Broadridge director receives 138 deferred stock units as equity grant

Broadridge Financial Solutions, Inc. reported an equity compensation transaction by a director.

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. reported an equity compensation transaction by a director. On 12/10/2025, the director received 138 shares of Broadridge common stock in the form of Deferred Stock Units under the company’s 2018 Omnibus Award Plan, linked to the deferral of cash compensation under the Director Deferred Compensation Program. These units vest in full upon grant and will be settled in shares of Broadridge common stock when the director separates from service. Following this grant, the director beneficially owns 16,654 shares of Broadridge common stock in direct ownership.

Insider Trade Summary

Grant/Award: 138 shares

Grant/Award 1 txn

Insider keller brett

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	138	$0.00	$0.00

Holdings After Transaction: Common Stock — 16,654 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

FAQ

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What insider transaction did Broadridge Financial Solutions (BR) disclose in this Form 4?

The company disclosed that a director received 138 Deferred Stock Units, representing 138 shares of Broadridge common stock, on 12/10/2025 as equity compensation.

How many Broadridge (BR) shares does the reporting director now beneficially own?

After the reported transaction, the director beneficially owns 16,654 shares of Broadridge common stock in direct ownership.

What plan governed the Deferred Stock Units granted by Broadridge (BR)?

The Deferred Stock Units were granted under Broadridge’s 2018 Omnibus Award Plan in connection with the director’s deferral of cash compensation under the Director Deferred Compensation Program.

Do the Broadridge (BR) Deferred Stock Units vest over time or immediately?

The Deferred Stock Units vest in full upon grant, meaning the director’s right to them is fully established on the grant date.

When will the Deferred Stock Units for the Broadridge (BR) director be settled?

The Deferred Stock Units will be settled in shares of Broadridge common stock commencing with the director’s separation from service with the company.

Was there any cash paid in the reported Broadridge (BR) insider transaction?

The 138 Deferred Stock Units were reported at a price of $0.0000 per share, reflecting that this was an equity compensation grant tied to deferred cash compensation, not an open-market purchase.

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Accepted by SEC EDGAR 12/11/2025 - 10:13 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

keller brett

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
12/10/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/10/2025		A		138(1)	A	$0.0000	16,654	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	12/11/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.