Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
BROADRIDGE FINANCIAL SOLUTIONS, INC. reported that its CFO, Ashima Ghei, acquired 466 shares of common stock through a grant of Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares of Broadridge common stock on October 1, 2026, bringing her directly held position to 6,027 shares.
Broadridge Financial Solutions, Inc. reported that Co-President ICS Douglas Richard Deschutter acquired 1,783 shares of common stock as a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, determined after a three-year performance period. These RSUs will vest and convert into common shares on October 1, 2026, bringing his directly held position to 18,046.8948 shares of common stock.
Broadridge Financial Solutions, Inc. reported that Corporate VP Thomas P. Carey acquired 5,275 shares of common stock through a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, tied to a three-year performance period. These RSUs will vest and convert into shares of common stock on October 1, 2026, bringing Carey's directly held common stock position to 11,301 shares following the award.
Broadridge Financial Solutions, Inc. director Robert N. Duelks filed an amended insider trading report correcting a prior filing for a sale of 253 shares of common stock on February 6, 2026 at $192.60 per share. The amendment clarifies that the shares were sold from the Robert N. Duelks 2007 Revocable Trust, reported as indirect ownership, rather than from his direct holdings. Following this sale, the trust holds 8,600 shares, and Duelks separately holds 20,815 shares directly.
Broadridge Financial Solutions is a Delaware-based financial technology provider focused on investor communications, capital-markets processing, and wealth and investment management. It operates two segments: Investor Communication Solutions, which generated about 74% of fiscal 2026 revenues, and Global Technology and Operations at about 26%.
The company supports large-scale market infrastructure, managing proxy voting for over 1 billion equity positions, processing more than 8 billion communications, and handling over $18 trillion in daily tokenized and traditional securities trades. It is expanding AI-enabled and blockchain-based offerings and investing in tokenization capabilities for trading, repo and governance.
Key themes include digitizing governance, simplifying capital-markets technology, and modernizing wealth platforms. Principal risks center on regulatory changes, evolving rules for tokenized assets, cybersecurity and privacy, reliance on a small number of large financial clients, securities-market activity levels, and dependence on critical third-party vendors and outsourcing partners.
Broadridge Financial Solutions reported strong fourth-quarter and fiscal 2026 results, with total revenues of $7,476.8 million, up 9%, and Recurring revenues of $4,878.0 million, up 8%. Diluted EPS rose to $9.60, a 35% increase, and Adjusted EPS grew 12% to $9.60. Free cash flow reached $1,233.0 million, delivering 110% Free cash flow conversion, while Closed sales were $305.1 million.
The Investor Communication Solutions and Global Technology and Operations segments both posted solid Recurring revenue gains. The board raised the annual dividend 12% from $3.90 to $4.36 per share (quarterly $1.09 payable October 5, 2026 to holders of record on September 3, 2026) and authorized a new $1.5 billion share repurchase program. For fiscal 2027, guidance calls for 6–8% Recurring revenue growth constant currency, 8–12% Adjusted EPS growth, Adjusted Operating income margin of about 21%, and Free cash flow conversion above 100%.
Broadridge Financial Solutions, Inc. identifies Todd T. Diganci as a director and provides his initial statement of beneficial ownership of company securities. No equity transactions, holdings, or derivative positions are reported for him in this insider ownership statement.
Broadridge Financial Solutions director Markus Maura A. reported acquiring small additional amounts of common stock through two awards of Deferred Stock Units on July 2, 2026. The awards, for 36 and 98 units, were granted under Broadridge’s 2018 Omnibus Award Plan as dividend equivalents on previously issued deferred stock.
The Deferred Stock Units vest in full immediately and will be settled in shares of Broadridge common stock when the director separates from service, reflecting routine, compensation-related equity accrual rather than open-market purchases.
FLOWERS MELVIN L reported acquisition or exercise transactions in this Form 4 filing.
BROADRIDGE FINANCIAL SOLUTIONS, INC. director Melvin L. Flowers received an award of 18 Deferred Stock Units tied to the company’s regular quarterly dividend. These units represent an equivalent number of Broadridge common shares and increase his direct holdings to 2,694 shares.
The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when Flowers separates from service as a director. This is a routine, compensation-related adjustment rather than an open-market purchase or sale.
Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Robert N. Duelks reported a small equity award linked to his existing deferred stock units. He received 143 additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on the common stock underlying previously issued units. These Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when he separates from service. After this award, his directly related common stock equivalent holdings total 21,085 shares, alongside indirect holdings through family trusts and an LLC.