Broadridge insider exercises stock options and sells common shares

Broadridge Financial Solutions, Inc. insider stock activity: A corporate vice president reported multiple option exercises and share sales in Broadridge Financial Solutions, Inc. common stock.

Accepted by SEC EDGAR 12/04/2025 - 02:02 PM EST Learn about SEC filing dates

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. insider stock activity: A corporate vice president reported multiple option exercises and share sales in Broadridge Financial Solutions, Inc. common stock. On 12/03/2025, the officer exercised stock options for 6,000 shares at an exercise price of $148.07 and 4,163 shares at an exercise price of $93.88. The same day, the officer sold 1,150, 3,516 and 5,548 shares of common stock at a weighted average price of $229.2557 per share, with the actual sale prices ranging from $228.89 to $229.71. Following these transactions, the officer directly beneficially owns 6,026 shares of Broadridge common stock and 8,548 stock options.

Insider Trade Summary

Exercise and sale activity reported; no spread calculated

Exercise and Sale 7 txns

Insider Carey Thomas P

Role Corporate VP

Sold 10,214 shs ($2.34M)

Approx. gross sale proceeds $2.34M

Approx. exercise cost $1.28M

Share of Position Sold 62.9%

Type	Security	Shares	Price	Value
Exercise	Stock Option (Right to Buy)	4,163	$0.00	$0.00
Exercise	Stock Option (Right to Buy)	6,000	$0.00	$0.00
Exercise	Common Stock	6,000	$148.07	$888K
Exercise	Common Stock	4,163	$93.88	$391K
Sale	Common Stock	1,150	$229.2557	$264K
Sale	Common Stock	3,516	$229.2557	$806K
Sale	Common Stock	5,548	$229.2557	$1.27M

Holdings After Transaction: Stock Option (Right to Buy) — 8,548 contracts (Direct); Common Stock — 6,026 shares (Direct)

Holdings Before and After: Stock Option (Right to Buy), 18,711 to 8,548 contracts (Direct); Common Stock, 6,077 to 6,026 shares (Direct)

Other Insiders: 1 other insider reported open-market sales of this stock in the 30 days up to this filing.

Footnotes (1)

1. F1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.89 - $229.71, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Carey Thomas P

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Corporate VP

3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	12/03/2025		M		6,000	A	$148.07	12,077	D
Common Stock	12/03/2025		M		4,163	A	$93.88	16,240	D
Common Stock	12/03/2025		S		1,150	D	$229.2557(1)	15,090	D
Common Stock	12/03/2025		S		3,516	D	$229.2557(1)	11,574	D
Common Stock	12/03/2025		S		5,548	D	$229.2557(1)	6,026	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares
Stock Option (Right to Buy)	$93.88	12/03/2025		M			4,163	02/12/2019	02/12/2028	Common Stock	4,163	$0.0000	0.0000	D
Stock Option (Right to Buy)	$148.07	12/03/2025		M			6,000	02/12/2022	02/12/2031	Common Stock	6,000	$0.0000	8,548	D

Explanation of Responses:

1. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $228.89 - $229.71, inclusive. The reporting person undertakes to provide to Broadridge Financial Solutions, Inc., any shareholder of Broadridge Financial Solutions, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote (1) to this Form 4.

	Maria Allen, Power of Attorney	12/04/2025
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.