Broadridge CEO granted 33,265-share stock award

BROADRIDGE FINANCIAL SOLUTIONS, INC.

Rhea-AI Filing Summary

BROADRIDGE FINANCIAL SOLUTIONS, INC. CEO Timothy C. Gokey received an equity compensation award of 33,265 shares of Common Stock on August 12, 2026, reflecting Restricted Stock Units determined at the end of a three-year performance period. These units will vest and convert into shares on October 1, 2026, bringing his directly held stake to 176,141.0271 shares.

Insider Trade Summary

Grant/Award: 33,265 shares

Grant/Award 1 txn

Insider Gokey Timothy C

Role CEO

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	33,265	$0.00	$0.00

Holdings After Transaction: Common Stock — 176,141.0271 shares (Direct)

Footnotes (1)

1. F1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

Key Figures

Shares granted: 33,265 shares Price per share: $0.0000 per share Shares after transaction: 176,141.0271 shares +2 more

5 metrics

Shares granted 33,265 shares Grant or award acquisition of Common Stock on August 12, 2026

Price per share $0.0000 per share Stated transaction price for the equity award

Shares after transaction 176,141.0271 shares Direct holdings following the reported award

Vesting date October 1, 2026 Date RSUs will vest and convert into common stock

Performance period length three-year performance period Period over which RSU performance was measured

Key Terms

Restricted Stock Units, 2018 Omnibus Award Plan, three-year performance period, vest and convert

4 terms

Restricted Stock Units financial

"The reported transaction reflects the amount of Restricted Stock Units granted"

Restricted stock units are a type of company reward where employees are promised shares of stock, but they only fully own these shares after meeting certain conditions, like staying with the company for a set time. They matter because they can become valuable assets and are often used to motivate employees to help the company succeed.

2018 Omnibus Award Plan financial

"Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan"

three-year performance period financial

"as determined at the end of a three-year performance period"

vest and convert financial

"The Restricted Stock Units will vest and convert into shares"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What equity award did Broadridge (BR) CEO Timothy C. Gokey receive on August 12, 2026?

Timothy C. Gokey received an award of 33,265 shares of Broadridge Common Stock, reflecting Restricted Stock Units determined at the end of a three-year performance period under the 2018 Omnibus Award Plan.

When will Timothy C. Gokey’s new Broadridge (BR) Restricted Stock Units vest?

The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026, subject to the terms of the company’s 2018 Omnibus Award Plan.

How many Broadridge (BR) shares does CEO Timothy C. Gokey hold after this Form 4 transaction?

Following the reported award, Timothy C. Gokey directly holds 176,141.0271 shares of Broadridge common stock, as disclosed in the Form 4 non-derivative transaction table.

Was Timothy C. Gokey’s Broadridge (BR) equity award a market purchase or a grant?

The transaction was a grant or award acquisition of 33,265 shares at a stated price of $0.0000 per share, reflecting Restricted Stock Units under Broadridge’s 2018 Omnibus Award Plan, not an open-market purchase.

Is Timothy C. Gokey’s Form 4 transaction in Broadridge (BR) under a Rule 10b5-1 trading plan?

The filing’s Rule 10b5-1 checkbox is not checked, and no footnote indicates a trading plan, so the reported equity award is not described as executed under a Rule 10b5-1 plan.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 08/14/2026 - 10:09 AM Accepted by SEC EDGAR 08/14/2026 - 10:08 AM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Gokey Timothy C

(Last) (First) (Middle)

5 DAKOTA DRIVE

(Street)

LAKE SUCCESS NEW YORK 11042

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BROADRIDGE FINANCIAL SOLUTIONS, INC. [ BR ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	CEO

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
08/12/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	08/12/2026(1)		A		33,265	A	$0.0000	176,141.0271	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The reported transaction reflects the amount of Restricted Stock Units granted under Broadridge's 2018 Omnibus Award Plan as determined at the end of a three-year performance period and represent a like number ofshares of Broadridge common stock. The Restricted Stock Units will vest and convert into shares of Broadridge common stock on October 1, 2026.

	Maria Allen, Power of Attorney	08/13/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)