Barfresh ex-affiliate plans sale of 25,329 shares

Former affiliate Lisa Roger filed a Rule 144 notice to sell 25,329 BRFH common shares previously received as compensation, following a smaller sale in September 2026.

Rhea-AI Filing Summary

BARFRESH FOOD GROUP INC. (BRFH) is the issuer of common stock covered by a notice filed by former affiliate Lisa Roger to sell shares under Rule 144. The filing lists 25,329 common shares to be sold through Morgan Stanley Smith Barney LLC, with an aggregate market value of $27,937.71 as of September 17, 2026 on NASDAQ.

The shares were acquired as compensation from the issuer on March 27, 2024 (19,323 shares), May 15, 2024 (3,736 shares), and January 17, 2025 (2,270 shares). During the prior three months, Lisa Roger sold 6,127 common shares for $7,475.00 on September 10, 2026.

Key Figures

Shares to be sold under Rule 144: 25,329 shares Aggregate market value of shares to be sold: $27,937.71 Shares sold in past 3 months: 6,127 shares +4 more

7 metrics

Shares to be sold under Rule 144 25,329 shares Common stock of BARFRESH FOOD GROUP INC. to be sold by former affiliate Lisa Roger

Aggregate market value of shares to be sold $27,937.71 Value of 25,329 BRFH common shares as of September 17, 2026

Shares sold in past 3 months 6,127 shares BRFH common shares sold by Lisa Roger on September 10, 2026

Proceeds from recent sale $7,475.00 Sale of 6,127 BRFH common shares on September 10, 2026

Compensation grant on March 27, 2024 19,323 shares BRFH common stock received as compensation from issuer

Compensation grant on May 15, 2024 3,736 shares BRFH common stock received as compensation from issuer

Compensation grant on January 17, 2025 2,270 shares BRFH common stock received as compensation from issuer

Key Terms

Rule 144, Former Affiliate, compensation, NASDAQ

4 terms

Rule 144 regulatory

"See the definition of "person" in paragraph (a) of Rule 144."

Rule 144 is a U.S. securities regulation that sets conditions under which restricted or insider-held shares can be legally resold to the public, such as required holding periods, availability of public information, limits on how much can be sold at once, and certain filing requirements. For investors it matters because it determines when previously locked-up shares can enter the market — like a release valve that can increase supply, affect share price, and signal insider intent.

Former Affiliate regulatory

"Former Affiliate 144: Securities Information"

compensation financial

"Common | 03/27/2024 | Compensation | Issuer"

NASDAQ market

"09/17/2026 | NASDAQ 144: Securities To Be Sold"

The Nasdaq is a stock exchange where many companies' shares are bought and sold, functioning much like a marketplace for investments. It matters to investors because it provides a platform to buy and sell ownership stakes in companies, helping them track the value of those companies and make informed decisions. As one of the largest and most technology-focused markets, it also reflects trends and developments in the business world.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What does the Form 144 filing disclose for BARFRESH FOOD GROUP INC. (BRFH)?

The filing discloses that former affiliate Lisa Roger filed a notice under Rule 144 to sell 25,329 shares of BRFH common stock, with an aggregate market value of $27,937.71 as of September 17, 2026, to be sold on NASDAQ through Morgan Stanley Smith Barney LLC.

How many BRFH shares is Lisa Roger planning to sell under this Form 144?

Lisa Roger plans to sell 25,329 shares of BARFRESH FOOD GROUP INC. common stock. These shares were acquired as compensation from the issuer on March 27, 2024, May 15, 2024, and January 17, 2025, and are being registered for sale under Rule 144.

What prior sales of BRFH stock by Lisa Roger are disclosed?

The notice reports that in the past three months, Lisa Roger sold 6,127 shares of BRFH common stock for $7,475.00 on September 10, 2026. This prior sale is listed separately from the 25,329 shares now planned for sale under Rule 144.

How were the BRFH shares to be sold by Lisa Roger originally acquired?

The shares were acquired as compensation from the issuer. The filing lists grants of BRFH common stock on March 27, 2024 (19,323 shares), May 15, 2024 (3,736 shares), and January 17, 2025 (2,270 shares), all identified in the filing as compensation from BARFRESH FOOD GROUP INC.

What is the reported market value of the BRFH shares covered by this Form 144?

The notice reports an aggregate market value of $27,937.71 for the 25,329 BRFH common shares to be sold under Rule 144, as of September 17, 2026, with sales to take place on NASDAQ through Morgan Stanley Smith Barney LLC.

Who is the selling security holder in this BRFH Form 144 and what is their status?

The selling security holder is Lisa Roger, identified in the notice as a former affiliate of BARFRESH FOOD GROUP INC. The Form 144 covers her planned sale of 25,329 BRFH common shares previously received as compensation.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Available on EDGAR 09/17/2026 - 04:01 PM Accepted by SEC EDGAR 09/17/2026 - 04:00 PM Learn about SEC filing dates

Form 144 Filer Information	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 144 NOTICE OF PROPOSED SALE OF SECURITIES PURSUANT TO RULE 144 UNDER THE SECURITIES ACT OF 1933
FORM 144

144: Filer Information

Filer CIK	0001905960
Filer CCC	XXXXXXXX
Is this a LIVE or TEST Filing?	LIVE TEST
Submission Contact Information
Name
Phone
E-Mail Address

144: Issuer Information

Name of Issuer	BARFRESH FOOD GROUP INC.
SEC File Number	001-41228
Address of Issuer	3600 Wilshire Boulevard Los Angeles CALIFORNIA 90010
Phone	310-598-7113
Name of Person for Whose Account the Securities are To Be Sold	LISA ROGER
See the definition of "person" in paragraph (a) of Rule 144. Information is to be given not only as to the person for whose account the securities are to be sold but also as to all other persons included in that definition. In addition, information shall be given as to sales by all persons whose sales are required by paragraph (e) of Rule 144 to be aggregated with sales for the account of the person filing this notice.
Relationship to Issuer	Former Affiliate

144: Securities Information

Title of the Class of Securities To Be Sold	Name and Address of the Broker	Number of Shares or Other Units To Be Sold	Aggregate Market Value	Number of Shares or Other Units Outstanding	Approximate Date of Sale	Name the Securities Exchange
Common	Morgan Stanley Smith Barney LLC Executive Financial Services 1 New York Plaza 8th Floor New York NY 10004	25329	27937.71	16308172	09/17/2026	NASDAQ

Furnish the following information with respect to the acquisition of the securities to be sold and with respect to the payment of all or any part of the purchase price or other consideration therefor:

144: Securities To Be Sold

Title of the Class	Date you Acquired	Nature of Acquisition Transaction	Name of Person from Whom Acquired	Is this a Gift?	Date Donor Acquired	Amount of Securities Acquired	Date of Payment	Nature of Payment *
Common	03/27/2024	Compensation	Issuer			19323	03/27/2024	Compensation
Common	01/17/2025	Compensation	Issuer			2270	01/17/2025	Compensation
Common	05/15/2024	Compensation	Issuer			3736	05/15/2024	Compensation

* If the securities were purchased and full payment therefor was not made in cash at the time of purchase, explain in the table or in a note thereto the nature of the consideration given. If the consideration consisted of any note or other obligation, or if payment was made in installments describe the arrangement and state when the note or other obligation was discharged in full or the last installment paid.

Furnish the following information as to all securities of the issuer sold during the past 3 months by the person for whose account the securities are to be sold.

144: Securities Sold During The Past 3 Months

Name and Address of Seller	Title of Securities Sold	Date of Sale	Amount of Securities Sold	Gross Proceeds
LISA ROGER 3600 Wilshire Boulevard Los Angeles CA 90010	Common	09/10/2026	6127	7475.00

144: Remarks and Signature

Remarks
Date of Notice	09/17/2026
ATTENTION:
The person for whose account the securities to which this notice relates are to be sold hereby represents by signing this notice that he does not know any material adverse information in regard to the current and prospective operations of the Issuer of the securities to be sold which has not been publicly disclosed. If such person has adopted a written trading plan or given trading instructions to satisfy Rule 10b5-1 under the Exchange Act, by signing the form and indicating the date that the plan was adopted or the instruction given, that person makes such representation as of the plan adoption or instruction date.
Signature	/s/ Lisa Roger
ATTENTION: Intentional misstatements or omission of facts constitute Federal Criminal Violations (See 18 U.S.C. 1001)