Broadridge director granted new stock units and options on Nov. 13

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. (BR) reported equity awards for one of its directors. On 11/13/2025, the director received 459 Deferred Stock Units of Broadridge common stock at a stated price of $0.0000, increasing the director’s directly held common stock to 31,780.102 shares. These Deferred Stock Units vest in full upon grant and will be settled in shares of common stock when the director leaves service.

On the same date, the director was also granted a stock option covering 1,758 shares of Broadridge common stock with an exercise price of $225.61 per share. The option vests immediately and is exercisable from 11/13/2025 until its expiration on 11/13/2035. Both awards are made under Broadridge’s 2018 Omnibus Award Plan and reflect standard equity-based director compensation.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
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hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Markus Maura A.

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
11/13/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	11/13/2025		A		459	A	$0.0000(1)	31,780.102	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$225.61	11/13/2025		A		1,758		11/13/2025(2)	11/13/2035	Common Stock	1,758	$0.0000	1,758	D

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan and represents a like number of shares of Broadridge common stock. The Deferred Stock Units vest in full upon grant and will settle in shares of Broadridge common stock upon the director's separation from service with Broadridge.

2. Stock options vest immediately upon grant.

	Maria Allen, Power of Attorney	11/17/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What equity awards did the Broadridge (BR) director receive on 11/13/2025?

On 11/13/2025, a Broadridge director received 459 Deferred Stock Units of Broadridge common stock and a stock option for 1,758 shares with an exercise price of $225.61 per share.

How many Broadridge (BR) shares does the director beneficially own after these transactions?

Following the reported transactions, the director beneficially owns 31,780.102 shares of Broadridge common stock in direct ownership, as shown in the filing.

How do the Deferred Stock Units for the Broadridge (BR) director vest and settle?

The 459 Deferred Stock Units vest in full upon grant and will be settled in an equal number of shares of Broadridge common stock when the director separates from service with the company.

What are the key terms of the stock options granted to the Broadridge (BR) director?

The director received a stock option for 1,758 shares of common stock at an exercise price of $225.61 per share. The options vest immediately upon grant on 11/13/2025 and expire on 11/13/2035.

Under which plan were the director’s equity awards at Broadridge (BR) granted?

Both the Deferred Stock Units and the stock options granted to the director were issued under Broadridge’s 2018 Omnibus Award Plan.

Is the reporting person a director or officer of Broadridge (BR)?

The reporting person is identified as a Director of Broadridge Financial Solutions, Inc., and the Form 4 is filed by one reporting person.