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Peabody Energy (NYSE: BTU) director reports 54-share dividend-equivalent award

Filing Impact
(Low)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy Corporation director reports small stock acquisition

A director of Peabody Energy Corporation (BTU) reported acquiring a small number of company shares through a routine, exempt transaction. On 12/03/2025, the director acquired 54 shares of common stock at a price of $29.43 per share, described as dividend equivalents on prior deferred stock unit awards. After this transaction, the director beneficially owned 53,222 shares of Peabody Energy common stock in direct ownership. This type of filing is a standard disclosure of insider holdings and does not represent a large change in ownership.

Positive

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Negative

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SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Malone Robert A

(Last) (First) (Middle)
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
12/03/2025
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 12/03/2025 A 54(1) A $29.43 53,222 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 12/05/2025
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) disclose in this Form 4?

A director of Peabody Energy (BTU) disclosed the acquisition of 54 shares of common stock on 12/03/2025, reported as exempt dividend equivalents on prior deferred stock unit awards.

At what price were the new Peabody Energy (BTU) shares acquired?

The 54 shares of Peabody Energy common stock were acquired at a price of $29.43 per share.

How many Peabody Energy (BTU) shares does the director own after this transaction?

Following the reported transaction, the director beneficially owned 53,222 shares of Peabody Energy common stock, held as direct ownership.

What is the nature of the Peabody Energy (BTU) shares acquired in this filing?

The 54 shares of Peabody Energy common stock represent exempt dividend equivalents credited on prior deferred stock unit awards rather than an open-market purchase.

What is the reporting person’s relationship to Peabody Energy (BTU)?

The reporting person in this filing is identified as a Director of Peabody Energy Corporation.

Is this Peabody Energy (BTU) Form 4 a single-person filing?

Yes. The document indicates that the Form 4 was filed by one reporting person, not a group filing.

Peabody Energy

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