Barfresh former affiliate plans 6,127-share sale

Former affiliate files a Rule 144 notice to sell 6,127 BRFH common shares acquired as compensation through a broker on Nasdaq.

Rhea-AI Filing Summary

BARFRESH FOOD GROUP INC. (BRFH) has a notice of proposed sale of restricted or control securities under Rule 144 filed for the account of former affiliate Lisa Roger. The notice covers proposed sales of Barfresh common stock through J.P. Morgan Securities LLC on Nasdaq beginning on or after September 10, 2026.

The securities to be sold consist of an aggregate of 6,127 shares of common stock, originally acquired from the issuer as compensation in two grants on July 26, 2022 and March 2, 2023.

Key Figures

Shares proposed for sale: 6,127 shares First compensation grant: 478 shares Second compensation grant: 5,649 shares +1 more

4 metrics

Shares proposed for sale 6,127 shares Aggregate Barfresh common shares covered by the Rule 144 notice

First compensation grant 478 shares Common shares acquired from issuer as compensation on July 26, 2022

Second compensation grant 5,649 shares Common shares acquired from issuer as compensation on March 2, 2023

Proposed sale date September 10, 2026 Date on or after which the shares may be sold on Nasdaq

Key Terms

Rule 144, Former Affiliate, Compensation

3 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Former Affiliate financial

"Former Affiliate 144: Securities Information"

Compensation financial

"Common | 07/26/2022 | Compensation | Issuer"

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for BARFRESH FOOD GROUP INC. (BRFH)?

The filing discloses that former affiliate Lisa Roger has given notice under Rule 144 of a proposed sale of Barfresh common stock through J.P. Morgan Securities LLC on Nasdaq, beginning on or after September 10, 2026.

How many BRFH shares are covered by this Rule 144 notice?

The Rule 144 notice covers a proposed sale of 6,127 shares of Barfresh Food Group common stock, all associated with prior compensation grants from the issuer.

When were the BRFH shares proposed for sale acquired by the seller?

The shares were acquired from Barfresh as compensation in two issuances: 478 shares on July 26, 2022, and 5,649 shares on March 2, 2023.

Who is handling the sale of BRFH shares under this Form 144?

The proposed sale will be handled by J.P. Morgan Securities LLC, acting as agent and attorney-in-fact for Lisa Roger, with trading expected on Nasdaq.

What is the relationship of the selling security holder to BRFH?

The selling security holder, Lisa Roger, is identified in the notice as a Former Affiliate of Barfresh Food Group Inc.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/10/2026 - 04:20 PM Accepted by SEC EDGAR 09/10/2026 - 04:19 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001905960
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	Barfresh Food Groups, Inc.
SEC File Number	001-41228
Address of Issuer	3600 Wilshire Blvd, Suite1720 Los Angeles CALIFORNIA 90010
Phone	310-598-7113
Name of Person for Whose Account the Securities are To Be Sold	Lisa Roger
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	J.P. Morgan Securities LLC 270 Park Avenue 10th Floor New York NY 10017	6127	7475	16308172	09/10/2026	Nasdaq

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	07/26/2022	Compensation	Issuer			478	07/26/2022	Compensation
Common	03/02/2023	Compensation	Issuer			5649	03/02/2023	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Nothing to Report

144: Remarks and Signature

Remarks
Date of Notice	09/10/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ J.P. Morgan Securities LLC as agent and attorney-in-fact for Lisa Roger
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)