Broadridge (BR) CFO receives 466-share RSU award after three-year performance period

Rhea-AI Filing Summary

BROADRIDGE FINANCIAL SOLUTIONS, INC. reported that its CFO, Ashima Ghei, acquired 466 shares of common stock through a grant of Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares of Broadridge common stock on October 1, 2026, bringing her directly held position to 6,027 shares.

Insider Trade Summary

Net Buyer: 466 shares

Net Buy 1 txn

Insider Ghei Ashima

Role CFO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	466	$0.00	$0.00

Holdings After Transaction: Common Stock — 6,027 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

Key Figures

Shares granted: 466 shares Shares held after transaction: 6,027 shares Vesting date: October 1, 2026 +1 more

4 metrics

Shares granted 466 shares Restricted Stock Units determined at the end of a three-year performance period

Shares held after transaction 6,027 shares Directly held Broadridge common stock following the RSU grant

Vesting date October 1, 2026 Restricted Stock Units vest and convert into common shares on this date

Reported transaction price per share $0.0000 Grant of Restricted Stock Units classified as a non-cash award

Key Terms

Restricted Stock Units, 2018 Omnibus Award Plan, three-year performance period, vest and convert

4 terms

Restricted Stock Units financial

"The reported transaction reflects the amount of Restricted Stock Units granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2018 Omnibus Award Plan financial

"Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan"

three-year performance period financial

"as determined at the end of a three-year performance period"

vest and convert financial

"The Restricted Stock Units will vest and convert into shares"

FAQ

What insider transaction did Broadridge (BR) report for CFO Ashima Ghei?

Broadridge reported that CFO Ashima Ghei received a grant of 466 Restricted Stock Units, representing an equal number of common shares, based on a three-year performance period and scheduled to vest on October 1, 2026.

How many Broadridge (BR) shares does CFO Ashima Ghei hold after this Form 4 transaction?

After the reported grant, CFO Ashima Ghei directly holds 6,027 shares of Broadridge common stock. This total includes the 466 shares represented by the newly granted Restricted Stock Units linked to performance.

What is the nature of the 466-share award reported for Broadridge (BR) CFO Ashima Ghei?

The 466 shares are linked to Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan, determined at the end of a three-year performance period and convertible into common stock upon vesting.

When will Ashima Ghei’s Restricted Stock Units in Broadridge (BR) vest?

The Restricted Stock Units granted to CFO Ashima Ghei will vest and convert into shares of Broadridge common stock on October 1, 2026, assuming the award’s terms and conditions are satisfied through that date.

Was the 466-share award to Broadridge (BR) CFO Ashima Ghei a market purchase or a grant?

The 466 shares reflect a grant/award acquisition of Restricted Stock Units, not a market purchase. The Form 4 classifies the transaction under code A, meaning a grant, award, or other acquisition.

Under which plan were the Restricted Stock Units for Broadridge (BR) CFO Ashima Ghei granted?

The Restricted Stock Units for CFO Ashima Ghei were granted under Broadridge's 2018 Omnibus Award Plan. The number of units was determined at the end of a three-year performance period.

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Form 4 Insider Transactions: What Each Field Means →

Available on EDGAR 08/14/2026 - 10:09 AM Accepted by SEC EDGAR 08/14/2026 - 10:08 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Ghei Ashima

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CFO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2026(1)		A		466	A	$0.0000	6,027	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

	Maria Allen, Power of Attorney	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)