Peabody Energy (BTU) COO granted shares via dividend equivalents

Rhea-AI Filing Summary

Peabody Energy EVP & COO Darren Ronald Yeates received an award of 104 shares of Common Stock on March 10, 2026. The filing describes this as a grant or other acquisition and notes in a footnote that the shares represent exempt dividend equivalents on prior restricted stock unit awards.

After this compensation-related award, Yeates directly holds 130,247 Common Stock shares. This is a small, routine increase in his equity stake rather than an open-market purchase or sale.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Yeates Darren Ronald

(Last) (First) (Middle)

C/O PEABODY ENERGY CORPORATION

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & COO

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		104(1)	A	$32.56	130,247	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) report for Darren Yeates?

Peabody Energy reported that EVP & COO Darren Ronald Yeates received 104 shares of Common Stock as a grant on March 10, 2026. A footnote explains these are exempt dividend equivalents tied to earlier restricted stock unit awards, not an open-market transaction.

Was the Peabody Energy (BTU) Form 4 transaction a stock purchase or a compensation grant?

The Form 4 shows a compensation-related grant, not a market purchase. The transaction is coded as a grant or other acquisition, and the footnote clarifies the 104 shares are exempt dividend equivalents on prior restricted stock unit awards, reflecting routine equity-based compensation.

How many Peabody Energy (BTU) shares does Darren Yeates hold after this Form 4?

Following the reported award, Darren Ronald Yeates directly holds 130,247 shares of Peabody Energy Common Stock. The 104-share grant is a relatively small addition to this position, indicating a modest, routine increase in his equity stake through compensation mechanisms.

What does “exempt dividend equivalents” mean in the Peabody Energy (BTU) Form 4 footnote?

“Exempt dividend equivalents” here means the 104 new shares were issued to mirror dividends on previously granted restricted stock units. Instead of cash, Yeates received additional shares tied to those RSU awards, treated as an exempt, non-open-market equity compensation adjustment.

Does the Peabody Energy (BTU) Form 4 indicate any stock sales by Darren Yeates?

No stock sales are reported in this Form 4. The filing shows only one transaction: a grant-type acquisition of 104 Common Stock shares linked to dividend equivalents on prior restricted stock unit awards, increasing his direct holdings without any corresponding disposition.