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BSRR director Albert Berra reports 1,445-share restricted stock award

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Sierra Bancorp (BSRR) director Albert L. Berra reported receiving an equity grant in the company’s common stock. On 11/20/2025, he acquired 1,445 shares of common stock in a transaction coded as an acquisition. These shares are described as a time-based restricted stock award under Sierra Bancorp’s 2023 Equity Incentive Plan and will vest in one year, subject to forfeiture if certain conditions in the grant agreement are not met. Following this grant, Berra reports beneficial ownership of 11,139 shares held directly, plus additional indirect holdings through a profit sharing plan, a limited partnership, and by his spouse.

Positive

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Negative

  • None.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
BERRA ALBERT L

(Last) (First) (Middle)
86 N. MAIN STREET

(Street)
PORTERVILLE CA 93257

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
SIERRA BANCORP [ BSRR ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
11/20/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/20/2025 A 1,445 A $0(1) 11,139 D
Common Stock 142,843 D
Common Stock 22,036 I Albert Berra Dds Profit Sharing Plan
Common Stock 80,704.225 I Berra Investments, A Limited Partnership
Common Stock 19,093 I By Spouse
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. Represents an award of time-based restricted stock pursuant to a grant under the Issuer's 2023 Equity Incentive Plan that vest in one year, subject to forfeiture upon the occurrence of certain events specified in the agreement underlying such grant.
/s/ Albert L. Berra 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What did Sierra Bancorp (BSRR) disclose in this Form 4 filing?

The filing reports that director Albert L. Berra acquired 1,445 shares of Sierra Bancorp common stock as a restricted stock award on 11/20/2025.

What type of shares did Albert L. Berra receive from Sierra Bancorp (BSRR)?

He received time-based restricted stock granted under Sierra Bancorp’s 2023 Equity Incentive Plan.

When do the restricted shares granted to Albert L. Berra vest?

The restricted stock award granted to Albert L. Berra vests in one year, subject to forfeiture under conditions specified in the grant agreement.

How many Sierra Bancorp (BSRR) shares does Albert L. Berra report owning after the grant?

After the reported transaction, he directly owns 11,139 shares of common stock and also reports additional indirect holdings through a profit sharing plan, a limited partnership, and by his spouse.

Was this Sierra Bancorp (BSRR) Form 4 filed for one reporting person or multiple?

The Form 4 was filed by one reporting person, identified as director Albert L. Berra.
Sierra Bancorp

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