Broadridge (BR) CHRO granted 2,172 RSUs, total holdings now 7,680 shares

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. reported that Corporate VP and CHRO Richard John Stingi received a grant of 2,172 shares of common stock in the form of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan. These units will vest and convert into shares of common stock on October 1, 2026, bringing his directly held common stock position to 7,680.799 shares after the award.

Insider Trade Summary

Net Buyer: 2,172 shares

Net Buy 1 txn

Insider Stingi Richard John

Role Corporate VP and CHRO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	2,172	$0.00	$0.00

Holdings After Transaction: Common Stock — 7,680.799 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

Key Figures

RSU grant size: 2,172 shares Post-transaction holdings: 7,680.799 shares Vesting date: October 1, 2026 +1 more

4 metrics

RSU grant size 2,172 shares Restricted Stock Units granted under 2018 Omnibus Award Plan

Post-transaction holdings 7,680.799 shares Common stock directly held by Richard John Stingi after award

Vesting date October 1, 2026 RSUs vest and convert into Broadridge common stock on this date

Award price per share $0.00 per share Compensation-related grant, no cash paid per share by insider

Key Terms

Restricted Stock Units, 2018 Omnibus Award Plan, vest and convert

3 terms

Restricted Stock Units financial

"The reported transaction reflects the amount of Restricted Stock Units granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2018 Omnibus Award Plan financial

"Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan"

vest and convert financial

"The Restricted Stock Units will vest and convert into shares of Broadridge"

FAQ

What insider transaction did Broadridge (BR) report for Richard John Stingi?

Broadridge reported that Corporate VP and CHRO Richard John Stingi received a grant of 2,172 Restricted Stock Units, representing a like number of Broadridge common shares, as part of his equity compensation.

When do Richard John Stingi’s new RSUs at Broadridge (BR) vest?

The granted Restricted Stock Units are scheduled to vest and convert into shares on October 1, 2026, following completion of a three-year performance period tied to Broadridge’s 2018 Omnibus Award Plan.

How many Broadridge (BR) shares does Richard John Stingi hold after this Form 4 transaction?

After the award, Richard John Stingi directly holds 7,680.799 shares of Broadridge common stock, as reported, including the impact of the 2,172-share Restricted Stock Unit grant reflected in this filing.

Was the Broadridge (BR) Form 4 transaction by Richard John Stingi a market purchase or sale?

No market trade occurred; the Form 4 shows a grant/award acquisition of 2,172 Restricted Stock Units at a reported price of $0.00 per share, consistent with a compensation-related equity award rather than an open-market transaction.

Is the Broadridge (BR) RSU grant to Richard John Stingi under a specific equity plan?

Yes. The footnote states the award was granted under Broadridge's 2018 Omnibus Award Plan, with the RSUs determined after a three-year performance period and then scheduled to vest on October 1, 2026.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/14/2026 - 10:09 AM Accepted by SEC EDGAR 08/14/2026 - 10:08 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Stingi Richard John

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Corporate VP and CHRO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2026(1)		A		2,172	A	$0.0000	7,680.799	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

	Maria Allen, Power of Attorney	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)