Peabody Energy (NYSE: BTU) director granted 5-share dividend equivalent award

Rhea-AI Filing Summary

Peabody Energy director Georganne Hodges reported a compensation-related acquisition of 5 shares of common stock at $32.56 per share. The filing states these shares are exempt dividend equivalents on prior deferred stock unit awards. Following this award, she holds 2,405 common shares directly.

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Hodges Georganne

(Last) (First) (Middle)

C/O PEABODY ENERGY CORP.

701 MARKET STREET

(Street)

ST. LOUIS MO 63101

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		5(1)	A	$32.56	2,405	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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FAQ

What did Georganne Hodges report in this Peabody Energy (BTU) Form 4?

Georganne Hodges reported receiving 5 shares of Peabody Energy common stock as a grant. The filing describes them as exempt dividend equivalents on prior deferred stock unit awards, indicating a compensation-related adjustment rather than an open-market stock purchase.

Was the BTU Form 4 transaction an open-market buy or a compensation award?

The transaction was a compensation-related award, not an open-market purchase. The Form 4 uses code “A” for a grant or award and notes the shares are exempt dividend equivalents tied to earlier deferred stock unit awards, reflecting routine director compensation mechanics.

How many Peabody Energy (BTU) shares did Georganne Hodges acquire in this filing?

Georganne Hodges acquired 5 shares of Peabody Energy common stock in this transaction. These shares stem from dividend equivalents on prior deferred stock unit awards, incrementally increasing her position rather than reflecting a large, discretionary stock purchase in the market.

What is Georganne Hodges’ Peabody Energy shareholding after this Form 4 transaction?

After the reported grant, Georganne Hodges directly holds 2,405 shares of Peabody Energy common stock. This total includes the 5 newly credited shares that represent exempt dividend equivalents on earlier deferred stock unit awards, as disclosed in the Form 4 summary data.

What does “exempt dividend equivalents on prior deferred stock unit awards” mean in the BTU filing?

The phrase indicates the 5 new shares compensate for dividends that would have been paid on previously granted deferred stock units. Instead of cash, Hodges received additional shares, classified as exempt dividend equivalents, aligning her holdings with what regular shareholders received as dividends.

Does the Peabody Energy Form 4 indicate any share sales by Georganne Hodges?

No share sales are reported in this Form 4. The filing only shows an acquisition coded as a grant or award of 5 shares as dividend equivalents on prior deferred stock unit awards, leaving her with a direct holding of 2,405 common shares after the transaction.