STOCK TITAN

Peabody Energy (NYSE: BTU) CEO gets 225-share stock award

Filing Impact
(Neutral)
Filing Sentiment
(Neutral)
Form Type
4

Rhea-AI Filing Summary

Peabody Energy Corp President and CEO James C. Grech reported an acquisition of 225 shares of Common Stock on a Form 4. These shares represent exempt dividend equivalents on prior restricted stock unit awards. After this award, he directly holds 324,963 Common Stock shares.

He also reports indirect ownership of 54,500 Common Stock shares held in a grantor retained annuity trust, where he is grantor, trustee and annuitant, with a remainder interest for his children. The filing shows a routine compensation-related share accrual rather than any open-market buying or selling.

Positive

  • None.

Negative

  • None.
Insider Grech James C.
Role President and CEO
Type Security Shares Price Value
Grant/Award Common Stock 225 $32.56 $7K
holding Common Stock -- -- --
Holdings After Transaction: Common Stock — 324,963 shares (Direct); Common Stock — 54,500 shares (Indirect, Grantor Retained Annuity Trust)
Footnotes (1)
  1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards. Held in a grantor retained annuity trust of which the reporting person is the grantor, trustee and annuitant, with a remainder interest in favor of the reporting person's children.
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.
1. Name and Address of Reporting Person*
Grech James C.

(Last) (First) (Middle)
C/O PEABODY ENERGY CORPORATION
701 MARKET STREET

(Street)
ST. LOUIS MO 63101

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
President and CEO
3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 03/10/2026 A 225(1) A $32.56 324,963 D
Common Stock 54,500 I Grantor Retained Annuity Trust(2)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.
2. Held in a grantor retained annuity trust of which the reporting person is the grantor, trustee and annuitant, with a remainder interest in favor of the reporting person's children.
Remarks:
/s/ Caitlin Reardon-Ashley, Attorney-in-fact 03/12/2026
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.

FAQ

What insider transaction did Peabody Energy (BTU) report for James C. Grech?

Peabody Energy reported that President and CEO James C. Grech acquired 225 Common Stock shares. The award reflects exempt dividend equivalents on earlier restricted stock unit grants, increasing his directly held position to 324,963 shares according to the Form 4 filing.

How many Peabody Energy (BTU) shares does CEO James C. Grech hold after this Form 4?

After the reported award, James C. Grech directly holds 324,963 Peabody Energy Common Stock shares. The Form 4 also lists 54,500 additional shares held indirectly through a grantor retained annuity trust associated with him and his children’s remainder interest.

Was the Peabody Energy (BTU) CEO Form 4 a market purchase or sale?

The Form 4 does not show any open-market purchase or sale. Instead, it reports an acquisition coded as a grant or award, consisting of 225 shares issued as exempt dividend equivalents on prior restricted stock unit awards to James C. Grech.

What is the significance of the 225-share award reported for Peabody Energy (BTU)?

The 225-share award is a small, routine compensation-related adjustment. It represents dividend equivalents credited on earlier restricted stock unit awards, slightly increasing CEO James C. Grech’s direct holdings rather than signaling a discretionary buy or sell decision in the market.

How are indirect Peabody Energy (BTU) shares held for James C. Grech?

The Form 4 shows 54,500 Peabody Energy Common Stock shares held indirectly in a grantor retained annuity trust. James C. Grech is the grantor, trustee and annuitant of this trust, with the remainder interest designated for his children, according to the footnote disclosure.