Broadridge (BR) director Mosconi updates Form 3/A to show 10 shares owned

Rhea-AI Filing Summary

BROADRIDGE FINANCIAL SOLUTIONS, INC. director Patricia Ann Mosconi filed an amended ownership report showing she held 10 shares of Broadridge common stock as of February 2, 2026. This Form 3/A does not describe a new purchase or sale, but updates her reported holdings.

SEC Form 3

FORM 3

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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1. Name and Address of Reporting Person^*

Mosconi Patricia Ann

(Last) (First) (Middle)

C/O BROADRIDGE FINANCIAL SOLUTIONS, INC.

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NY 11042

(City) (State) (Zip)

2. Date of Event Requiring Statement (Month/Day/Year)
02/02/2026

3. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

5. If Amendment, Date of Original Filed (Month/Day/Year)
02/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4)	2. Amount of Securities Beneficially Owned (Instr. 4)	3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock	10(1)	D

Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4)	2. Date Exercisable and Expiration Date (Month/Day/Year)		3. Title and Amount of Securities Underlying Derivative Security (Instr. 4)		4. Conversion or Exercise Price of Derivative Security	5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5)	6. Nature of Indirect Beneficial Ownership (Instr. 5)
	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. This amendment reflects the ownership of 10 shares of Broadridge common stock held by Registrant on February 2, 2026.

	Maria Allen, Power of Attorney	02/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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FAQ

What does Broadridge (BR) director Patricia Mosconi report in this Form 3/A?

The Form 3/A shows Patricia Ann Mosconi held 10 shares of Broadridge common stock on February 2, 2026. It is an amendment to her initial ownership report, updating the number of shares reported as directly owned.

Does the Broadridge (BR) Form 3/A for Patricia Mosconi show a stock purchase or sale?

The filing does not report a purchase or sale. It is categorized as a holding entry, simply reflecting that Mosconi owned 10 shares of Broadridge common stock as of February 2, 2026, rather than disclosing a new transaction.

How many Broadridge (BR) shares does Patricia Mosconi report owning in this amendment?

The amendment reflects ownership of 10 shares of Broadridge common stock. The footnote specifies that these 10 shares were held by the registrant on February 2, 2026, and are reported as directly owned common stock.

Is Patricia Mosconi’s Broadridge (BR) ownership direct or indirect in this Form 3/A?

The filing identifies her ownership as direct. The transaction line shows a direct ownership code and common stock as the security title, with 10 total shares held following the reported holding as of February 2, 2026.

Why was an amended Form 3 (Form 3/A) filed for Broadridge (BR) director Patricia Mosconi?

The amendment was filed to reflect that Mosconi held 10 shares of Broadridge common stock on February 2, 2026. The footnote explains this updated ownership figure, indicating a correction or clarification to previously reported holdings.