Peabody EVP gets 37-share stock grant

Peabody Energy EVP & Chief Commercial Officer Malcolm James Roberts received 37 shares of Common Stock as a compensation-related award.

Rhea-AI Filing Summary

Peabody Energy EVP & Chief Commercial Officer Malcolm James Roberts received 37 shares of Common Stock as a compensation-related award. The shares were granted as exempt dividend equivalents on prior restricted stock unit awards at a reference price of $32.56 per share.

Following this grant, Roberts directly holds 33,467 shares of Peabody Energy common stock. This is an acquisition under a grant/award, not an open-market purchase.

Insider Trade Summary

Grant/Award: 37 shares

Grant/Award 1 txn

Insider Roberts Malcolm James

Role EVP & Chief Commercial Officer

Type	Security	Shares	Price	Value
Grant/Award	Common Stock	37	$32.56	$1K

Holdings After Transaction: Common Stock — 33,467 shares (Direct)

Footnotes (1)

1. F1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

FAQ

AI-generated questions and answers. How Rhea-AI works. Not financial advice.

What insider transaction did Peabody Energy (BTU) report for Malcolm James Roberts?

Peabody Energy reported that EVP & Chief Commercial Officer Malcolm James Roberts received 37 shares of Common Stock as a compensation-related award. These shares are dividend equivalents on prior restricted stock unit awards, recorded as an acquisition rather than an open-market purchase or sale.

How many Peabody Energy (BTU) shares did Malcolm Roberts acquire and at what price?

Malcolm Roberts acquired 37 shares of Peabody Energy Common Stock, tied to a reference price of $32.56 per share. The Form 4 classifies this as a grant or award, reflecting dividend equivalents credited on earlier restricted stock unit grants instead of a market trade.

What are dividend equivalents on restricted stock units in the Peabody (BTU) Form 4?

Dividend equivalents on restricted stock units are additional shares or credits awarded to mirror dividends paid on common stock. In this case, Roberts received 37 common shares as exempt dividend equivalents on prior RSU awards, increasing his equity compensation position without executing an open-market transaction.

What is Malcolm Roberts’ Peabody Energy (BTU) shareholding after this Form 4 transaction?

After the reported grant, Malcolm Roberts directly holds 33,467 shares of Peabody Energy Common Stock. This total reflects his position following the 37-share award of dividend equivalents and helps illustrate that the reported transaction is small relative to his overall direct holdings.

Does the Peabody Energy (BTU) Form 4 indicate an open-market buy or sell by Malcolm Roberts?

The Form 4 does not show an open-market buy or sell. Instead, it records an acquisition coded as a grant or award, representing 37 dividend-equivalent shares on prior restricted stock unit awards, so it reflects routine compensation rather than discretionary trading activity in the open market.

AI-generated analysis. How Rhea-AI works. Not financial advice.

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Accepted by SEC EDGAR 03/12/2026 - 04:07 PM Learn about SEC filing dates

SEC Form 4

FORM 4

UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940

OMB APPROVAL

OMB Number:			3235-0287
Estimated average burden
hours per response:			0.5

Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

Check this box to indicate that a transaction was made pursuant to a contract, instruction or written plan for the purchase or sale of equity securities of the issuer that is intended to satisfy the affirmative defense conditions of Rule 10b5-1(c). See Instruction 10.

1. Name and Address of Reporting Person^*

Roberts Malcolm James

(Last) (First) (Middle)

701 MARKET STREET

(Street)

ST. LOUIS MO 63033

(City) (State) (Zip)

2. Issuer Name and Ticker or Trading Symbol
PEABODY ENERGY CORP [ BTU ]

5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)

	Director		10% Owner
X	Officer (give title below)		Other (specify below)
	EVP & Chief Commercial Officer

3. Date of Earliest Transaction (Month/Day/Year)
03/10/2026

4. If Amendment, Date of Original Filed (Month/Day/Year)

6. Individual or Joint/Group Filing (Check Applicable Line)

X	Form filed by One Reporting Person
	Form filed by More than One Reporting Person

Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3)	2. Transaction Date (Month/Day/Year)	2A. Deemed Execution Date, if any (Month/Day/Year)	3. Transaction Code (Instr. 8)		4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5)			5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4)	6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	7. Nature of Indirect Beneficial Ownership (Instr. 4)
			Code	V	Amount	(A) or (D)	Price
Common Stock	03/10/2026		A		37(1)	A	$32.56	33,467	D

Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3)	2. Conversion or Exercise Price of Derivative Security	3. Transaction Date (Month/Day/Year)	3A. Deemed Execution Date, if any (Month/Day/Year)	4. Transaction Code (Instr. 8)		5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5)		6. Date Exercisable and Expiration Date (Month/Day/Year)		7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4)		8. Price of Derivative Security (Instr. 5)	9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4)	10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4)	11. Nature of Indirect Beneficial Ownership (Instr. 4)
				Code	V	(A)	(D)	Date Exercisable	Expiration Date	Title	Amount or Number of Shares

Explanation of Responses:

1. The shares of Common Stock represent exempt dividend equivalents on prior restricted stock unit awards.

Remarks:

	/s/ Caitlin Reardon-Ashley, Attorney-in-fact	03/12/2026
	** Signature of Reporting Person	Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.