Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi reported routine equity awards of deferred stock units. On July 2, 2026, she received two small grants of common stock equivalents under Broadridge's 2018 Omnibus Award Plan, tied to the regular quarterly dividend and the director deferred compensation program.
The deferred stock units vest in full immediately upon grant and will be settled in Broadridge common stock when she separates from board service. These are non-cash compensation awards rather than open-market share purchases or sales.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray reported routine equity compensation awards. On July 2, 2026, she received two grants totaling 38 Deferred Stock Units tied to Broadridge’s regular quarterly dividend under the 2018 Omnibus Award Plan.
The awards represent 38 shares of common stock that vest immediately and will be settled in stock when she leaves board service, consistent with the Director Deferred Compensation Program. After these grants, Form 4 entries show direct holdings of 5,758 shares in one line and 5,740 shares in another related entry.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth reported routine equity awards rather than open-market trades. She received two grants of Deferred Stock Units tied to Broadridge’s regular quarterly dividend, covering 18 and 21 units, each representing the same number of shares of common stock.
The Deferred Stock Units vest in full upon grant and will settle in Broadridge common shares when she separates from service as a director. These awards function as non-cash compensation and do not involve any purchase or sale of stock in the market.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery reported routine equity compensation activity. On July 2, 2026, he received two awards of Deferred Stock Units tied to Broadridge’s regular quarterly dividend under the 2018 Omnibus Award Plan and the Director Deferred Compensation Program, totaling 60 shares of common stock. The footnotes state these units vest in full upon grant and will settle in Broadridge common stock when he separates from board service. Following the grants, he holds 9,011 shares of common stock directly.
Broadridge Financial Solutions CFO Ashima Ghei had FY2024 RSUs vest and convert into common stock, with part of the shares withheld for taxes. On June 27, 2026, 2,509 Restricted Stock Units vested and became an equal number of common shares. To cover tax liabilities on this vesting, 905 of those shares were withheld, based on a price of $137.93 per share. The transactions reflect routine equity compensation mechanics rather than open‑market trading, and Ghei ended the day holding 5,561 shares of Broadridge common stock directly.
Mosconi Patricia Ann reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Patricia Ann Mosconi received an equity-based compensation award rather than buying shares on the market. She was granted 206 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in lieu of cash fees, increasing her direct common stock-equivalent holdings to 638 shares.
The Deferred Stock Units vest in full immediately upon grant and will be settled in an equal number of Broadridge common shares when she separates from service as a director. This filing reflects routine director compensation and does not indicate an open-market purchase or sale.
Markus Maura A. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Markus Maura A. received a grant of 239 Deferred Stock Units of common stock as compensation, with no cash paid per share. These units vest immediately and will be settled in shares after his separation from service, bringing his direct holdings to 32,584.102 shares.
Zavery Amit reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Amit Zavery received a grant of 206 Deferred Stock Units tied to deferred cash compensation. The units vest in full upon grant and will be settled in an equal number of Broadridge common shares after his separation from service. Following this award, Zavery directly holds 8,951 shares of common stock.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth received a grant of 206 Deferred Stock Units, representing the same number of common shares, in lieu of cash director compensation. The units vest in full upon grant and will settle in Broadridge common stock after her separation from service, bringing her direct holdings to 9,575 shares.
Broadridge Financial Solutions director Eileen K. Murray received an equity-based compensation award. On this Form 4, she acquired 445 Deferred Stock Units of Broadridge common stock at no cash price, reflecting a deferral of cash director compensation under the company’s 2018 Omnibus Award Plan and Director Deferred Compensation Program.
The Deferred Stock Units vest in full upon grant and will be settled in an equal number of Broadridge common shares when she separates from service as a director. After this grant, Murray directly holds 5,720 shares of Broadridge common stock.