Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Broadridge Financial Solutions, Inc. asks stockholders to vote at its virtual 2026 annual meeting on November 10, 2026. The ballot includes election of 10 director nominees, an advisory vote on named executive officer compensation, and ratification of Deloitte & Touche LLP as independent registered public accountants for fiscal 2027. The Board recommends a vote FOR each proposal. Stockholders of record on September 18, 2026 may vote. Each proposal requires a majority of votes cast; brokers may vote uninstructed shares only on the auditor-ratification proposal.
Broadridge reports fiscal 2026 8% recurring revenue growth, constant currency, and 12% Adjusted EPS growth. Approximately 94% of CEO Timothy C. Gokey’s target total direct compensation and approximately 84% of other named executive officers’ average target total direct compensation were at risk and tied primarily to company growth and profitability; annual cash incentive payments ranged from 102% to 110% of target. The say-on-pay vote is advisory and nonbinding, and the Board and Compensation Committee will consider its results.
Broadridge Financial Solutions, Inc. director Eileen K. Murray received a grant of 389 deferred stock units on September 24, 2026. The units vested in full upon grant and will settle in Broadridge common stock commencing with her separation from service. Her reported direct common-stock holdings following the transaction were 6,147 shares.
Broadridge Financial Solutions director Annette L. Nazareth acquired 180 Deferred Stock Units on September 24, 2026, under the company’s 2018 Omnibus Award Plan. The units represent a like number of common shares, vest in full upon grant, and settle in shares commencing with the director’s separation from service. The reported post-transaction position was 9,794 shares of common stock.
Broadridge Financial Solutions (BR) director Patricia Ann Mosconi received a grant of 180 Deferred Stock Units on September 24, 2026, under the company's 2018 Omnibus Award Plan. The grant was connected to her deferral of cash compensation under the Director Deferred Compensation Program. Her reported direct position following the grant was 821 shares.
Broadridge Financial Solutions (BR) granted director Amit Zavery 180 Deferred Stock Units on September 24, 2026, in connection with his deferral of cash compensation under the Director Deferred Compensation Program. The units vested in full upon grant and are to settle in shares of Broadridge common stock beginning when Zavery separates from service. His reported direct position following the transaction was 9,191 shares.
Broadridge Financial Solutions, Inc. director Maura A. Markus received a grant of 209 Deferred Stock Units on September 24, 2026. The units vested in full upon grant and will settle in shares beginning when she separates from service. Following the transaction, Markus held 32,987 shares of Broadridge common stock directly.
Broadridge Financial Solutions, Inc. reported that Corporate VP and CHRO Richard John Stingi received a grant of 2,172 shares of common stock in the form of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan. These units will vest and convert into shares of common stock on October 1, 2026, bringing his directly held common stock position to 7,680.799 shares after the award.
Broadridge Financial Solutions, Inc. reported that President and director Christopher John Perry received a grant of 9,308 shares of common stock via Restricted Stock Units determined after a three-year performance period. These RSUs will vest and convert into shares on October 1, 2026, bringing his directly held stake to 54,136.521 shares.
BROADRIDGE FINANCIAL SOLUTIONS, INC. CEO Timothy C. Gokey received an equity compensation award of 33,265 shares of Common Stock on August 12, 2026, reflecting Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares on October 1, 2026, bringing his directly held stake to 176,141.0271 shares.