Broadridge Financial Solutions filings document a NYSE-listed financial technology company with common stock registered under the Exchange Act. The company’s Form 8-K disclosures cover operating and financial results, Regulation FD investor presentations, dividend declarations, board composition changes, annual meeting voting results, and other material events.
Broadridge’s regulatory record also includes capital-structure and securities disclosures tied to its public equity and debt activity, along with governance matters such as director elections, executive compensation votes, auditor ratification, committee assignments, and risk-factor language accompanying investor materials and earnings releases.
Ghei Ashima reported acquisition or exercise transactions in this Form 4 filing.
Broadridge Financial Solutions, Inc. interim CFO Ashima Ghei received a grant of stock options covering 23,254 shares of the company’s common stock. These options were awarded on March 5, 2026 as a form of equity compensation.
According to the disclosure, the stock options vest in equal installments over four years, beginning on March 5, 2027. This structure is designed to tie the executive’s potential future benefit to continued service and the company’s long-term performance.
Broadridge Financial Solutions reported an insider equity award for Co-President ICS Douglas Richard DeSchutter. He received a grant of stock options covering 25,977 shares on March 5, 2026, recorded at a transaction price of $0.00 because it is an award, not a market purchase.
All 25,977 stock options are held as direct ownership and this award increased his derivative holdings to 25,977 options. According to the footnote, the options will vest in equal installments over 4 years beginning March 5, 2027, meaning the right to exercise builds gradually over time.
Broadridge Financial Solutions reported that Corporate VP Carey Thomas P acquired a new stock option award. On March 5, 2026, Thomas received 25,977 stock options, giving the right to buy Broadridge shares. Following this grant, Thomas held 25,977 stock options in total.
According to the footnote, these options vest equally over four years, beginning on March 5, 2027, meaning portions of the award become exercisable each year over that period.
Broadridge Financial Solutions director equity grants: On March 5, 2026, director Patricia Ann Mosconi acquired 1,786 stock options and 420 shares of common stock through equity awards.
The common stock reflects Deferred Stock Units granted under Broadridge's 2018 Omnibus Award Plan, which represent an equivalent number of Broadridge common shares. These Deferred Stock Units vest in full upon grant and will be settled in shares of common stock when the director separates from service. The stock options vest immediately upon grant.
Broadridge Financial Solutions, Inc. announced that its Board of Directors has declared a quarterly cash dividend of $0.975 per share. The dividend will be paid on April 8, 2026 to stockholders of record at the close of business on March 16, 2026.
The company described itself as a global technology leader serving the financial services industry, supporting governance, communications, and trading operations across global markets.
Broadridge Financial Solutions director Robert N. Duelks reported indirect movements of company Common Stock tied to family trusts. A bona fide gift moved 17,000 shares on March 2, 2026 from the Mary E. Duelks 2007 Revocable Trust to the Mary E. Duelks 2020 Irrevocable Trust at a stated price of $0.00 per share. As of that date, filings show 20,815 shares held directly, plus indirect holdings of 4,474 shares through BOMAR II LLC and 8,853 shares through the Robert N. Duelks 2007 Revocable Trust.
Broadridge Financial Solutions director reports issuer share disposition
On February 25, 2026, an entity identified as BOMAR II LLC, associated with director Robert N. Duelks, disposed of 486 shares of Broadridge common stock to the issuer at $177.035 per share. After this transaction, BOMAR II LLC held 4,474 shares indirectly. As of the same date, Duelks also reported 20,815 shares held directly and additional indirect holdings of 17,000 shares in the Mary E. Duelks 2007 Revocable Trust and 8,853 shares in the Robert N. Duelks 2007 Revocable Trust.
Robert N. Duelks 2007 Revocable Trust reported a proposed sale of 486 common shares under Rule 144 tied to restricted stock vesting. The filing also shows the trust sold 253 common shares on 02/06/2026.
This is a routine Rule 144 notice of a trustee-held block of common stock being offered for sale; timing and proceeds details are not included in the excerpt.
BROADRIDGE FINANCIAL SOLUTIONS, INC. director Patricia Ann Mosconi filed an amended ownership report showing she held 10 shares of Broadridge common stock as of February 2, 2026. This Form 3/A does not describe a new purchase or sale, but updates her reported holdings.
Broadridge Financial Solutions, Inc. director Patricia Ann Mosconi filed an initial statement of beneficial ownership (Form 3) as of 02/02/2026. The filing reports that she has no securities beneficially owned in the company, and there are no listed non-derivative or derivative holdings.