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Issuer (NYSE: BR) insider files Form 144 to sell 10,214 shares

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
144

Rhea-AI Filing Summary

An affiliate of the issuer filed a Form 144 notice to sell 10,214 shares of common stock through Morgan Stanley Smith Barney LLC on or about 12/03/2025 on the NYSE. The filing lists an aggregate market value of $2,341,617.72 for the planned sale and notes that 116,727,559 shares of this class were outstanding.

The securities to be sold were acquired through restricted stock vesting and stock option exercises under registered plans. These include 1,150 shares from restricted stock vesting on 11/11/2024 and option exercises for 3,516 and 5,548 shares on 12/03/2025, with the option exercises paid in cash. The signer represents that they are not aware of undisclosed material adverse information about the issuer’s operations.

Positive

  • None.

Negative

  • None.

144: Filer Information

144: Issuer Information

144: Securities Information



Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold


* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.



Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

144: Remarks and Signature

FAQ

How many shares are covered by this Form 144 filing for BR?

The Form 144 notice covers the proposed sale of 10,214 shares of the issuer’s common stock, to be sold through Morgan Stanley Smith Barney LLC on the NYSE.

What is the aggregate market value of the shares in this BR Form 144?

The filing reports an aggregate market value of $2,341,617.72 for the 10,214 common shares covered by the notice.

How and when were the BR shares in this Form 144 acquired?

The securities were acquired under registered plans: 1,150 shares from restricted stock vesting on 11/11/2024, and option exercises for 3,516 and 5,548 shares on 12/03/2025, with the option exercises paid in cash.

What is the total number of BR shares outstanding referenced in this Form 144?

The notice states that there were 116,727,559 shares of the class of common stock outstanding at the time referenced in the form.

Which broker is handling the sale in this BR Form 144 filing?

The proposed sale is to be executed through Morgan Stanley Smith Barney LLC Executive Financial Services, located at 1 New York Plaza, 8th Floor, New York, NY 10004.

What representation does the seller make in this BR Form 144 notice?

The person for whose account the securities are to be sold represents that they do not know any material adverse information about the issuer’s current or prospective operations that has not been publicly disclosed.

Broadridge Finl Solutions Inc

NYSE:BR

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26.57B
116.14M
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1.02%
Information Technology Services
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United States
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