[Form 4] BROADRIDGE FINANCIAL SOLUTIONS, INC. Insider Trading Activity
Brett Keller, a director of Broadridge Financial Solutions, Inc. (BR), reported on a Form 4 that on 10/02/2025 he was awarded additional Deferred Stock Units (DSUs) tied to Broadridge common stock as dividend equivalents. The filing shows two non‑cash acquisitions: 35 DSUs under the 2018 Omnibus Award Plan (regular quarterly dividend on underlying DSUs) and 16 DSUs in lieu of cash compensation under the Director Deferred Compensation Program (DCUs). Both awards vest in full upon grant and will settle into Broadridge common stock when the director separates from service.
After these transactions Mr. Keller beneficially owned 16,057 shares in total. The reported price per acquired unit is $0.0000, reflecting issuance as dividend equivalents rather than cash purchases. The Form 4 was signed via power of attorney on 10/03/2025.
Brett Keller, un direttore di Broadridge Financial Solutions, Inc. (BR), ha riportato su un modulo 4 che il 10/02/2025 gli sono stati attribuiti ulteriori unità azionarie differite (DSU) collegate alle azioni ordinarie di Broadridge come equivalenti di dividendo. Il deposito mostra due acquisizioni non monetarie: 35 DSU ai sensi del Piano Omnibus 2018 (dividendo ordinario trimestrale sulle DSU sottostanti) e 16 DSU in sostituzione della retribuzione in contanti ai sensi del Director Deferred Compensation Program (DCU). Entrambi gli assegni maturano interamente al momento dell'assegnazione e si liquideranno in azioni ordinarie Broadridge quando il direttore si separerà dai servizi.
Dopo queste transazioni il signor Keller deteneva beneficiariamente 16.057 azioni in totale. Il prezzo riportato per l'unità acquisita è $0.0000, riflettendo l'emissione come equivalenti di dividendo anziché acquisti in contanti. Il modulo 4 è stato firmato per procura il 10/03/2025.
Brett Keller, un director de Broadridge Financial Solutions, Inc. (BR), informó en un Form 4 que el 02/10/2025 se le otorgaron unidades de acciones diferidas (DSU) adicionales vinculadas a las acciones comunes de Broadridge como equivalentes de dividendo. La presentación muestra dos adquisiciones no monetarias: 35 DSU bajo el Plan de Premios Omnibus 2018 (dividendo trimestral regular sobre los DSU subyacentes) y 16 DSU en lugar de compensación en efectivo bajo el Director Deferred Compensation Program (DCU). Ambos premios se consolidan en su totalidad al momento de la concesión y se liquidarán en acciones comunes de Broadridge cuando el director deje el cargo.
Después de estas transacciones, el Sr. Keller poseía beneficiariamente un total de 16,057 acciones. El precio reportado por unidad adquirida es de $0.0000, reflejando la emisión como equivalentes de dividendo en lugar de compras en efectivo. El Form 4 fue firmado por poder el 03/10/2025.
브렛 켈러, Broadridge Financial Solutions, Inc. (BR)의 이사로서, 4형 양식을 통해 2025년 10월 2일에 주당 Broadridge 보통주에 대한 배당 수익으로 연결된 추가적인 DSU(Deferred Stock Units)가 부여되었다고 보고했습니다. 제출서에는 두 가지 비현금 취득이 표시됩니다: 35 DSU(2018 Omnibus Award Plan에 따른 정기 분기 배당) 및 16 DSU(현금 보상 대신 직임 보상 프로그램(DCU) 하에). 두 상은 부여 시점에 전부 취득되며 이사가 서비스를 종료하면 Broadridge 보통주로 정산됩니다.
이 거래 후 켈러는 총 16,057주를 실질적으로 소유하게 되었습니다. 취득 단위당 보고 가격은 $0.0000으로 표시되는데, 이는 현금 매입이 아닌 배당 수익으로 발행되었음을 반영합니다. Form 4는 2025년 10월 3일에 대리권으로 서명되었습니다.
Brett Keller, un directeur de Broadridge Financial Solutions, Inc. (BR), a indiqué dans un Form 4 que le 02/10/2025 il a reçu des unités d’actions différées (DSU) supplémentaires liées aux actions ordinaires de Broadridge en tant qu’équivalents de dividendes. Le dossier montre deux acquisitions non monétaires: 35 DSU dans le cadre du Plan Omnibus 2018 (dividende trimestriel régulier sur les DSU sous-jacentes) et 16 DSU à la place d’une rémunération en espèces dans le cadre du Director Deferred Compensation Program (DCU). Les deux attributions se vident en total à leur date de concession et seront réglées en actions ordinaires Broadridge lorsque le directeur Cessera ses fonctions.
Suite à ces transactions, M. Keller détientait bénéficiairement au total 16 057 actions. Le prix par unité acquis est reporté à $0.0000, reflétant l’émission comme équivalents de dividendes plutôt que des achats en argent liquide. Le Form 4 a été signé par procuration le 03/10/2025.
Brett Keller, ein Direktor von Broadridge Financial Solutions, Inc. (BR), berichtete in einem Form 4, dass ihm am 10/02/2025 zusätzliche Deferred Stock Units (DSUs) zu Broadridge Stammaktien als Dividendenäquivalente gewürt wurden. Die Einreichung zeigt zwei nicht-monetäre Zuweisungen: 35 DSUs im Rahmen des 2018 Omnibus Award Plans (regulärer vierteljährlicher Dividenden auf die zugrunde liegenden DSUs) und 16 DSUs statt Gehaltszahlungen im Director Deferred Compensation Program (DCU). Beide Zuweisungen vesten vollständig zum Zeitpunkt der Gewährung und werden in Broadridge Stammaktien umgesetzt, wenn der Direktor das Dienstverhältnis beendet.
Nach diesen Transaktionen war Herr Keller insgesamt berechtigterweise 16.057 Aktien im Besitz. Der angegebene Preis pro erworbene Einheit beträgt $0.0000, was die Emission als Dividendenäquivalente und nicht als Bargeschäfte widerspiegelt. Das Form 4 wurde am 10/03/2025 durch Vollmacht unterschrieben.
برِت كيلر، مدير في Broadridge Financial Solutions, Inc. (BR)، أبلغ في نموذج 4 أنه في 10/02/2025 مُنِحت وحدات أسهم مؤجلة إضافية (DSUs) مرتبطة بأسهم Broadridge العادية كمكافئيات أرباح. يُظهر الملف وجود امتلاكَين غير نقديين: 35 DSUs بموجب خطة الجوائز الشاملة 2018 (توزيع أرباح ربع سنوي عادي على DSUs الأساسية) و16 DSUs بدلاً من التعويض النقدي بموجب برنامج تعويض المدير المؤجل (DCU). كلا المنحين يستحقان بالكامل عند المنح وسيتم تسويتهما بأسهم Broadridge العادية عند انتهاء المدير من الخدمة.
بعد هذه المعاملات، أصبح السيد كيلر يمتلك منافعاً بشكل فعلي ما مجموعه 16,057 سهمًا. السعر المبلغ عنه للوحدة المكتسبة هو $0.0000، مما يعكس الإصدار كإيجاد تمثيلي للتوزيع بدلاً من عمليات شراء نقدية. تم التوقيع على نموذج 4 بالوكالة في 10/03/2025.
布雷特·凯勒，Broadridge Financial Solutions, Inc.（BR）的董事，在一份 Form 4 上报告称，2025/02/10 他获得了额外的递延股单位（DSU），作为对 Broadridge 普通股的股息等价物。披露显示两项非现金取得：35 个 DSU（基于 2018 Omnibus Award Plan 的定期季度股息），以及 16 个 DSU，用于替代现金报酬，属于 Director Deferred Compensation Program（DCU）。两项授予在授予时即全部归属，离任时将以 Broadridge 普通股结算。
在这些交易之后，凯勒先生实际拥有合计 16,057 股。取得单位的报告价格为 $0.0000，这反映了以股息等价物发行，而非现金购买。该 Form 4 于 2025/10/03 通过授权书签署。
- Director increased beneficial ownership by 51 Deferred Stock Units to a total of 16,057 shares
- Awards vest in full upon grant and will settle into common stock on separation, aligning director compensation with shareholder outcomes
- None.
Insights
Director received 51 dividend-equivalent DSUs, increasing holdings to 16,057 shares.
This Form 4 records routine equity-based compensation for a director: 35 DSUs under the 2018 Omnibus Plan and 16 DCUs awarded as dividend equivalents on 10/02/2025. Both awards vest immediately and will convert to common stock upon the director's separation from service, which means these are deferred, non-cash grants tied to long-term service.
The transactions are reported at a $0.0000 price because they are issued as dividend equivalents rather than purchased shares. For investors, this is a governance/compensation disclosure rather than a trading signal; it documents an increase in an insider's deferred equity position to 16,057 shares.
Brett Keller, un direttore di Broadridge Financial Solutions, Inc. (BR), ha riportato su un modulo 4 che il 10/02/2025 gli sono stati attribuiti ulteriori unità azionarie differite (DSU) collegate alle azioni ordinarie di Broadridge come equivalenti di dividendo. Il deposito mostra due acquisizioni non monetarie: 35 DSU ai sensi del Piano Omnibus 2018 (dividendo ordinario trimestrale sulle DSU sottostanti) e 16 DSU in sostituzione della retribuzione in contanti ai sensi del Director Deferred Compensation Program (DCU). Entrambi gli assegni maturano interamente al momento dell'assegnazione e si liquideranno in azioni ordinarie Broadridge quando il direttore si separerà dai servizi.
Dopo queste transazioni il signor Keller deteneva beneficiariamente 16.057 azioni in totale. Il prezzo riportato per l'unità acquisita è $0.0000, riflettendo l'emissione come equivalenti di dividendo anziché acquisti in contanti. Il modulo 4 è stato firmato per procura il 10/03/2025.
Brett Keller, un director de Broadridge Financial Solutions, Inc. (BR), informó en un Form 4 que el 02/10/2025 se le otorgaron unidades de acciones diferidas (DSU) adicionales vinculadas a las acciones comunes de Broadridge como equivalentes de dividendo. La presentación muestra dos adquisiciones no monetarias: 35 DSU bajo el Plan de Premios Omnibus 2018 (dividendo trimestral regular sobre los DSU subyacentes) y 16 DSU en lugar de compensación en efectivo bajo el Director Deferred Compensation Program (DCU). Ambos premios se consolidan en su totalidad al momento de la concesión y se liquidarán en acciones comunes de Broadridge cuando el director deje el cargo.
Después de estas transacciones, el Sr. Keller poseía beneficiariamente un total de 16,057 acciones. El precio reportado por unidad adquirida es de $0.0000, reflejando la emisión como equivalentes de dividendo en lugar de compras en efectivo. El Form 4 fue firmado por poder el 03/10/2025.
브렛 켈러, Broadridge Financial Solutions, Inc. (BR)의 이사로서, 4형 양식을 통해 2025년 10월 2일에 주당 Broadridge 보통주에 대한 배당 수익으로 연결된 추가적인 DSU(Deferred Stock Units)가 부여되었다고 보고했습니다. 제출서에는 두 가지 비현금 취득이 표시됩니다: 35 DSU(2018 Omnibus Award Plan에 따른 정기 분기 배당) 및 16 DSU(현금 보상 대신 직임 보상 프로그램(DCU) 하에). 두 상은 부여 시점에 전부 취득되며 이사가 서비스를 종료하면 Broadridge 보통주로 정산됩니다.
이 거래 후 켈러는 총 16,057주를 실질적으로 소유하게 되었습니다. 취득 단위당 보고 가격은 $0.0000으로 표시되는데, 이는 현금 매입이 아닌 배당 수익으로 발행되었음을 반영합니다. Form 4는 2025년 10월 3일에 대리권으로 서명되었습니다.
Brett Keller, un directeur de Broadridge Financial Solutions, Inc. (BR), a indiqué dans un Form 4 que le 02/10/2025 il a reçu des unités d’actions différées (DSU) supplémentaires liées aux actions ordinaires de Broadridge en tant qu’équivalents de dividendes. Le dossier montre deux acquisitions non monétaires: 35 DSU dans le cadre du Plan Omnibus 2018 (dividende trimestriel régulier sur les DSU sous-jacentes) et 16 DSU à la place d’une rémunération en espèces dans le cadre du Director Deferred Compensation Program (DCU). Les deux attributions se vident en total à leur date de concession et seront réglées en actions ordinaires Broadridge lorsque le directeur Cessera ses fonctions.
Suite à ces transactions, M. Keller détientait bénéficiairement au total 16 057 actions. Le prix par unité acquis est reporté à $0.0000, reflétant l’émission comme équivalents de dividendes plutôt que des achats en argent liquide. Le Form 4 a été signé par procuration le 03/10/2025.
Brett Keller, ein Direktor von Broadridge Financial Solutions, Inc. (BR), berichtete in einem Form 4, dass ihm am 10/02/2025 zusätzliche Deferred Stock Units (DSUs) zu Broadridge Stammaktien als Dividendenäquivalente gewürt wurden. Die Einreichung zeigt zwei nicht-monetäre Zuweisungen: 35 DSUs im Rahmen des 2018 Omnibus Award Plans (regulärer vierteljährlicher Dividenden auf die zugrunde liegenden DSUs) und 16 DSUs statt Gehaltszahlungen im Director Deferred Compensation Program (DCU). Beide Zuweisungen vesten vollständig zum Zeitpunkt der Gewährung und werden in Broadridge Stammaktien umgesetzt, wenn der Direktor das Dienstverhältnis beendet.
Nach diesen Transaktionen war Herr Keller insgesamt berechtigterweise 16.057 Aktien im Besitz. Der angegebene Preis pro erworbene Einheit beträgt $0.0000, was die Emission als Dividendenäquivalente und nicht als Bargeschäfte widerspiegelt. Das Form 4 wurde am 10/03/2025 durch Vollmacht unterschrieben.
FAQ
What did Broadridge director Brett Keller report on Form 4 (BR)?
Were the shares purchased or granted for free in the Form 4 for BR?
When do the Deferred Stock Units reported by BR vest and settle?
What is the effective date of the reported transactions on the Form 4 for BR?
Does the Form 4 indicate any sale or disposal of Broadridge stock by the director?
