Broadridge (NYSE: BR) director receives 206 Deferred Stock Units as pay

Rhea-AI Filing Summary

Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Amit Zavery received a grant of 206 Deferred Stock Units tied to deferred cash compensation. The units vest in full upon grant and will be settled in an equal number of Broadridge common shares after his separation from service. Following this award, Zavery directly holds 8,951 shares of common stock.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider Zavery Amit

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	206	$0.00	--

Holdings After Transaction: Common Stock — 8,951 shares (Direct, null)

Footnotes (1)

1. [object Object]

Key Figures

Deferred Stock Units granted: 206 units Grant price: $0.00 per share Shares held after transaction: 8,951 shares

3 metrics

Deferred Stock Units granted 206 units Grant of Deferred Stock Units on June 10, 2026

Grant price $0.00 per share Compensation-related DSU grant, not open-market purchase

Shares held after transaction 8,951 shares Total direct Broadridge common stock holdings after grant

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, Director Deferred Compensation Program, separation from service

4 terms

Deferred Stock Units financial

"The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral"

Director Deferred Compensation Program financial

"in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program"

A director deferred compensation program is an arrangement that lets a company delay paying part of a board member’s fees or bonuses until a future date, often at retirement or after leaving the board. It matters to investors because it affects a company’s long‑term cash commitments and executive incentives—like a timed savings plan that can align directors’ decisions with the company’s future performance while creating future liabilities on the balance sheet.

separation from service financial

"The DCUs vest in full upon grant and will settle in shares ... commencing with the director's separation from service"

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Form 4 Insider Transactions: What Each Field Means →

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zavery Amit

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/10/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	06/10/2026		A		206(1)	A	$0.0000	8,951	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	06/11/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What did Broadridge (BR) director Amit Zavery report on this Form 4?

Amit Zavery reported receiving 206 Deferred Stock Units as a grant. These units were issued under Broadridge’s 2018 Omnibus Award Plan in connection with his deferral of cash compensation under the Director Deferred Compensation Program.

Is the Amit Zavery Form 4 transaction in Broadridge (BR) an open-market stock purchase?

No, the Form 4 shows a grant of Deferred Stock Units, not an open-market purchase. The units were granted at a price of $0.00 per share as part of deferred director compensation, rather than bought on the stock market.

How many Broadridge (BR) shares does Amit Zavery hold after this Form 4 transaction?

After the reported grant, Amit Zavery directly holds 8,951 shares of Broadridge common stock. The 206 Deferred Stock Units represent an additional award that will settle into shares when he separates from service with the company.

When do Amit Zavery’s Deferred Stock Units in Broadridge (BR) vest and settle?

The Deferred Stock Units vest in full immediately upon grant. They will be settled in an equal number of Broadridge common shares beginning when Amit Zavery separates from service as a director, according to the footnote disclosure.

Under which plan were the Deferred Stock Units granted to the Broadridge (BR) director?

The Deferred Stock Units were granted under Broadridge’s 2018 Omnibus Award Plan. They are connected to the Director Deferred Compensation Program, reflecting a deferral of the director’s cash compensation into stock-based units.