Broadridge Co-President granted 1,783 RSUs in stock award

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. reported that Co-President ICS Douglas Richard Deschutter acquired 1,783 shares of common stock as a grant of Restricted Stock Units under Broadridge's 2018 Omnibus Award Plan, determined after a three-year performance period. These RSUs will vest and convert into common shares on October 1, 2026, bringing his directly held position to 18,046.8948 shares of common stock.

Insider Trade Summary

Grant/Award: 1,783 shares

Grant/Award 1 txn

Insider DESCHUTTER DOUGLAS RICHARD

Role Co-President ICS

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	1,783	$0.00	$0.00

Holdings After Transaction: Common Stock — 18,046.8948 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

Key Figures

RSUs granted: 1,783 shares Price per share: $0.0000 Holdings after transaction: 18,046.8948 shares +1 more

4 metrics

RSUs granted 1,783 shares Restricted Stock Units determined after a three-year performance period

Price per share $0.0000 Reported acquisition price for granted RSU-based common stock

Holdings after transaction 18,046.8948 shares Directly held Broadridge common stock after August 12, 2026 grant

RSU vesting date October 1, 2026 Date RSUs will vest and convert into common shares

Key Terms

Restricted Stock Units, 2018 Omnibus Award Plan, three-year performance period

3 terms

Restricted Stock Units financial

"The reported transaction reflects the amount of Restricted Stock Units granted..."

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2018 Omnibus Award Plan financial

"Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan..."

three-year performance period financial

"as determined at the end of a three-year performance period..."

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Broadridge (BR) insider Douglas Richard Deschutter report in this Form 4?

Douglas Richard Deschutter reported an acquisition of 1,783 shares of Broadridge common stock via a grant of Restricted Stock Units determined after a three-year performance period under the 2018 Omnibus Award Plan.

How many Broadridge (BR) shares does Douglas Richard Deschutter hold after this transaction?

After the reported grant, Douglas Richard Deschutter holds 18,046.8948 shares of Broadridge common stock directly. This total reflects the addition of 1,783 RSU-based shares credited in the August 12, 2026 transaction.

What type of award did Broadridge (BR) grant to Douglas Richard Deschutter?

Broadridge granted Douglas Richard Deschutter Restricted Stock Units under its 2018 Omnibus Award Plan. The RSUs were sized based on results over a three-year performance period and represent an equivalent number of Broadridge common shares.

When will the reported Broadridge (BR) RSUs vest and convert into shares?

The Restricted Stock Units granted to Douglas Richard Deschutter will vest and convert into Broadridge common stock on October 1, 2026. At that time, the 1,783 RSUs are scheduled to become an equal number of common shares.

Was the Broadridge (BR) insider transaction a market purchase or a compensation grant?

The transaction was a compensation-related grant, not a market purchase. Deschutter acquired 1,783 shares at a reported price of $0.0000 per share through Restricted Stock Units awarded under the 2018 Omnibus Award Plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 10:09 AM Accepted by SEC EDGAR 08/14/2026 - 10:08 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

DESCHUTTER DOUGLAS RICHARD

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	Co-President ICS

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2026(1)		A		1,783	A	$0.0000	18,046.8948	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

	Maria Allen, Power of Attorney	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)