Broadridge grants director Flowers stock and options

Available on EDGAR 11/12/2026 - 11:34 AM EST Accepted by SEC EDGAR 11/12/2026 - 11:33 AM EST Learn about SEC filing dates

Rhea-AI Filing Summary

On November 10, 2026, Broadridge Financial Solutions, Inc. director Melvin L. Flowers received 645 Deferred Stock Units, which vest in full upon grant and will settle in common shares upon his separation from service. He also received stock options covering 2,659 common shares; the options vest immediately and expire November 10, 2036. His reported direct common-stock holdings following the stock award were 3,357 shares.

Insider Trade Summary

Grant/Award: 3,304 shares

Grant/Award 2 txns

Insider FLOWERS MELVIN L

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Stock Option (Right to Buy) F2	2,659	$192.96	$513K
Grant/Award	Common Stock F1	645	$0.00	$0.00

Holdings After Transaction: Stock Option (Right to Buy) — 2,659 options (Direct); Common Stock — 3,357 shares (Direct)

Holdings Before and After: Stock Option (Right to Buy), 0 to 2,659 options (Direct); Common Stock, 2,712 to 3,357 shares (Direct)

Footnotes (2)

1. F1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
2. F2. Stock options vest immediately upon grant.

Key Figures

Deferred Stock Units granted: 645 Deferred Stock Units Options granted: 2,659 options covering common shares Direct common-stock holdings after stock award: 3,357 shares

3 metrics

Deferred Stock Units granted 645 Deferred Stock Units Vest in full upon grant and settle in common shares upon separation from service; November 10, 2026.

Options granted 2,659 options covering common shares Vest immediately; expire November 10, 2036.

Direct common-stock holdings after stock award 3,357 shares Reported after the November 10, 2026 stock award.

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan

2 terms

Deferred Stock Units financial

"grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity awards did BR director Melvin L. Flowers receive?

On November 10, 2026, Flowers received 645 Deferred Stock Units and options covering 2,659 common shares. The units vest upon grant; the options vest immediately.

When do Melvin L. Flowers' BR Deferred Stock Units settle?

The 645 Deferred Stock Units will settle in Broadridge common shares upon Flowers' separation from service.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FLOWERS MELVIN L

(Last) (First) (Middle)

605 THIRD AVENUE

(Street)

NEW YORK NEW YORK 10158

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
11/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/10/2026		A		645(1)	A	$0.0000	3,357	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$0.0000	11/10/2026		A		2,659		11/10/2026(2)	11/10/2036	Common Stock	2,659	$192.96	2,659	D

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

2. Stock options vest immediately upon grant.

	Maria Allen, Power of Attorney	11/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)