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[Form 3] PEABODY ENERGY CORP Initial Statement of Beneficial Ownership

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
3
Rhea-AI Filing Summary

Peabody Energy Corp. (BTU) reported a new Form 3 filing for a director who currently holds no company stock. The filing shows that the reporting person serves as a director of Peabody Energy but beneficially owns 0 shares of common stock in direct ownership and reports no derivative securities such as options or warrants. The form is filed by a single reporting person and includes a power of attorney authorizing an attorney-in-fact to sign on the reporting person's behalf.

Positive
  • None.
Negative
  • None.
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0104
Estimated average burden
hours per response: 0.5
1. Name and Address of Reporting Person*
Walker Clayton D.

(Last) (First) (Middle)
C/O PEABODY ENERGY CORP.
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
11/19/2025
3. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 0 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
Power of Attorney
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 11/21/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What does the Form 3 filing for Peabody Energy Corp. (BTU) disclose?

The Form 3 discloses that a reporting person who is a director of Peabody Energy Corp. (BTU) currently has no beneficial ownership of common stock and no derivative securities.

How many Peabody Energy (BTU) common shares does the reporting director own?

The filing states that the director beneficially owns 0 shares of Peabody Energy common stock in direct ownership.

Does the Peabody Energy (BTU) director hold any options or other derivative securities?

No. In Table II of the filing, no derivative securities such as options, warrants, or convertible securities are listed as beneficially owned.

What is the relationship of the reporting person to Peabody Energy Corp. (BTU)?

The reporting person is identified as a director of Peabody Energy Corp., with no indication that they are a 10% owner or officer.

Is the Peabody Energy (BTU) Form 3 filed by one person or a group?

The document indicates that the Form 3 is filed by one reporting person, not by a group of multiple reporting persons.

Who signed the Peabody Energy (BTU) Form 3?

The Form 3 is signed by /s/ Caitlin Reardon-Ashley, Attorney-in-fact, acting under a power of attorney for the reporting person.
Peabody Energy

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3.16B
120.79M
0.67%
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11.28%
Thermal Coal
Bituminous Coal & Lignite Surface Mining
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United States
ST LOUIS