[Form 4] BROADRIDGE FINANCIAL SOLUTIONS, INC. Insider Trading Activity

Rhea-AI Filing Summary

Broadridge Financial Solutions (BR) reported an insider stock sale by a company officer who serves as President. On 11/18/2025, the officer sold 3,984 shares of Broadridge common stock in an open market transaction coded "S" at a price of $226 per share. After this transaction, the officer continued to beneficially own 44,828.521 shares of Broadridge common stock, held in direct ownership. This filing reflects a routine Form 4 disclosure of insider trading activity by a single reporting person.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PERRY CHRISTOPHER JOHN

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

3. Date of Earliest Transaction (Month/Day/Year)
11/18/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/18/2025		S		3,984	D	$226	44,828.521	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Maria Allen, Power of Attorney	11/18/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Broadridge (BR) report in this Form 4?

The filing reports that a Broadridge officer who is the President sold 3,984 shares of the company’s common stock in a single transaction.

On what date did the Broadridge (BR) insider sell shares and at what price?

The insider transaction occurred on 11/18/2025, with the 3,984 shares of common stock sold at a price of $226 per share.

How many Broadridge (BR) shares does the insider own after the reported sale?

Following the sale, the officer beneficially owns 44,828.521 shares of Broadridge common stock, reported as held in direct ownership.

What is the relationship of the reporting person to Broadridge (BR)?

The reporting person is an officer of Broadridge Financial Solutions, Inc., with the title of President, and filed the Form 4 as a single reporting person.

Does this Broadridge (BR) Form 4 include any derivative securities transactions?

No derivative securities transactions are listed in Table II; only a sale of common stock is reported in Table I.

Was this Broadridge (BR) Form 4 filed by more than one reporting person?

No. The filing indicates it is a Form filed by One Reporting Person, not a joint or group filing.

Who signed the Broadridge (BR) Form 4 and under what authority?

The Form 4 was signed by Maria Allen under a Power of Attorney on 11/18/2025.