When will the Deferred Stock Units reported by Robert N. Duelks convert into Broadridge shares?

The Deferred Stock Units reported by Robert N. Duelks vest in full immediately upon grant. They will be settled in shares of Broadridge common stock upon his separation from service as a director, according to the terms described for the award.

Broadridge (BR) director awarded 143 deferred stock units via dividend

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

Duelks Robert N reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Robert N. Duelks reported a small equity award linked to his existing deferred stock units. He received 143 additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the regular quarterly dividend on the common stock underlying previously issued units. These Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock when he separates from service. After this award, his directly related common stock equivalent holdings total 21,085 shares, alongside indirect holdings through family trusts and an LLC.

Insider Trade Summary

4 transactions reported

Mixed 4 txns

Insider Duelks Robert N

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	143	$0.00	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 21,085 shares (Direct, null); Common Stock — 4,474 shares (Indirect, BOMAR II LLC)

Footnotes (1)

[object Object]

Key Figures

Deferred Stock Units awarded: 143 units Direct holdings after award: 21,085 shares Indirect holdings - Robert N. Duelks 2007 Revocable Trust: 8,853 shares +2 more

5 metrics

Deferred Stock Units awarded 143 units Dividend-equivalent grant under 2018 Omnibus Award Plan

Direct holdings after award 21,085 shares Common stock equivalents following Deferred Stock Unit award

Indirect holdings - Robert N. Duelks 2007 Revocable Trust 8,853 shares Common Stock held indirectly as of reported date

Indirect holdings - Mary E. Duelks 2020 Irrevocable Trust 17,000 shares Common Stock held indirectly as of reported date

Indirect holdings - BOMAR II LLC 4,474 shares Common Stock held indirectly as of reported date

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, regular quarterly dividend, vest in full upon grant, +1 more

5 terms

Deferred Stock Units financial

"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

regular quarterly dividend financial

"in connection with the payment of Broadridge's regular quarterly dividend on the common stock"

vest in full upon grant financial

"The Deferred Stock Units vest in full upon grant and will settle in shares"

separation from service financial

"will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge"

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google

Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 12:29 PM Accepted by SEC EDGAR 07/06/2026 - 12:29 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duelks Robert N

(Last)

(First)

(Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS

NEW YORK

11042

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/02/2026		A		143⁽¹⁾	A	$0.0000	21,085	D
Common Stock								4,474	I	BOMAR II LLC
Common Stock								17,000	I	Mary E. Duelks 2020 Irrevocable Trust
Common Stock								8,853	I	Robert N. Duelks 2007 Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadridge (BR) director Robert N. Duelks report on this Form 4?

Robert N. Duelks reported receiving 143 additional Deferred Stock Units tied to Broadridge common stock. The award was made under the 2018 Omnibus Award Plan as a dividend-equivalent grant on previously issued deferred stock units and is a routine compensation-related transaction.

How many Broadridge shares does Robert N. Duelks hold after this transaction?

Following the award, Robert N. Duelks has 21,085 Broadridge common stock equivalents directly associated with his Deferred Stock Units. He also has indirect ownership interests through family trusts and an LLC that together hold several thousand additional Broadridge common shares.

What are Deferred Stock Units in the context of Broadridge (BR)?

Deferred Stock Units are promises to deliver Broadridge common shares in the future instead of immediate stock. In this case, the units vest upon grant and will settle in actual shares when Robert N. Duelks separates from service as a director with Broadridge.

Why did Robert N. Duelks receive 143 additional Deferred Stock Units from Broadridge?

The 143 additional Deferred Stock Units were granted as a dividend-equivalent adjustment. They reflect Broadridge’s regular quarterly dividend on the common stock underlying Deferred Stock Units previously issued to Robert N. Duelks as part of his director compensation package.