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Broadridge (BR) director Form 4 shows 138 deferred stock units, 8,481 shares owned

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. reported a routine equity grant to one of its directors. On 12/10/2025, a director received 138 shares of Broadridge common stock in the form of Deferred Stock Units under the company’s 2018 Omnibus Award Plan, tied to the deferral of cash compensation under the Director Deferred Compensation Program. These units vest in full upon grant and are designed to settle in an equal number of Broadridge common shares when the director separates from service with the company. Following this award, the director beneficially owns 8,481 shares of Broadridge common stock, held directly.

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Insider Zavery Amit
Role Director
Type Security Shares Price Value
Grant/Award Common Stock 138 $0.00 --
Holdings After Transaction: Common Stock — 8,481 shares (Direct)
Footnotes (1)
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Zavery Amit
(Last) (First) (Middle)
5 DAKOTA DRIVE
(Street)
LAKE SUCCESS NY 11042
(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
 6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/10/2025 A 138(1) A $0.0000 8,481 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
Maria Allen, Power of Attorney 12/11/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Broadridge Financial Solutions (BR) disclose in this Form 4?

The filing shows that a director received 138 Deferred Stock Units, representing 138 shares of Broadridge common stock, granted on 12/10/2025 under the company’s 2018 Omnibus Award Plan.

How many Broadridge (BR) shares does the reporting director own after this transaction?

After the reported grant, the director beneficially owns 8,481 shares of Broadridge common stock in direct ownership.

What is the price and nature of the Broadridge (BR) equity grant reported?

The transaction reports the acquisition of 138 shares of common stock at a price of $0.0000 per share, reflecting a compensation-related grant rather than an open-market purchase.

Under which plans were the Broadridge (BR) Deferred Stock Units granted to the director?

The 138 Deferred Stock Units were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the director’s deferral of cash compensation under the Director Deferred Compensation Program.

When do the Broadridge (BR) Deferred Stock Units vest and settle for the director?

The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director’s separation from service with Broadridge.

Is the reporting person in this Broadridge (BR) Form 4 a director or officer?

The reporting person is identified as a Director of Broadridge Financial Solutions, Inc., with the related ownership reported as direct.