Welcome to our dedicated page for Sierra Bancorp SEC filings (Ticker: BSRR), a comprehensive resource for investors and traders seeking official regulatory documents including 10-K annual reports, 10-Q quarterly earnings, 8-K material events, and insider trading forms.
This page provides access to Sierra Bancorp (BSRR) filings with the U.S. Securities and Exchange Commission, along with AI-generated summaries to help interpret key disclosures. Sierra Bancorp is a California-based bank holding company for Bank of the Sierra, and its common stock is listed on the NASDAQ Global Select Market, as noted in its Form 8-K headers.
Here, users can review current reports on Form 8-K, which Sierra Bancorp files to report material events. Recent 8-Ks include items on financial results for quarterly and year-to-date periods, dividend declarations, share repurchase program approvals, and executive appointments or retirements. The company also files 8-Ks under Regulation FD when management participates in investor conferences and makes presentation materials available.
In addition to 8-Ks, investors typically consult annual reports on Form 10-K and quarterly reports on Form 10-Q for more detailed information on Sierra Bancorp’s loan portfolio, deposit base, net interest income, credit loss provisions, capital ratios, and risk factors. While those specific forms are not reproduced in the text above, this filings page is designed to surface them as they are made available on EDGAR.
The platform’s AI tools summarize lengthy filings to highlight sections related to earnings, capital and liquidity measures, asset quality, and board actions. For example, AI summaries can point out when an 8-K describes a new share repurchase authorization, a cash dividend amount and record date, or a change in a key executive role such as Chief Operations Officer or Principal Accounting Officer.
Users can also use this page to track governance and compensation disclosures referenced in exhibits to 8-Ks, such as employment agreements and indemnification agreements for senior officers, as cited in Sierra Bancorp’s filings. Real-time updates from EDGAR ensure that newly filed documents appear promptly, while AI-generated overviews help readers understand how each filing fits into the company’s broader financial and regulatory profile.
Sierra Bancorp executive Cindy L. Dabney, who serves as SVP and Chief Accounting Officer, reported multiple stock transactions involving company shares. On 12/03/2025, she exercised a total of 4,000 stock options at exercise prices of $28.21, $27.35, $27.30, and $27.11 per share, converting them into common stock. To help cover the option exercise cost and related taxes, she sold portions of the acquired shares in several transactions at a price of $32.00 per share. After these exercises and sales, she continued to hold a meaningful direct ownership position in Sierra Bancorp common stock, reflecting ongoing personal investment exposure to the company’s performance.
Sierra Bancorp (BSRR) director Morris A. Tharp reported receiving an equity grant of 1,445 shares of common stock on 11/20/2025. The filing shows these shares as acquired at a price of $0, reflecting a time-based restricted stock award rather than an open‑market purchase. Following this grant, Tharp beneficially owns 11,139 shares of Sierra Bancorp common stock directly.
The award was made under the company’s 2023 Equity Incentive Plan and is described as time-based restricted stock that vests in one year, subject to forfeiture if certain conditions in the grant agreement are not met. The form reports no derivative securities transactions, focusing solely on this non-derivative stock award and updated ownership position.
Sierra Bancorp (BSRR) reported a routine insider equity grant. A director filed a Form 4 showing an award of 1,445 shares of common stock on 11/20/2025. The filing describes this as time-based restricted stock granted under the company’s 2023 Equity Incentive Plan, with the shares scheduled to vest in one year. The award was recorded at a price of $0 because it is a compensatory grant rather than an open-market purchase. Following this transaction, the director directly beneficially owned 11,139 shares of Sierra Bancorp common stock.
Sierra Bancorp (BSRR) director Ermina Karim reported a new equity award. On 11/20/2025, she received 1,445 shares of Sierra Bancorp common stock as a time-based restricted stock grant under the company’s 2023 Equity Incentive Plan. The award was reported at a price of $0 per share, reflecting that it is a compensatory grant rather than an open‑market purchase. Following this transaction, she beneficially owns 6,702 shares of Sierra Bancorp common stock held directly. The restricted shares vest in one year and are subject to forfeiture upon certain events described in the grant agreement.
Sierra Bancorp (BSRR) reported a change in insider holdings as director James C. Holly filed a Form 4. On 11/20/2025, he received an award of 1,445 shares of time-based restricted common stock under the company’s 2023 Equity Incentive Plan. The award vests in one year, and the shares are subject to forfeiture if certain conditions in the grant agreement occur. Following this grant, Holly reports 11,139 shares of common stock held directly and additional directly held shares, along with 30,000 shares held indirectly through a limited partnership.
Sierra Bancorp (BSRR) director reports equity award
A director of Sierra Bancorp reported receiving 1,445 shares of common stock on 11/20/2025 as an award of time-based restricted stock under the company’s 2023 Equity Incentive Plan. The award was recorded at a price of $0, reflecting that it was a grant rather than an open‑market purchase, and will vest in one year, subject to forfeiture under conditions described in the grant agreement. Following this award, the reporting person holds 6,702 shares of Sierra Bancorp common stock directly and 2,000 shares indirectly through Chrisman and Associates, LLC.
Sierra Bancorp (BSRR) director Laurence S. Dutto reported an acquisition of company stock on a Form 4. On 11/20/2025, he received 1,445 shares of common stock as an award of time-based restricted stock under the company’s 2023 Equity Incentive Plan at a stated price of $0 per share. The award vests in one year and is subject to forfeiture if certain conditions in the grant agreement occur.
Following this grant, the filing shows Dutto beneficially owning 11,139 shares of Sierra Bancorp common stock directly, an additional 4,870 shares directly, and 500 shares indirectly through his spouse.
Sierra Bancorp (BSRR) director Vonn R. Christenson reported an equity award under Section 16 rules. On 11/20/2025, he received 1,445 shares of common stock as an award of time-based restricted stock granted under the company’s 2023 Equity Incentive Plan at a reported price of $0, reflecting a compensatory grant rather than an open-market purchase.
After this grant, Christenson beneficially owns 11,139 shares of Sierra Bancorp common stock directly, plus additional indirect holdings of 189 shares and 286 shares held by his spouse. The restricted stock vests in one year and is subject to forfeiture if certain events described in the grant agreement occur.
Sierra Bancorp director reports new restricted stock grant
A Sierra Bancorp (BSRR) director filed a Form 4 disclosing an award of 1,445 shares of common stock on 11/20/2025. The filing shows this was an acquisition at a stated price of $0, reflecting an equity award rather than an open‑market purchase.
The award is time-based restricted stock granted under the company’s 2023 Equity Incentive Plan. These shares vest in one year and are subject to forfeiture if certain events specified in the grant agreement occur. After this transaction, the director directly owns 7,806 shares of Sierra Bancorp common stock, with an additional 3,181 shares held indirectly.
Sierra Bancorp (BSRR) director Albert L. Berra reported receiving an equity grant in the company’s common stock. On 11/20/2025, he acquired 1,445 shares of common stock in a transaction coded as an acquisition. These shares are described as a time-based restricted stock award under Sierra Bancorp’s 2023 Equity Incentive Plan and will vest in one year, subject to forfeiture if certain conditions in the grant agreement are not met. Following this grant, Berra reports beneficial ownership of 11,139 shares held directly, plus additional indirect holdings through a profit sharing plan, a limited partnership, and by his spouse.