Insider plans sale of 253 BR common shares

BR filed a Rule 144 notice for a planned sale of restricted common stock.

Rhea-AI Filing Summary

BR filed a Rule 144 notice for a planned sale of restricted common stock. The filing covers the potential sale of 253 common shares through Morgan Stanley Smith Barney LLC, with an aggregate market value of $48,727.80 on the NYSE.

The shares were acquired on 06/05/2024 through restricted stock vesting under a registered plan with the issuer. As context, 116,748,715 common shares were outstanding. The approximate sale date indicated is 02/06/2026, and the seller represents they are unaware of undisclosed material adverse information about the issuer.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the BR Rule 144 filing disclose about the planned stock sale?

The filing discloses a planned sale of 253 BR common shares under Rule 144. The shares have an aggregate market value of $48,727.80 and are expected to be sold on the NYSE around 02/06/2026 through Morgan Stanley Smith Barney LLC.

How many BR shares are covered by this Rule 144 notice and what is their value?

The notice covers 253 BR common shares with an aggregate market value of $48,727.80. These figures reflect the number of units the insider intends to sell and the total market value associated with this potential transaction on the NYSE.

When and how were the BR shares in the Rule 144 filing originally acquired?

The 253 BR common shares were acquired on 06/05/2024 through restricted stock vesting under a registered plan with the issuer. The filing lists the issuer as the source of the shares and indicates the acquisition was not a gift-based transaction.

What is the approximate date of sale for the BR shares in this Rule 144 filing?

The approximate date of sale for the 253 BR common shares is listed as 02/06/2026. This date reflects when the seller expects to execute the transaction on the NYSE, subject to market conditions and any applicable trading arrangements or plans.

How many BR shares are outstanding compared with the amount in this Rule 144 sale?

The filing notes that 116,748,715 BR common shares are outstanding, while only 253 shares are covered by this planned sale. This provides context for the relatively small size of the transaction compared with the total outstanding share count.

What representation does the seller make in the BR Rule 144 notice?

The seller represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed. This representation is explicitly stated as part of signing the Rule 144 notice.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 02/06/2026 - 04:14 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001477044
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BROADRIDGE FINANCIAL SOLUTIONS, INC.
SEC File Number	001-33220
Address of Issuer	5 Dakota Drive Lake Success NEW YORK 11042
Phone	516-472-5400
Name of Person for Whose Account the Securities are To Be Sold	ROBERT N. DUELKS 2007 REVOCABLE TRUST
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Director

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	253	48727.80	116748715	02/06/2026	NYSE

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	06/05/2024	Restricted stock vesting under a registered plan	Issuer			253	06/05/2024	Not Applicable

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	02/06/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Robert N. Duelks, Trustee
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)