Amit Zavery (NYSE: BR) awarded Broadridge deferred stock units as dividend equivalents

Rhea-AI Filing Summary

Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.

Broadridge Financial Solutions director Amit Zavery reported routine equity compensation activity. On July 2, 2026, he received two awards of Deferred Stock Units tied to Broadridge’s regular quarterly dividend under the 2018 Omnibus Award Plan and the Director Deferred Compensation Program, totaling 60 shares of common stock. The footnotes state these units vest in full upon grant and will settle in Broadridge common stock when he separates from board service. Following the grants, he holds 8,984 shares of common stock directly.

Insider Trade Summary

2 transactions reported

Mixed 2 txns

Insider Zavery Amit

Role null

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	33	$0.00	--
Grant/Award	Common Stock	27	$0.00	--

Holdings After Transaction: Common Stock — 8,984 shares (Direct, null)

Footnotes (1)

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

Key Figures

Deferred Stock Unit grant 1: 27 shares Deferred Stock Unit grant 2: 33 shares Post-transaction holdings: 8,984 shares

3 metrics

Deferred Stock Unit grant 1 27 shares Award of additional Deferred Stock Units on July 2, 2026

Deferred Stock Unit grant 2 33 shares Second award of additional Deferred Stock Units on July 2, 2026

Post-transaction holdings 8,984 shares Common stock held directly after reported grants

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, Director Deferred Compensation Program, regular quarterly dividend

4 terms

Deferred Stock Units financial

"The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend"

Director Deferred Compensation Program financial

"Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs")"

A director deferred compensation program is an arrangement that lets a company delay paying part of a board member’s fees or bonuses until a future date, often at retirement or after leaving the board. It matters to investors because it affects a company’s long‑term cash commitments and executive incentives—like a timed savings plan that can align directors’ decisions with the company’s future performance while creating future liabilities on the balance sheet.

regular quarterly dividend financial

"in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued"

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 07/06/2026 - 12:29 PM Accepted by SEC EDGAR 07/06/2026 - 12:29 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Zavery Amit

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
07/02/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	07/02/2026		A		33(1)	A	$0.0000	8,984	D
Common Stock	07/02/2026		A		27(2)	A	$0.0000	9,011	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued in lieu of cash compensation under the Director Deferred Compensation Program (the "DCUs "). This amount represents a like number of shares of Broadridge common stock. The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

2. The reported transaction reflects the award of additional Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the payment of Broadridge's regular quarterly dividend on the common stock underlying the Deferred Stock Units previously issued. This amount represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	07/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

FAQ

What insider transaction did Amit Zavery report at Broadridge (BR)?

Director Amit Zavery reported receiving equity awards, not buying on the open market. He was granted 60 Deferred Stock Units linked to Broadridge’s regular quarterly dividend, which will settle in common stock when he leaves board service.

How many Broadridge (BR) shares were granted to Amit Zavery in this Form 4?

The filing shows grants totaling 60 shares of Broadridge common stock. These come from two separate awards of Deferred Stock Units, representing a like number of shares, issued as dividend equivalents under existing director compensation programs.

What are Deferred Stock Units in the Broadridge (BR) director compensation plan?

Deferred Stock Units are deferred equity awards that convert into common shares later. For Broadridge directors, these units vest immediately but settle in shares of Broadridge common stock only after the director’s separation from service with the company.

Did Broadridge (BR) director Amit Zavery buy or sell any shares for cash?

The Form 4 does not show any open-market purchases or sales for cash. It reports compensation-related grants coded as “A,” reflecting stock unit awards with a zero exercise price, rather than discretionary buying or selling activity.

How many Broadridge (BR) shares does Amit Zavery hold after these grants?

After the reported grants, Amit Zavery holds 8,984 shares of Broadridge common stock directly. This figure comes from the post-transaction ownership line associated with one of the Deferred Stock Unit awards in the Form 4.

Why did Broadridge (BR) grant additional Deferred Stock Units to Amit Zavery?

The footnotes explain the awards reflect additional Deferred Stock Units credited for Broadridge’s regular quarterly dividend. They are based on common stock underlying previously issued deferred units in lieu of cash director compensation, aligning compensation with shareholder dividends.