Peabody director awarded 65 dividend shares at $27.64

BTU director Margaret Katherine Banks received 65 shares as dividend-equivalent credits tied to prior equity awards, bringing her direct holdings to 22,533 shares.

Available on EDGAR 09/08/2026 - 04:13 PM EDT Accepted by SEC EDGAR 09/08/2026 - 04:11 PM EDT Learn about SEC filing dates

Rhea-AI Filing Summary

PEABODY ENERGY CORP (BTU) reports that director Margaret Katherine Banks acquired 65 shares of common stock on September 3, 2026 through a grant classified as a grant, award, or other acquisition. A footnote states these shares represent exempt dividend equivalents on prior deferred stock unit and restricted stock unit awards. Following this award, her directly held common stock position is 22,533 shares. No transactions under a Rule 10b5-1 trading plan are indicated.

Insider Trade Summary

Grant/Award: 65 shares

Grant/Award 1 txn

Insider Banks Margaret Katherine

Role Director

Type	Security	Shares	Price	Value
Grant/Award	Common Stock F1	65	$27.64	$2K

Holdings After Transaction: Common Stock — 22,533 shares (Direct)

Holdings Before and After: Common Stock, 22,468 to 22,533 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.

Key Figures

Shares acquired: 65 shares Reported value per share: $27.64 per share Holdings after transaction: 22,533 shares +1 more

4 metrics

Shares acquired 65 shares Grant, award, or other acquisition on September 3, 2026

Reported value per share $27.64 per share Non-derivative common stock grant on September 3, 2026

Holdings after transaction 22,533 shares Direct ownership of Peabody Energy common stock following the grant

Number of acquisition transactions 1 transaction Single non-derivative grant or award reported in this Form 4

Key Terms

dividend equivalents, deferred stock unit awards, restricted stock unit awards

3 terms

dividend equivalents financial

"The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards"

Payments tied to employee or contractor equity awards that mirror the cash dividends paid on the company’s stock; they give the holder the same economic benefit as owning the shares without transferring actual shares—often paid in cash or additional award units when the award becomes payable. Investors care because these payments affect a company’s compensation costs, cash flow and potential share dilution, and they signal how management is being rewarded and aligned with shareholders.

deferred stock unit awards financial

"represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards"

restricted stock unit awards financial

"represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards"

Restricted stock unit awards are company promises to deliver a specific number of shares to employees or service providers in the future once conditions—such as staying with the company for a set time or meeting performance targets—are met. They matter to investors because when the promises convert into actual shares they increase the total share count and can reduce earnings per share, while also aligning recipients’ interests with stock performance much like deferred pay that turns into ownership if goals are met.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did BTU director Margaret Katherine Banks report?

She reported an acquisition of 65 shares of Peabody Energy common stock on September 3, 2026, classified as a grant, award, or other acquisition of non-derivative common stock.

How many BTU shares does Margaret Katherine Banks hold after this Form 4 transaction?

After the reported transaction, Margaret Katherine Banks directly holds 22,533 shares of Peabody Energy common stock, as stated in the filing’s post-transaction holdings figure.

What is the nature of the 65 BTU shares acquired by Margaret Katherine Banks?

A footnote explains that the 65 shares of common stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards, rather than a market purchase.

At what price per share was the BTU grant to Margaret Katherine Banks reported?

The 65-share grant was reported at a value of $27.64 per share, reflecting the per-share figure disclosed for this non-derivative common stock transaction.

Was the BTU Form 4 transaction by Margaret Katherine Banks under a Rule 10b5-1 plan?

No. The filing indicates that the Rule 10b5-1 checkbox is not marked, so no Rule 10b5-1 trading plan is reported in connection with this 65-share award.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Banks Margaret Katherine

(Last) (First) (Middle)

C/O PEABODY ENERGY CORP.

1245 J.J. KELLEY MEMORIAL DRIVE, STE 700

(Street)

ST. LOUIS MISSOURI 63131

(City) (State) (Zip)

UNITED STATES

(Country)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

X	Director		10% Owner
	Officer (give title below)		Other (specify below)

2a. Foreign Trading Symbol

3. Date of Earliest Transaction (Month/Day/Year)
09/03/2026

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

4. If Amendment, Date of Original Filed (Month/Day/Year)

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	09/03/2026		A		65(1)	A	$27.64	22,533	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior deferred stock unit awards and restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	09/08/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.
* Form 4: SEC 1474 (03-26)