Broadridge director Duelks sells 253 shares

Broadridge Financial Solutions director Robert N. Duelks reported a small sale of company stock.

Rhea-AI Filing Summary

Broadridge Financial Solutions director Robert N. Duelks reported a small sale of company stock. On February 6, 2026, he sold 253 shares of common stock at $192.6 per share, and held 20,815 shares directly afterward.

He also reported indirect ownership of Broadridge common stock, including 4,960 shares through BOMAR II LLC, 17,000 shares through the Mary E. Duelks 2007 Revocable Trust, and 8,853 shares through the Robert N. Duelks 2007 Revocable Trust.

Insider Trade Summary

Net Seller: 253 shares

Net Sell 4 txns

Insider Duelks Robert N

Role Director

Sold 253 shs ($49K)

Type	Security	Shares	Price	Value
Sale	Common Stock	253	$192.60	$49K
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--
holding	Common Stock	--	--	--

Holdings After Transaction: Common Stock — 20,815 shares (Direct); Common Stock — 4,960 shares (Indirect, BOMAR II LLC); Common Stock — 17,000 shares (Indirect, Mary E. Duelks 2007 Revocable Trust); Common Stock — 8,853 shares (Indirect, Robert N. Duelks 2007 Revocable Trust)

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadridge (BR) director Robert N. Duelks report?

Robert N. Duelks reported selling 253 shares of Broadridge common stock. The sale occurred on February 6, 2026, at a price of $192.6 per share, and was reported as a direct ownership transaction on a Form 4 insider trading report.

How many Broadridge (BR) shares does Robert N. Duelks own directly after this Form 4?

After the reported sale, Robert N. Duelks directly owns 20,815 shares of Broadridge common stock. This figure reflects his direct holdings following the February 6, 2026 transaction disclosed in the Form 4 filing with the Securities and Exchange Commission.

What was the sale price for the Broadridge (BR) shares sold by Robert N. Duelks?

The reported sale price was $192.6 per share for the 253 shares of Broadridge common stock. This price is the transaction price disclosed in the Form 4 filing for the February 6, 2026 insider sale by director Robert N. Duelks.

What indirect Broadridge (BR) holdings are associated with Robert N. Duelks?

Indirect holdings include 4,960 shares through BOMAR II LLC, 17,000 shares via the Mary E. Duelks 2007 Revocable Trust, and 8,853 shares via the Robert N. Duelks 2007 Revocable Trust, as reported in the insider ownership section of the Form 4.

Does the Form 4 show multiple types of ownership for Broadridge (BR) shares?

Yes. The Form 4 lists 20,815 shares as directly owned by Robert N. Duelks and additional indirectly owned shares held through BOMAR II LLC and the Mary E. Duelks and Robert N. Duelks 2007 Revocable Trusts, all in Broadridge common stock.

What role does Robert N. Duelks hold at Broadridge (BR) in this filing?

In this filing, Robert N. Duelks is identified as a director of Broadridge Financial Solutions, Inc. The Form 4 box for director is checked, while the officer and 10% owner boxes are not checked, clarifying his reported relationship to the issuer.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/06/2026 - 12:33 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Duelks Robert N

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
02/06/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	02/06/2026		S		253	D	$192.6	20,815	D
Common Stock								4,960	I	BOMAR II LLC
Common Stock								17,000	I	Mary E. Duelks 2007 Revocable Trust
Common Stock								8,853	I	Robert N. Duelks 2007 Revocable Trust

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

	Maria Allen, Power of Attorney	02/06/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.