Bleichroeder reports 9.99% stake in Barfresh
Barfresh Food Group Inc. disclosure: Bleichroeder LP and affiliated holders report beneficial ownership of 9.99% of common stock, equal to 1,633,083 shares.
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Rhea-AI Filing Summary
Barfresh Food Group Inc. disclosure: Bleichroeder LP and affiliated holders report beneficial ownership of 9.99% of common stock, equal to 1,633,083 shares. The position includes 1,390,758 shares and 242,325 shares issuable upon exercise of warrants, subject to a "Beneficial Ownership Limitation" of 9.99%.
The filing also states that without the 9.99% limitations on warrant exercise and debt conversion, the reporting group would beneficially own 2,048,086 shares (approximately 12.22%). The reporting persons are Bleichroeder LP, Bleichroeder Holdings LLC, and Andrew Gundlach, with signatures dated 05/14/2026.
Insights
Bleichroeder reports a near-10% position capped by contractual limits.
Bleichroeder LP is reported as beneficial owner of 1,633,083 shares or 9.99%, which the filing ties to 1,390,758 current shares plus 242,325 warrant-issuable shares. The filing explicitly states the exercise of warrants and conversion of debt are limited by a 9.99% Beneficial Ownership Limitation, which governs the usable economic stake.
Practical dependencies include the terms of the Warrant Agreement and any future share-count changes. Subsequent filings or transactions could change the capped percentage if outstanding share counts or contractual terms change.
Filing clarifies legal attribution and ownership caps for Schedule 13G/A purposes.
The disclosure attributes beneficial ownership to Bleichroeder LP (an investment adviser) and related entities, noting clients have the ultimate right to proceeds. It records the composition: 1,390,758 issued shares and 242,325 warrant-issuable shares, with additional convertible debt and warrants described as subject to a 9.99% limitation.
Material legal qualifiers are preserved verbatim: "Beneficial Ownership Limitation (as defined in the agreement) of 9.99%." Stakeholders should track any amendments to the warrant or debt agreements and future amendments to beneficial ownership schedules.
Key Figures
Key Terms
Beneficial Ownership Limitation regulatory
warrants financial
convertible debt financial
Schedule 13G/A regulatory
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