Broadridge president awarded 9,308 stock units

Broadridge Financial Solutions, Inc. reported that President and director Christopher John Perry received a grant of 9,308 shares of common stock via Restricted Stock Units determined after a three-year performance period.

Rhea-AI Filing Summary

Broadridge Financial Solutions, Inc. reported that President and director Christopher John Perry received a grant of 9,308 shares of common stock via Restricted Stock Units determined after a three-year performance period. These RSUs will vest and convert into shares on October 1, 2026, bringing his directly held stake to 54,136.521 shares.

Insider Trade Summary

Grant/Award: 9,308 shares

Grant/Award 1 txn

Insider PERRY CHRISTOPHER JOHN

Role President

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	9,308	$0.00	$0.00

Holdings After Transaction: Common Stock — 54,136.521 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

Key Figures

RSUs granted: 9,308 shares Holdings after transaction: 54,136.521 shares Vesting date: October 1, 2026 +1 more

4 metrics

RSUs granted 9,308 shares Restricted Stock Units awarded under 2018 Omnibus Award Plan after three-year performance period

Holdings after transaction 54,136.521 shares Directly held Broadridge common stock following RSU grant

Vesting date October 1, 2026 RSUs will vest and convert into shares on this date

Grant price $0.00 per share Reported transaction price per share for RSU grant

Key Terms

Restricted Stock Units, 2018 Omnibus Award Plan, performance period

3 terms

Restricted Stock Units financial

"The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2018 Omnibus Award Plan financial

"Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period"

performance period financial

"as determined at the end of a three-year performance period and represent a like number of shares"

The performance period is the specific time span over which an investment’s results, an employee’s targets, or a fund’s returns are measured and judged. It matters to investors because the length and start/end of that window determine which gains or losses count toward performance fees, bonus payouts, or benchmark comparisons—much like timing a race decides who wins, the chosen period can change whether results look strong or weak.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Broadridge (BR) President Christopher John Perry report?

Christopher John Perry reported an award of 9,308 Restricted Stock Units, representing an equal number of Broadridge common shares. The award was determined after a three-year performance period and increases his directly held stake to 54,136.521 shares.

When do Christopher John Perry’s new Broadridge (BR) RSUs vest?

The newly granted 9,308 Restricted Stock Units are scheduled to vest and convert into shares on October 1, 2026. Until that vesting date, the units remain unconverted and are subject to the plan’s applicable conditions.

How many Broadridge (BR) shares does Christopher John Perry hold after this Form 4?

After the reported RSU grant, Christopher John Perry directly holds 54,136.521 shares of Broadridge common stock. This total reflects the addition of 9,308 shares associated with the Restricted Stock Units granted under the 2018 Omnibus Award Plan.

Was Christopher John Perry’s Broadridge (BR) RSU grant a market purchase or a compensation award?

The transaction was a compensation-related grant, not a market purchase. It reflects Restricted Stock Units awarded under Broadridge’s 2018 Omnibus Award Plan, determined after a three-year performance period at a reported price of $0.00 per share.

What plan governed the Restricted Stock Units granted to Broadridge (BR) President Christopher John Perry?

The 9,308 Restricted Stock Units granted to Christopher John Perry were awarded under Broadridge’s 2018 Omnibus Award Plan. The units were determined at the end of a three-year performance period and will convert into common shares at vesting.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 10:09 AM Accepted by SEC EDGAR 08/14/2026 - 10:08 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

PERRY CHRISTOPHER JOHN

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	President

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2026(1)		A		9,308	A	$0.0000	54,136.521	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

	Maria Allen, Power of Attorney	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)