were made under Broadridge's 2018 Omnibus Award Plan, including units issued in connection with the Director Deferred Compensation Program.