State Street Reports 4.7% Stake in Broadridge

BROOKRIDGE FINANCIAL SOLUTIONS INC Schedule 13G: State Street Corporation reports beneficial ownership of 5,511,408 shares of Common Stock, representing 4.7% of the class.

Rhea-AI Filing Summary

BROOKRIDGE FINANCIAL SOLUTIONS INC Schedule 13G: State Street Corporation reports beneficial ownership of 5,511,408 shares of Common Stock, representing 4.7% of the class. The filing lists shared voting power 3,351,280 and shared dispositive power 5,507,746. The filing is signed by Elizabeth Schaefer on 05/12/2026.

Insights

Institutional Ownership Analyst

State Street reports a passive 4.7% stake held across multiple advisory entities.

State Street Corporation discloses beneficial ownership of 5,511,408 shares with shared voting power 3,351,280 and shared dispositive power 5,507,746. The filing lists multiple State Street advisory subsidiaries as acquiring entities.

Holder composition and shared powers indicate investment-manager voting arrangements; subsequent filings could show changes in percent ownership or voting alignment.

Governance & Compliance Specialist

Filing is a routine disclosure under beneficial ownership rules, not an active control claim.

The form is classified as a Schedule 13G stating ownership of less than 5% or passive reporting treatment; Item 5 and Item 6 text reference 5% threshold and third‑party interests. Multiple State Street affiliates are identified under Item 7.

Regulatory posture: this is a compliance disclosure; any material changes would require amended filings per Section 13 rules.

Key Figures

Report date: 03/31/2026 Beneficial ownership: 5,511,408 shares Percent of class: 4.7% +3 more

6 metrics

Report date 03/31/2026 Schedule 13G reporting date

Beneficial ownership 5,511,408 shares Amount beneficially owned reported on the form

Percent of class 4.7% Percent of class reported on Schedule 13G

Shared voting power 3,351,280 shares Shares with shared voting power

Shared dispositive power 5,507,746 shares Shares with shared dispositive power

Signature date 05/12/2026 Form signed by Elizabeth Schaefer

Key Terms

Beneficial ownership, Shared dispositive power, Schedule 13G, Investment Company Act (IA)

4 terms

Beneficial ownership regulatory

"Amount beneficially owned: 5511408.00"

Beneficial ownership means the person or entity that actually enjoys the benefits of owning shares or other assets — such as receiving dividends, voting rights, or price gains — even if the legal title is held in another name. For investors it matters because knowing who truly controls and profits from a company reveals who can influence decisions, exposes potential conflicts of interest or hidden concentration of power, and affects transparency and risk in the stock.

Shared dispositive power regulatory

"Shared power to dispose or to direct the disposition of: 5,507,746"

Schedule 13G regulatory

"Item 5. | Ownership of 5 Percent or Less of a Class."

A Schedule 13G is a formal document that investors file with the government when they acquire a large ownership stake in a company, usually for investment purposes rather than control. It helps keep the public informed about who owns significant parts of a company's shares, which can influence how the company is managed and how investors make decisions. Filing this schedule is important for transparency and understanding the ownership landscape of publicly traded companies.

Investment Company Act (IA) regulatory

"SSGA FUNDS MANAGEMENT, INC. (IA);STATE STREET GLOBAL ADVISORS"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What stake does State Street report in Broadridge Financial (BR)?

State Street reports beneficial ownership of 5,511,408 shares, representing 4.7% of the class. The Schedule 13G lists shared voting power of 3,351,280 and shared dispositive power of 5,507,746, across several State Street advisory entities.

Does State Street claim control over Broadridge after this filing?

No—this filing does not claim control; it reports beneficial ownership of 4.7%. The form lists shared voting and dispositive powers but is a Schedule 13G passive disclosure, not an assertion of control or takeover intent.

Which State Street entities are named in the Schedule 13G for BR?

The filing lists multiple advisory affiliates, including SSGA Funds Management, State Street Global Advisors (various jurisdictions) and related entities. Item 7 enumerates the specific State Street advisory subsidiaries associated with the holdings.

When was the Schedule 13G for Broadridge signed and filed?

The filing is signed by Elizabeth Schaefer (Senior Vice President, Chief Accounting Officer) and dated 05/12/2026. The form references the security's CUSIP 11133T103 and reporting date 03/31/2026.

Are the shares reported as solely or jointly controlled by State Street?

The filing shows 0 shares with sole voting or dispositive power and reports shared voting power 3,351,280 and shared dispositive power 5,507,746, indicating joint or shared control arrangements for these holdings.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 05/12/2026 - 10:01 AM Learn about SEC filing dates

SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

BROADRIDGE FINANCIAL SOLUTIONS INC

(Name of Issuer)

COMMON STOCK

(Title of Class of Securities)

11133T103

(CUSIP Number)

03/31/2026

(Date of Event Which Requires Filing of this Statement)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

Rule 13d-1(b)

Rule 13d-1(c)

Rule 13d-1(d)

schemaVersion:

SCHEDULE 13G

CUSIP Number(s): 11133T103

1

Names of Reporting Persons

STATE STREET CORPORATION

2

Check the appropriate box if a member of a Group (see instructions)

(a)
(b)

3

Sec Use Only

4

Citizenship or Place of Organization

MASSACHUSETTS

Number of Shares Beneficially Owned by Each Reporting Person With:

5	Sole Voting Power 0.00
6	Shared Voting Power 3,351,280.00
7	Sole Dispositive Power 0.00
8	Shared Dispositive Power 5,507,746.00

9

Aggregate Amount Beneficially Owned by Each Reporting Person

5,511,408.00

10

Check box if the aggregate amount in row (9) excludes certain shares (See Instructions)

11

Percent of class represented by amount in row (9)

4.7 %

12

Type of Reporting Person (See Instructions)

HC

SCHEDULE 13G

Item 1.
(a)	Name of issuer: BROADRIDGE FINANCIAL SOLUTIONS INC
(b)	Address of issuer's principal executive offices: 9920 PACIFIC HEIGHTS BLVD, SUITE 430, LAKE SUCCESS, NEW YORK, 11042
Item 2.
(a)	Name of person filing: STATE STREET CORPORATION;
(b)	Address or principal business office or, if none, residence: ONE CONGRESS STREET, SUITE 1, BOSTON MA 02114, UNITED STATES
(c)	Citizenship: MA
(d)	Title of class of securities: COMMON STOCK
(e)	CUSIP Number(s): 11133T103
Item 3.	If this statement is filed pursuant to §§ 240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a:
(a)	Broker or dealer registered under section 15 of the Act (15 U.S.C. 78o);
(b)	Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c);
(c)	Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c);
(d)	Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8);
(e)	An investment adviser in accordance with § 240.13d-1(b)(1)(ii)(E);
(f)	An employee benefit plan or endowment fund in accordance with § 240.13d-1(b)(1)(ii)(F);
(g)	A parent holding company or control person in accordance with § 240.13d-1(b)(1)(ii)(G);
(h)	A savings associations as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i)	A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j)	A non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J). If filing as a non-U.S. institution in accordance with § 240.13d-1(b)(1)(ii)(J), please specify the type of institution:
(k)	Group, in accordance with Rule 240.13d-1(b)(1)(ii)(K).
Item 4.	Ownership
(a)	Amount beneficially owned: 5511408.00
(b)	Percent of class: 4.7 %
(c)	Number of shares as to which the person has:
	(i) Sole power to vote or to direct the vote: 0
	(ii) Shared power to vote or to direct the vote: 3,351,280
	(iii) Sole power to dispose or to direct the disposition of: 0
	(iv) Shared power to dispose or to direct the disposition of: 5,507,746
Item 5.	Ownership of 5 Percent or Less of a Class.
	Ownership of 5 percent or less of a class
Item 6.	Ownership of more than 5 Percent on Behalf of Another Person.
	If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than 5 percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required. NOT APPLICABLE
Item 7.	Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person.
	If a parent holding company has filed this schedule, pursuant to Rule 13d-1(b)(ii)(G), so indicate under Item 3(g) and attach an exhibit stating the identity and the Item 3 classification of the relevant subsidiary. If a parent holding company has filed this schedule pursuant to Rule 13d-1(c) or Rule 13d-1(d), attach an exhibit stating the identification of the relevant subsidiary. SSGA FUNDS MANAGEMENT, INC. (IA);STATE STREET GLOBAL ADVISORS (JAPAN) CO., LTD. (IA);STATE STREET GLOBAL ADVISORS ASIA LIMITED (IA);STATE STREET GLOBAL ADVISORS EUROPE LIMITED (IA);STATE STREET GLOBAL ADVISORS LIMITED (IA);STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED (IA);STATE STREET GLOBAL ADVISORS TRUST COMPANY (IA);STATE STREET GLOBAL ADVISORS, AUSTRALIA, LIMITED (IA);STATE STREET GLOBAL ADVISORS, LTD. (IA);STATE STREET SAUDI ARABIA FINANCIAL SOLUTIONS COMPANY (IA);
Item 8.	Identification and Classification of Members of the Group.
	If a group has filed this schedule pursuant to §240.13d-1(b)(1)(ii)(K), so indicate under Item 3(k) and attach an exhibit stating the identity and Item 3 classification of each member of the group. If a group has filed this schedule pursuant to §240.13d-1(c) or §240.13d-1(d), attach an exhibit stating the identity of each member of the group. NOT APPLICABLE
Item 9.	Notice of Dissolution of Group.
	Notice of dissolution of a group may be furnished as an exhibit stating the date of the dissolution and that all further filings with respect to transactions in the security reported on will be filed, if required, by members of the group, in their individual capacity. See Item 5. NOT APPLICABLE

Item 10.

Certifications:

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under ?? 240.14a-11.

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

STATE STREET CORPORATION

Signature:	ELIZABETH SCHAEFER
Name/Title:	SENIOR VICE PRESIDENT, CHIEF ACCOUNTING OFFICER
Date:	05/12/2026