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Barfresh CEO acquires 870 shares as note interest

The report gives a post-transaction direct share count and separately identifies common stock held through two entities.

(Neutral)

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Form Type
4

Rhea-AI Filing Summary

Barfresh Food Group Inc. (BRFH) CEO, director and 10% owner Coste Riccardo Delle acquired 870 common shares on October 1, 2026, as interest payment on a convertible note valued at $0.86 per share. The reported direct common-stock position afterward was 120,731 shares. The report also lists indirect holdings of 6,782 shares through Delle Coste Family Trust and 1,642,022 shares through RD Capital Holdings Pty Ltd. Reported derivative positions include a Series A convertible note representing 10,345 underlying common shares at a $2.90 conversion price and a Series R warrant for 9,375 underlying common shares at a $3.20 exercise price.

Insider Delle Coste Riccardo
Role Chief Executive Officer
Type Security Shares Price Value
Other Common Stock F1 870 -- --
holding Stock option -- -- --
holding 10% Series A convertible note -- -- --
holding Series R Warrant (Right to buy) -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Stock option -- -- --
holding Common Stock -- -- --
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 120,731 shares (Direct); Stock option — 211,541 contracts (Direct); 10% Series A convertible note — 10,345 contracts (Direct); Series R Warrant (Right to buy) — 9,375 contracts (Direct); Common Stock — 6,782 shares (Indirect, Delle Coste Family Trust); Common Stock — 1,642,022 shares (Indirect, RD Capital Holdings Pty Ltd)
Footnotes (1)
  1. F1. Shares issued as payment of interest on a convertible note, valued at $0.86 per share.
Common shares acquired 870 shares October 1, 2026; issued as interest payment on a convertible note
Value assigned per share $0.86 per share Shares issued as interest payment on a convertible note
Direct common shares after transaction 120,731 shares Reported after the October 1, 2026 transaction
Indirect shares through Delle Coste Family Trust 6,782 shares Reported indirect common-stock holding
Indirect shares through RD Capital Holdings Pty Ltd 1,642,022 shares Reported indirect common-stock holding
Series A convertible note 10,345 underlying common shares; $2.90 conversion price Reported derivative position
Series R warrant 9,375 underlying common shares; $3.20 exercise price Reported derivative position
10% Series A convertible note financial
"10% Series A convertible note"
Series R Warrant (Right to buy) financial
"Series R Warrant (Right to buy)"
Stock option financial
"Stock option"
A stock option is a contract that gives you the right to buy or sell a company's stock at a specific price within a certain time frame. People use them to potentially make money if the stock's price moves favorably or to protect against losses. It's like holding a coupon that can be used to buy or sell stock at a set price later on.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

How many BRFH shares did its CEO acquire, and at what value?

CEO, director and 10% owner Coste Riccardo Delle acquired 870 common shares on October 1, 2026, as interest payment on a convertible note valued at $0.86 per share.

What direct common-stock position did BRFH's CEO report after the transaction?

The reported direct common-stock position after the October 1, 2026 transaction was 120,731 shares.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Learn about SEC filing dates
SEC Form 4
FORM 4UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number:3235-0287
Estimated average burden
hours per response:0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Delle Coste Riccardo

(Last)(First)(Middle)
12100 WILSHIRE BLVD,
8TH FLOOR

(Street)
BEVERLY HILLS, CALIFORNIA 90025

(City)(State)(Zip)

UNITED STATES

(Country)
2. Issuer Name and Ticker or Trading Symbol
BARFRESH FOOD GROUP INC. [ BRFH ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
XDirectorX10% Owner
XOfficer (give title below)Other (specify below)
Chief Executive Officer
2a. Foreign Trading Symbol
3. Date of Earliest Transaction (Month/Day/Year)
10/01/2026
6. Individual or Joint/Group Filing (Check Applicable Line)
XForm filed by One Reporting Person
Form filed by More than One Reporting Person
4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year)2A. Deemed Execution Date, if any (Month/Day/Year)3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeVAmount(A) or (D)Price
Common Stock6,782IDelle Coste Family Trust
Common Stock10/01/2026J870A(1)120,731D
Common Stock1,642,022IRD Capital Holdings Pty Ltd
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year)3A. Deemed Execution Date, if any (Month/Day/Year)4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year)7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
CodeV(A)(D)Date ExercisableExpiration DateTitleAmount or Number of Shares
Stock option$2.504/27/202704/25/2034Common Stock19,23119,231D
10% Series A convertible note$2.903/23/202603/23/2028Common Stock10,345$30,000D
Series R Warrant (Right to buy)$3.203/23/202603/23/2030Common Stock9,3759,375D
Stock option$2.7604/25/202604/25/2033Common Stock19,23119,231D
Stock option$1.5704/29/202504/29/2032Common Stock19,23119,231D
Stock option$1.3304/27/202404/27/2031Common Stock19,23119,231D
Stock option$6.7904/27/202304/27/2030Common Stock19,23119,231D
Stock option$5.7204/27/202204/27/2029Common Stock19,23119,231D
Stock option$4.9404/25/202104/25/2028Common Stock19,23119,231D
Stock option$5.8505/20/202005/20/2027Common Stock19,23119,231D
Stock option$6.7607/26/201912/31/2026Common Stock19,23119,231D
Stock option$9.3604/27/201812/31/2026Common Stock19,23119,231D
Stock option$7.1509/15/201812/31/2026Common Stock19,23119,231D
Explanation of Responses:
1. Shares issued as payment of interest on a convertible note, valued at $0.86 per share.
/s/ Riccardo Delle Coste10/02/2026
** Signature of Reporting PersonDate
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)

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