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  4. [Form 4] BROADRIDGE FINANCIAL SOLUTIONS, INC. Insider Trading Activity

Broadridge (NYSE: BR) director gains 38 dividend-linked stock units

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Eileen K. Murray reported routine equity compensation awards. On July 2, 2026, she received two grants totaling 38 Deferred Stock Units tied to Broadridge’s regular quarterly dividend under the 2018 Omnibus Award Plan.

The awards represent 38 shares of common stock that vest immediately and will be settled in stock when she leaves board service, consistent with the Director Deferred Compensation Program. After these grants, Form 4 entries show direct holdings of 5,758 shares in one line and 5,740 shares in another related entry.

Positive

  • None.

Negative

  • None.
Insider MURRAY EILEEN K
Role null
Type Security Shares Price Value
Grant/Award Common Stock 20 $0.00 --
Grant/Award Common Stock 18 $0.00 --
Holdings After Transaction: Common Stock — 5,740 shares (Direct, null)
Footnotes (1)
  1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
Deferred Stock Unit grant 1 18 shares Award of additional Deferred Stock Units on July 2, 2026
Deferred Stock Unit grant 2 20 shares Second award of additional Deferred Stock Units on July 2, 2026
Total new units 38 shares Combined Deferred Stock Units awarded via dividend equivalents
Holdings after 18-unit grant 5,758 shares Direct common stock ownership following first reported grant
Holdings after 20-unit grant 5,740 shares Direct common stock ownership following second reported grant
Transaction price per share $0.0000 per share Equity awards granted at no cash cost to the director
Deferred Stock Units financial
"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"
Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.
2018 Omnibus Award Plan financial
"award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment"
Director Deferred Compensation Program financial
"Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program"
A director deferred compensation program is an arrangement that lets a company delay paying part of a board member’s fees or bonuses until a future date, often at retirement or after leaving the board. It matters to investors because it affects a company’s long‑term cash commitments and executive incentives—like a timed savings plan that can align directors’ decisions with the company’s future performance while creating future liabilities on the balance sheet.
regular quarterly dividend financial
"in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying"
separation from service financial
"will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge"
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Form 4 Insider Transactions: What Each Field Means →
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
MURRAY EILEEN K
(Last)(First)(Middle)
5 DAKOTA DRIVE
(Street)
LAKE SUCCESS NEW YORK 11042
(City)(State)(Zip)
UNITED STATES
(Country)		2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ] 		5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirector10% Owner
Officer (give title below)Other (specify below)
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026		6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock07/02/2026A20(1)A$0.00005,740D
Common Stock07/02/2026A18(2)A$0.00005,758D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Explanation of Responses:
1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.
2. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.
Maria Allen, Power of Attorney07/06/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What did Broadridge (BR) director Eileen K. Murray report in this Form 4?

Eileen K. Murray reported receiving two small equity awards totaling 38 Deferred Stock Units. These units were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the company’s regular quarterly dividend on previously issued Deferred Stock Units.

How many Broadridge (BR) shares are covered by the new Deferred Stock Unit awards?

The filing shows awards covering 38 Deferred Stock Units, representing 38 shares of Broadridge common stock. These awards are linked to the regular quarterly dividend on common stock underlying previously issued Deferred Stock Units held by the director.

Do the new Broadridge (BR) Deferred Stock Units for Eileen K. Murray vest immediately?

Yes. The footnotes state the Deferred Stock Units vest in full upon grant. This means Murray’s right to receive the underlying Broadridge common shares is fully earned immediately, subject only to later settlement when she separates from service as a director.

When will Eileen K. Murray’s new Broadridge (BR) Deferred Stock Units be settled?

The Deferred Stock Units will settle in shares of Broadridge common stock when Murray separates from service as a director. Until that time, the awards track the value of underlying shares and receive additional units when Broadridge pays its regular quarterly dividend.

Are these Broadridge (BR) Form 4 transactions open-market purchases or sales?

No. The transactions are classified with code A as grant, award, or other acquisition. They reflect automatic Deferred Stock Unit awards tied to Broadridge’s regular quarterly dividend, not open-market buying or selling of common stock by the director.

How many Broadridge (BR) shares does Eileen K. Murray hold after these awards?

The Form 4 shows direct holdings of 5,758 shares following one 18‑unit award and 5,740 shares following a 20‑unit award. These figures appear in separate, related entries reflecting her direct ownership of Broadridge common stock after the reported grants.