What is the status of the 25,000-share grant mentioned for Barfresh (BRFH) CFO?

The Form 4 notes a 25,000-share grant, with one-third vesting on June 13, 2026. Of the 8,333 vested shares, 2,963 were withheld for taxes, and 16,667 shares remain unvested and subject to future vesting requirements on later scheduled dates.

Barfresh CFO reports tax withholding on RSUs

Barfresh Food Group Chief Financial Officer Lisa Roger reported a routine tax-withholding event tied to restricted share vesting.

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Form Type

Rhea-AI Filing Summary

Barfresh Food Group Chief Financial Officer Lisa Roger reported a routine tax-withholding event tied to restricted share vesting. Of 8,333 previously granted shares that vested on June 13, 2026, 2,963 shares of common stock were withheld to cover related tax liabilities.

Following this withholding, Roger directly holds 124,536 shares of common stock. She also holds stock options over 15,385 shares of common stock at an exercise price of $5.95 per share expiring on January 17, 2030, and options over 150,000 shares at $2.19 per share expiring on June 13, 2032. Of the original 25,000-share grant, 16,667 shares remain subject to vesting requirements.

Insider Trade Summary

Exercise Price or Tax Liability: 2,963 shares

Exercise Price or Tax Liability 3 txns

Insider Roger Lisa

Role Chief Financial Officer

Type	Security	Shares	Price	Value
Exercise Price or Tax Liability	Common Stock	2,963	$0.00	$0.00
holding	Stock Option (right to buy)	--	--	--
holding	Stock Option (right to buy	--	--	--

Holdings After Transaction: Common Stock — 124,536 shares (Direct); Stock Option (right to buy) — 150,000 contracts (Direct); Stock Option (right to buy — 15,385 contracts (Direct)

Footnotes (1)

F1. The Form 4 filed on June 14, 2024 reported the granting of 25,000 shares, with one-third vesting June 13, 2026, one-third vesting June 13, 2027, and the remaining third vesting June 13, 2028. Of the 8,333 shares that vested on June 13, 2026, 2,963 were withheld to cover the related tax liability. Of the 25,000 shares, 16,667 remain subject to vesting requirements.

Key Figures

Shares withheld for taxes: 2,963 shares Common shares held after transaction: 124,536 shares Option strike price: $5.95/share +5 more

8 metrics

Shares withheld for taxes 2,963 shares Withheld from vested shares on June 13, 2026

Common shares held after transaction 124,536 shares Direct ownership following tax withholding

Option strike price $5.95/share Stock option expiring January 17, 2030 over 15,385 shares

Underlying shares at $5.95 15,385 shares Underlying common stock for 2030 stock option

Option strike price $2.19/share Stock option expiring June 13, 2032 over 150,000 shares

Underlying shares at $2.19 150,000 shares Underlying common stock for 2032 stock option

Original share grant 25,000 shares Equity grant with staged vesting beginning June 13, 2026

Unvested shares remaining 16,667 shares Portion of 25,000-share grant still subject to vesting

Key Terms

Stock Option (right to buy), tax-withholding disposition, vesting requirements, exercise price, +1 more

5 terms

Stock Option (right to buy) financial

"security_title: "Stock Option (right to buy)" and underlying security Common Stock"

tax-withholding disposition financial

"transaction_action: "tax-withholding disposition" for 2,963 common shares"

A tax-withholding disposition is an event or transaction—such as selling or transferring securities, exercising options, or receiving compensation—that triggers a requirement to hold back part of the payment and remit it to tax authorities. It matters to investors because it reduces the cash they receive immediately and can change the timing and amount of taxable income, like a cashier taking a portion of your sale proceeds to pay taxes before you get the rest.

vesting requirements financial

"16,667 remain subject to vesting requirements in the original 25,000-share grant"

exercise price financial

"conversion_or_exercise_price of $5.9500 and $2.1900 per share for options"

The exercise price is the fixed amount at which you can buy or sell an asset, like a stock, when using an options contract. It matters because it helps determine whether exercising the option will be profitable or not, depending on the current market price. Think of it as the set price you agree on today to buy or sell later.

Common Stock financial

"underlying_security_title: "Common Stock" for the reported stock options"

Common stock represents ownership shares in a company, giving investors a stake in its success and a say in important decisions through voting rights. It is the most common type of stock traded on markets and can provide income through dividends, as well as potential for value growth. For investors, holding common stock means sharing in the company’s profits and risks.

FAQ

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What did Barfresh (BRFH) CFO Lisa Roger report in this Form 4?

Barfresh CFO Lisa Roger reported a tax-withholding event on vested shares. Of 8,333 vested shares, 2,963 were withheld to cover tax liabilities, while she retained the remaining shares and continues to hold a sizable common stock and option position.

How many Barfresh (BRFH) shares does the CFO hold after the transaction?

After the tax-withholding event, the CFO directly holds 124,536 shares of Barfresh common stock. This figure reflects her remaining ownership position following the 2,963 shares withheld to satisfy tax obligations on vested restricted share units.

What stock options does the Barfresh (BRFH) CFO currently hold?

The CFO holds options over 15,385 Barfresh common shares at $5.95 per share expiring January 17, 2030, and options over 150,000 shares at $2.19 per share expiring June 13, 2032. These options represent potential future share acquisitions if exercised.

Was the Barfresh (BRFH) CFO’s transaction an open-market sale of shares?

No, the transaction was not an open-market sale. It was a tax-withholding disposition, where 2,963 shares were withheld by the issuer to cover tax liabilities on vested shares, a common administrative mechanism rather than a discretionary market sale.

AI-generated analysis. How Rhea-AI works. Not financial advice.

Form 4 Insider Transactions: What Each Field Means →

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Accepted by SEC EDGAR 06/15/2026 - 09:00 AM EDT

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roger Lisa

(Last)

(First)

(Middle)

12100 WILSHIRE BLVD, 8TH FLOOR

(Street)

LOS ANGELES

CALIFORNIA

90025

(City)

(State)

(Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director	10% Owner
X	Officer (give title below)	Other (specify below)
	Chief Financial Officer

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
06/13/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	Amount	(A) or (D)	Price		6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
Common Stock	06/13/2026		F		2,963	D	⁽¹⁾	124,536	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares	8. Price of Derivative Security (Instr. 5)		10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
Stock Option (right to buy)	$2.19							06/13/2026	06/13/2032	Common Stock	150,000		150,000	D
Stock Option (right to buy	$5.95							01/17/2024	01/17/2030	Common Stock	15,385		15,385	D

Explanation of Responses:

1. The Form 4 filed on June 14, 2024 reported the granting of 25,000 shares, with one-third vesting June 13, 2026, one-third vesting June 13, 2027, and the remaining third vesting June 13, 2028. Of the 8,333 shares that vested on June 13, 2026, 2,963 were withheld to cover the related tax liability. Of the 25,000 shares, 16,667 remain subject to vesting requirements.

	/s/ Lisa Roger	06/15/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

Source: View Original Filing on SEC EDGAR