Broadridge director Markus sells 3,180 shares

Q: How many BR shares did director Maura A. Markus sell, and at what price?

Markus sold 3,180 shares on November 12, 2026, at a weighted-average price of $191.89 per share. The sales occurred in multiple transactions, with prices ranging from $189.93 to $193.00, and were reported under a Rule 10b5-1 plan.

Q: When do Maura A. Markus's BR Deferred Stock Units settle?

The 645 Deferred Stock Units vest in full upon grant and settle in Broadridge common shares upon Markus's separation from service with Broadridge.

Available on EDGAR 11/12/2026 - 11:41 AM EST Accepted by SEC EDGAR 11/12/2026 - 11:41 AM EST

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Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. director Maura A. Markus exercised options covering 3,180 common shares on November 12, 2026, at $64.89 per share, then sold 3,180 shares at a weighted-average price of $191.89 per share. The shares were sold in multiple transactions at prices from $189.93 to $193.00; the transactions were reported under a Rule 10b5-1 plan.

On November 10, 2026, Markus received 2,659 stock options that vest immediately and expire November 10, 2036, and 645 Deferred Stock Units under the 2018 Omnibus Award Plan. The units vest in full upon grant and settle in Broadridge common shares upon her separation from service.

Insider Trade Summary 10b5-1

Exercise and Sale: 3,180 shares ($404K approx. pre-tax spread)

Exercise and Sale 5 txns

Insider Markus Maura A.

Role Director

Sold 3,180 shs ($610K)

Approx. gross sale proceeds $610K

Approx. exercise cost $206K

Approx. pre-tax spread $404K

Share of Position Sold 8.6%

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy)	3,180	$64.89	$206K
Exercise	Common Stock	3,180	$64.89	$206K
Sale	Common Stock ^F2	3,180	$191.89	$610K
Grant/Award	Stock Option (Right to Buy) ^F3	2,659	$192.96	$513K
Grant/Award	Common Stock ^F1	645	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 4,232 options (Direct); Common Stock — 33,769.102 shares (Direct)

Holdings Before and After: Stock Option (Right to Buy), 4,753 to 4,232 options (Direct); Common Stock, 33,124.102 to 33,769.102 shares (Direct)

Footnotes (3)

F1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
F2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.
F3. Stock options vest immediately upon grant.

Key Figures

Options exercised: 3,180 options Exercise price: $64.89 per share Shares sold: 3,180 shares +4 more

7 metrics

Options exercised 3,180 options November 12, 2026; exercised for common shares

Exercise price $64.89 per share Options exercised November 12, 2026

Shares sold 3,180 shares November 12, 2026

Weighted-average sale price $191.89 per share Sale on November 12, 2026

Sale price range $189.93-$193.00 per share Multiple transactions on November 12, 2026

Stock options granted 2,659 options Granted November 10, 2026; vest immediately

Deferred Stock Units 645 units Granted November 10, 2026; vest in full upon grant

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, weighted average price

3 terms

Deferred Stock Units financial

"grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

weighted average price financial

"The price reported in Column 4 is a weighted average price"

Weighted average price is the average price of a security where each trade or component is counted according to its size, so bigger trades pull the average more than smaller ones. Think of it like calculating the average cost of a grocery haul where items you bought more of have greater influence on the final per-item cost. Investors use it to understand the true average price paid or received, judge execution quality, and compare trading performance against market movement.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BR shares did director Maura A. Markus sell, and at what price?

Markus sold 3,180 shares on November 12, 2026, at a weighted-average price of $191.89 per share. The sales occurred in multiple transactions, with prices ranging from $189.93 to $193.00, and were reported under a Rule 10b5-1 plan.

When do Maura A. Markus's BR Deferred Stock Units settle?

The 645 Deferred Stock Units vest in full upon grant and settle in Broadridge common shares upon Markus's separation from service with Broadridge.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Markus Maura A.

(Last)

(First)

(Middle)

605 THIRD AVENUE

(Street)

NEW YORK

10158

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	11/10/2026		A		645⁽¹⁾	A	$0.0000	33,769.102	D
Common Stock	11/12/2026		M		3,180	A	$64.89	36,949.102	D
Common Stock	11/12/2026		S		3,180	D	$191.89⁽²⁾	33,769.102	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (Right to Buy)	$0.0000	11/10/2026		A		2,659		11/10/2026⁽³⁾	11/10/2036	Common Stock	2,659	$192.96	2,659	D
Stock Option (Right to Buy)	$64.89	11/12/2026		M			3,180	11/17/2016	11/17/2026	Common Stock	3,180	$64.89	1,573	D

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

2. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $189.93 - $193.00, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

3. Stock options vest immediately upon grant.

	Maria Allen, Power of Attorney	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR