Broadridge director granted 177 deferred stock units

Broadridge Financial Solutions director Brett Keller received an equity-based compensation grant.

Rhea-AI Filing Summary

Broadridge Financial Solutions director Brett Keller received an equity-based compensation grant. He acquired 177 Deferred Stock Units representing an equal number of Broadridge common shares, granted under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation.

The Deferred Stock Units vest in full upon grant and will be settled in shares of Broadridge common stock after his separation from service. Following this award, Keller directly holds 16,888 shares of Broadridge common stock.

Insider Trade Summary

Grant/Award: 177 shares

Grant/Award 1 txn

Insider keller brett

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	177	$0.00	$0.00

Holdings After Transaction: Common Stock — 16,888 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

Key Figures

Deferred Stock Units granted: 177 units Shares owned after transaction: 16,888 shares Grant price per unit: $0.0000 per unit +1 more

4 metrics

Deferred Stock Units granted 177 units Grant under 2018 Omnibus Award Plan for deferred cash fees

Shares owned after transaction 16,888 shares Direct holdings of Broadridge common stock following grant

Grant price per unit $0.0000 per unit Reported transaction price on compensation grant

Transaction date 2026-04-07 Date of Deferred Stock Unit grant

Key Terms

Deferred Stock Units, 2018 Omnibus Award Plan, Director Deferred Compensation Program, DCUs

4 terms

Deferred Stock Units financial

"The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan"

Deferred stock units are promises from a company to give an employee shares of stock at a future date, often after certain conditions are met or after leaving the company. They function like a form of delayed compensation, allowing employees to earn shares over time. For investors, they represent potential future ownership in the company, but do not provide immediate voting rights or dividends until the shares are actually received.

2018 Omnibus Award Plan financial

"grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral"

Director Deferred Compensation Program financial

"in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program"

A director deferred compensation program is an arrangement that lets a company delay paying part of a board member’s fees or bonuses until a future date, often at retirement or after leaving the board. It matters to investors because it affects a company’s long‑term cash commitments and executive incentives—like a timed savings plan that can align directors’ decisions with the company’s future performance while creating future liabilities on the balance sheet.

DCUs financial

"represents a like number of shares of Broadridge common stock (the "DCUs")"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What did Broadridge (BR) director Brett Keller report in this Form 4?

Brett Keller reported receiving 177 Deferred Stock Units representing the same number of Broadridge common shares. The grant was made under the 2018 Omnibus Award Plan in connection with his deferral of cash compensation through the Director Deferred Compensation Program.

How many Broadridge (BR) shares does Brett Keller hold after this transaction?

After this transaction, Brett Keller directly holds 16,888 shares of Broadridge common stock. This figure includes the impact of the 177 Deferred Stock Units granted and reflects his direct ownership position reported in the Form 4 filing.

What are the terms of Brett Keller’s Deferred Stock Units at Broadridge (BR)?

The Deferred Stock Units vest in full upon grant and will settle in Broadridge common shares when Keller separates from service. They were issued in lieu of cash compensation he deferred under the Director Deferred Compensation Program, aligning compensation with company stock.

Was Brett Keller’s Broadridge (BR) Form 4 an open-market stock purchase or sale?

No, the Form 4 reflects a grant of 177 Deferred Stock Units as compensation, not an open-market trade. The transaction code “A” indicates a grant or award acquisition, with a reported price of $0.0000 per unit rather than a market purchase.

Under which plan were Brett Keller’s Broadridge (BR) Deferred Stock Units granted?

The 177 Deferred Stock Units were granted under Broadridge’s 2018 Omnibus Award Plan. They are tied to the Director Deferred Compensation Program, where Keller deferred cash compensation in exchange for equity units that convert into common shares after his service ends.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

See more from StockTitan in Google Search and AI answers. Adds StockTitan as a preferred source · opens Google

Add on Google Not now

Accepted by SEC EDGAR 04/08/2026 - 02:00 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

keller brett

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
04/07/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	04/07/2026		A		177(1)	A	$0.0000	16,888	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the grant of Deferred Stock Units under Broadridge's 2018 Omnibus Award Plan in connection with the director's deferral of cash compensation under the Director Deferred Compensation Program and represents a like number of shares of Broadridge common stock (the "DCUs"). The DCUs vest in full upon grant and will settle in shares of Broadridge common stock commencing with the director's separation from service with Broadridge.

	Maria Allen, Power of Attorney	04/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)