Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Nazareth Annette L. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Annette L. Nazareth received an award of 177 Deferred Stock Units (DCUs), representing 177 shares of Broadridge common stock. The grant was made under Broadridge's 2018 Omnibus Award Plan in connection with her decision to defer cash compensation under the Director Deferred Compensation Program.
The DCUs vest in full upon grant and will settle in shares of Broadridge common stock after her separation from service with the company. Following this award, she directly holds 9,336 shares of Broadridge common stock.
MURRAY EILEEN K reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions director Eileen K. Murray received a grant of 384 Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan, issued in lieu of cash director compensation. The units vest immediately and will be settled in Broadridge common stock after her separation from service, bringing her direct holdings to 5,246 shares.
Broadridge Financial Solutions director Brett Keller received an equity-based compensation grant. He acquired 177 Deferred Stock Units representing an equal number of Broadridge common shares, granted under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation.
The Deferred Stock Units vest in full upon grant and will be settled in shares of Broadridge common stock after his separation from service. Following this award, Keller directly holds 16,888 shares of Broadridge common stock.
Broadridge Financial Solutions Chief Legal Officer exercises RSUs and covers taxes with shares. On April 1, 2026, Hope M. Jarkowski had 2,879 Restricted Stock Units vest and convert into 2,879 shares of Broadridge common stock. To satisfy tax obligations, 913 shares were disposed of at $159.98 per share, leaving 1,967.25 common shares held directly after these transactions.
Broadridge Financial Solutions Inc — Schedule 13G/A amendment showing The Vanguard Group reports 0 shares and 0% beneficial ownership.
The filing states that on January 12, 2026 The Vanguard Group, Inc. completed an internal realignment; certain subsidiaries now report beneficial ownership separately and Vanguard no longer is deemed to beneficially own the securities held by those subsidiaries.
Broadridge Financial Solutions CEO Timothy C. Gokey purchased 5300 shares of common stock in an open-market transaction on March 6, 2026. The weighted average purchase price was $194.4895 per share. Following this transaction, he directly owns 142876.0271 shares of Broadridge common stock.
Broadridge Financial Solutions reported that Corporate VP and CHRO Richard John Stingi acquired a new stock option award. He received stock options covering 10,039 shares of the company’s stock as a grant, recorded at a transaction price of $0.0000 per option. These stock options vest in equal installments over four years, beginning on March 5, 2027, which means the award becomes fully exercisable gradually rather than all at once.
Broadridge Financial Solutions president Christopher John Perry received a grant of 51,047 stock options on March 5, 2026. These options carry an exercise price of $0.00 per share, meaning they were granted at no cost to him.
The stock options vest in equal installments over four years, beginning on March 5, 2027. This award increases his directly held derivative securities to 51,047 options, aligning his compensation with the company’s long-term performance.
Jarkowski Hope M. reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions' Chief Legal Officer Hope M. Jarkowski received a grant of stock options covering 20,872 shares of common stock. These options were awarded at a stated price of $0.00 per option as part of her compensation.
The stock options vest in equal installments over four years, beginning on March 5, 2027. This staged vesting structure is designed to align the executive’s incentives with the company’s longer-term performance and encourage continued service over the full vesting period.
Gokey Timothy C reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions CEO Timothy C. Gokey received a grant of 170,667 stock options. These options are a right to buy Broadridge shares and are reported as a derivative security.
The stock options vest in equal installments over four years, beginning on March 5, 2027, aligning long-term compensation with the company’s future performance.