Broadridge (BR) director gains dividend-linked deferred stock units

Filing Impact

(Neutral)

Filing Sentiment

(Neutral)

Form Type

Rhea-AI Filing Summary

FLOWERS MELVIN L reported acquisition or exercise transactions in this Form 4 filing.

BROADRIDGE FINANCIAL SOLUTIONS, INC. director Melvin L. Flowers received an award of 18 Deferred Stock Units tied to the company’s regular quarterly dividend. These units represent an equivalent number of Broadridge common shares and increase his direct holdings to 2,694 shares.

The Deferred Stock Units vest in full upon grant and will be settled in Broadridge common stock when Flowers separates from service as a director. This is a routine, compensation-related adjustment rather than an open-market purchase or sale.

Insider Trade Summary

1 transaction reported

Mixed 1 txn

Insider FLOWERS MELVIN L

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	18	$0.00	--

Holdings After Transaction: Common Stock — 2,694 shares (Direct, null)

Footnotes (1)

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Key Figures

Deferred Stock Units granted: 18 units Shares owned after transaction: 2,694 shares Transaction price per share: $0.0000 per share +1 more

4 metrics

Deferred Stock Units granted 18 units Awarded on 2026-07-02 as dividend-equivalent grant

Shares owned after transaction 2,694 shares Total direct holdings of Broadridge common stock after grant

Transaction price per share $0.0000 per share Non-cash grant under 2018 Omnibus Award Plan

Transaction type Grant/award acquisition (Code A) Non-derivative acquisition of Deferred Stock Units

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, regular quarterly dividend, vest in full upon grant, +1 more

5 terms

Deferred Stock Units financial

"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan..."

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan..."

regular quarterly dividend financial

"...in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units..."

vest in full upon grant financial

"The Deferred Stock Units vest in full upon grant and will settle in shares..."

separation from service financial

"...and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge."

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 12:29 PM Accepted by SEC EDGAR 07/06/2026 - 12:29 PM

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

FLOWERS MELVIN L

(Last)

(First)

(Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS

NEW YORK

11042

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director	10% Owner
	Officer (give title below)	Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	07/02/2026		A		18⁽¹⁾	A	$0.0000	2,694	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR

FAQ

What insider transaction did Broadridge (BR) director Melvin L. Flowers report?

Melvin L. Flowers reported receiving 18 Deferred Stock Units as a grant. The award was made in connection with Broadridge’s regular quarterly dividend and represents an equivalent number of Broadridge common shares credited to his director compensation account.

Why did Melvin L. Flowers receive 18 Deferred Stock Units from Broadridge (BR)?

He received 18 Deferred Stock Units as additional units credited for Broadridge’s regular quarterly dividend. The units are linked to previously issued Deferred Stock Units and mirror dividends that would have been paid on the underlying common stock.

How many Broadridge (BR) shares does Melvin L. Flowers hold after this Form 4?

Following the award, Melvin L. Flowers is shown holding 2,694 shares of Broadridge common stock. This figure reflects his direct ownership after the 18 additional Deferred Stock Units were credited under the company’s 2018 Omnibus Award Plan.

When do the Deferred Stock Units granted to the Broadridge (BR) director vest and settle?

The Deferred Stock Units vest in full immediately upon grant. They will be settled in shares of Broadridge common stock when the director separates from service with the company, according to the terms described in the Form 4 footnote.

Is the Broadridge (BR) director’s Deferred Stock Unit award an open-market stock purchase?

No, the 18 Deferred Stock Units reflect a compensation-related award, not an open-market purchase. They were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the regular quarterly dividend on the underlying common stock.