Barfresh (BRFH) CFO has shares withheld to cover RSU taxes
Filing Impact
Filing Sentiment
Form Type
4
Rhea-AI Filing Summary
Barfresh Food Group Chief Financial Officer Lisa Roger reported a routine tax-withholding event tied to restricted share vesting. Of 8,333 previously granted shares that vested on June 13, 2026, 2,963 shares of common stock were withheld to cover related tax liabilities.
Following this withholding, Roger directly holds 124,536 shares of common stock. She also holds stock options over 15,385 shares of common stock at an exercise price of $5.95 per share expiring on January 17, 2030, and options over 150,000 shares at $2.19 per share expiring on June 13, 2032. Of the original 25,000-share grant, 16,667 shares remain subject to vesting requirements.
Positive
- None.
Negative
- None.
Insider Trade Summary
3 transactions reported
Mixed
3 txns
Insider
Roger Lisa
Role
Chief Financial Officer
| Type | Security | Shares | Price | Value |
|---|---|---|---|---|
| Tax Withholding | Common Stock | 2,963 | $0.00 | -- |
| holding | Stock Option (right to buy) | -- | -- | -- |
| holding | Stock Option (right to buy | -- | -- | -- |
Holdings After Transaction:
Common Stock — 124,536 shares (Direct, null);
Stock Option (right to buy) — 150,000 shares (Direct, null);
Stock Option (right to buy — 15,385 shares (Direct, null)
Footnotes (1)
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Key Figures
Shares withheld for taxes: 2,963 shares
Common shares held after transaction: 124,536 shares
Option strike price: $5.95/share
+5 more
8 metrics
Shares withheld for taxes
2,963 shares
Withheld from vested shares on June 13, 2026
Common shares held after transaction
124,536 shares
Direct ownership following tax withholding
Option strike price
$5.95/share
Stock option expiring January 17, 2030 over 15,385 shares
Underlying shares at $5.95
15,385 shares
Underlying common stock for 2030 stock option
Option strike price
$2.19/share
Stock option expiring June 13, 2032 over 150,000 shares
Underlying shares at $2.19
150,000 shares
Underlying common stock for 2032 stock option
Original share grant
25,000 shares
Equity grant with staged vesting beginning June 13, 2026
Unvested shares remaining
16,667 shares
Portion of 25,000-share grant still subject to vesting
Key Terms
Stock Option (right to buy), tax-withholding disposition, vesting requirements, exercise price, +1 more
5 terms
Stock Option (right to buy) financial
"security_title: "Stock Option (right to buy)" and underlying security Common Stock"
tax-withholding disposition financial
"transaction_action: "tax-withholding disposition" for 2,963 common shares"
A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.
vesting requirements financial
"16,667 remain subject to vesting requirements in the original 25,000-share grant"
exercise price financial
"conversion_or_exercise_price of $5.9500 and $2.1900 per share for options"
The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.
Common Stock financial
"underlying_security_title: "Common Stock" for the reported stock options"
Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.
FAQ
What did Barfresh (BRFH) CFO Lisa Roger report in this Form 4?
Barfresh CFO Lisa Roger reported a tax-withholding event on vested shares. Of 8,333 vested shares, 2,963 were withheld to cover tax liabilities, while she retained the remaining shares and continues to hold a sizable common stock and option position.
What stock options does the Barfresh (BRFH) CFO currently hold?
The CFO holds options over 15,385 Barfresh common shares at $5.95 per share expiring January 17, 2030, and options over 150,000 shares at $2.19 per share expiring June 13, 2032. These options represent potential future share acquisitions if exercised.