Welcome to our dedicated page for Broadridge Finl Solutions SEC filings (Ticker: BR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to U.S. Securities and Exchange Commission filings for Broadridge Financial Solutions, Inc. (NYSE: BR), a global Fintech and technology company serving the financial services industry. Broadridge’s filings offer detailed insight into its technology and operations platforms that power investing, governance, and communications, support post-trade processing and asset servicing, and underpin the daily average trading of more than $15 trillion in securities globally.
Through Broadridge’s annual reports on Form 10-K and quarterly reports on Form 10-Q, investors can review discussions of its business model, segment performance, risk factors, and financial condition. The company’s definitive proxy statement on Schedule 14A describes corporate governance practices, Board composition, executive compensation, and matters submitted to stockholder vote, including the election of directors, advisory votes on executive pay, and ratification of independent auditors.
Broadridge also files frequent current reports on Form 8-K that disclose material events such as dividend declarations, earnings releases, financing arrangements like term credit agreements, investor presentations, and results of stockholder meetings. These filings can include information on the company’s capital allocation approach, including recurring cash dividends, as well as updates on its growth strategy and operational priorities.
In addition, investors can monitor Forms 3, 4, and 5 for information on insider share ownership and changes in holdings by directors and officers, and Schedule 13 filings for significant beneficial ownership by large shareholders, where applicable. Together, these documents provide a regulatory record of Broadridge’s activities as a public company listed on the New York Stock Exchange.
On Stock Titan, Broadridge’s SEC filings are supplemented with AI-powered summaries that highlight key points from lengthy documents, helping users quickly understand major themes in 10-K and 10-Q reports, the implications of 8-K disclosures, and notable aspects of proxy materials. Real-time updates from EDGAR, combined with simplified explanations, support investors, analysts, and researchers who want to follow BR’s governance, risk disclosures, capital structure, and corporate actions in a structured and accessible way.
Broadridge Financial Solutions (BR) furnished an update, noting it has posted its November 2025 investor presentation on its investor relations website. The materials were furnished under Items 7.01 and 9.01 of Form 8-K, including Exhibit 99.1, and are not deemed “filed” for purposes of Section 18 of the Exchange Act nor incorporated by reference into other Securities Act or Exchange Act filings.
Broadridge Financial Solutions announced its Board declared a quarterly cash dividend of $0.975 per share. The dividend will be paid on January 5, 2026 to stockholders of record as of the close of business on December 12, 2025. The company furnished a press release with these details as an exhibit.
Broadridge Financial Solutions (BR) reported strong fiscal Q1 results for the three months ended September 30, 2025. Revenue was $1,589.4 million and diluted EPS was $1.40, up from $0.68 a year ago. Operating income rose to $188.8 million as operating expenses increased more slowly than revenue.
Performance was broad-based. Investor Communication Solutions (ICS) revenue reached $1,130.0 millionMutual funds event-driven revenue of $89.8 million versus $41.9 million. Global Technology & Operations recurring revenue was $459.5 million. Other non-operating income was $48.5 million, reflecting $47.0 million realized and unrealized gains tied to Canton Coin digital assets following adoption of ASU 2023-08, which also added $18.4 million to opening retained earnings.
Cash from operations was $42.3 million versus a use of $125.5 million last year. The company paid $103.1 million in dividends ($0.975 per share) and repurchased $150.5 million of stock. Cash ended at $290.7 million; shares outstanding were 116,727,559 as of October 30, 2025. Broadridge acquired iJoin (LDI‑MAP) and Signal, adding technology and communications capabilities.
Broadridge Financial Solutions (BR) furnished an update under Item 2.02, announcing it issued a press release with financial results for the first quarter of fiscal 2026, covering the period ended September 30, 2025. The company also posted an accompanying earnings webcast and conference call presentation on its investor relations website.
The press release and presentation were furnished as Exhibits 99.1 and 99.2 and are not deemed filed under the Exchange Act. The filing includes forward‑looking statements language and refers investors to risk factors in the Form 10‑K for the fiscal year ended June 30, 2025.
The Vanguard Group filed an amended Schedule 13G reporting beneficial ownership in Broadridge Financial Solutions (BR). Vanguard reported 15,292,040 shares, representing 13.05% of the common stock as of 09/30/2025.
Vanguard reported no sole voting power and shared voting power over 705,795 shares. It reported sole dispositive power over 14,163,896 shares and shared dispositive power over 1,128,144 shares. The filer is classified as an investment adviser and stated the securities are held in the ordinary course and not for the purpose of influencing control.
Broadridge Financial Solutions, Inc. director Amit Zavery received awards of 7,870 and 7,884 Deferred Stock Units (DSUs) on 10/02/2025 under the company's 2018 Omnibus Award Plan. These DSUs were granted in connection with Broadridge's regular quarterly dividend on previously issued Deferred Stock Units and carry a reported price of $0.0000. The DSUs vest in full upon grant and are payable in shares of Broadridge common stock when the director separates from service with the company. The Form 4 was filed by a single reporting person and signed via power of attorney on 10/03/2025.
Annette L. Nazareth, a Director of Broadridge Financial Solutions, Inc. (BR), reported two grants of Deferred Stock Units on 10/02/2025 under the company’s 2018 Omnibus Award Plan tied to the regular quarterly dividend. The filings show awards of 8,519 and 8,528 Deferred Stock Units, each representing a like number of common shares and recorded with a $0.0000 per-share price. The Deferred Stock Units vest in full upon grant and are payable in shares when the director separates from service. The form was signed under power of attorney on 10/03/2025.
Eileen K. Murray, a director of Broadridge Financial Solutions, Inc. (BR), was awarded additional Deferred Stock Units on 10/02/2025 tied to the companyâs regular quarterly dividend. The filing reports 3,705 and 3,712 additional Deferred Stock Units, each representing the same number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the directorâs separation from service. One award is linked to previously issued Deferred Stock Units and the other is linked to Deferred Stock Units issued in lieu of cash under the Director Deferred Compensation Program. The form indicates the report was filed by one reporting person and notes Director as the reporting relationship.
Markus Maura A., a Director of Broadridge Financial Solutions, Inc. (BR), reported two awards of additional Deferred Stock Units on 10/02/2025. The Form 4 shows an award of 57 Deferred Stock Units under the company's 2018 Omnibus Award Plan tied to the regular quarterly dividend and an award of 19 Deferred Stock Units tied to dividends on Deferred Stock Units issued in lieu of director cash compensation (DCUs). Both awards were recorded at a price of $0.0000, vest in full upon grant, and will settle in shares of Broadridge common stock upon the director's separation from service. The report lists beneficial ownership following the transactions as 31,302.102 and 31,321.102 shares (direct), and the Form 4 was signed by a power of attorney on 10/03/2025.
Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), reported on a Form 4 that on 10/02/2025 he was awarded additional Deferred Stock Units (DSUs) tied to Broadridge common stock as dividend equivalents. The filing shows two non‑cash acquisitions: 35 DSUs under the 2018 Omnibus Award Plan (regular quarterly dividend on underlying DSUs) and 16 DSUs in lieu of cash compensation under the Director Deferred Compensation Program (DCUs). Both awards vest in full upon grant and will settle into Broadridge common stock when the director separates from service.
After these transactions Mr. Keller beneficially owned 16,057 shares in total. The reported price per acquired unit is $0.0000, reflecting issuance as dividend equivalents rather than cash purchases. The Form 4 was signed via power of attorney on 10/03/2025.
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